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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BELFB
4201
Bel Fuse Inc Class B
BELFB
$3.6B
$302K ﹤0.01%
+24,296
New +$326K
HWKN icon
4202
Hawkins
HWKN
$2.45B
$301K ﹤0.01%
+8,622
New +$298K
WDH
4203
Waterdrop
WDH
$358M
$300K ﹤0.01%
125,534
+112,117
+836% +$466K
PHK
4204
PIMCO High Income Fund
PHK
$847M
$298K ﹤0.01%
47,500
– –
EVV
4205
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$297K ﹤0.01%
22,500
– –
RESN
4206
DELISTED
Resonant Inc.
RESN
$297K ﹤0.01%
122,566
+24,831
+25% +$68.7K
SAP icon
4207
SAP
SAP
$249B
$296K ﹤0.01%
2,194
-94,645
-98% -$13.7M
STOR
4208
DELISTED
STORE Capital Corporation
STOR
$296K ﹤0.01%
+9,232
New +$327K
AUS.WS
4209
DELISTED
Austerlitz Acquisition Corporation I Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
AUS.WS
$296K ﹤0.01%
174,999
– –
BCO icon
4210
Brink's
BCO
$4.55B
$295K ﹤0.01%
4,660
-8,392
-64% -$631K
NWLI
4211
DELISTED
National Western Life Group, Inc. Class A
NWLI
$295K ﹤0.01%
1,401
-90
-6% -$19.5K
DLX icon
4212
Deluxe
DLX
$1.09B
$294K ﹤0.01%
8,205
-9,974
-55% -$405K
NAGE
4213
Niagen Bioscience
NAGE
$254M
$294K ﹤0.01%
46,816
-41,336
-47% -$341K
RAMMW
4214
DELISTED
Aries I Acquisition Corporation
RAMMW
$294K ﹤0.01%
+533,500
New +$375K
VIRX
4215
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$291K ﹤0.01%
+36,262
New +$357K
INTZ
4216
DELISTED
INTRUSION INC NEW
INTZ
$291K ﹤0.01%
+71,659
New +$291K
JKS
4217
JinkoSolar
JKS
$810M
$290K ﹤0.01%
6,329
-130,352
-95% -$6.59M
PKE icon
4218
Park Aerospace
PKE
$709M
$290K ﹤0.01%
+21,226
New +$311K
TREB.WS
4219
DELISTED
Trebia Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
TREB.WS
$290K ﹤0.01%
199,866
– –
EVI icon
4220
EVI Industries
EVI
$181M
$289K ﹤0.01%
10,614
+186
+2% +$4.98K
RLGT icon
4221
Radiant Logistics
RLGT
$397M
$289K ﹤0.01%
45,197
-39,644
-47% -$255K
BRBR icon
4222
BellRing Brands
BRBR
$1.23B
$288K ﹤0.01%
9,368
+1,647
+21% +$52.7K
BXMT icon
4223
CALL
Blackstone Mortgage Trust
BXMT
$2.38B
$288K ﹤0.01%
9,500
+1,500
+19% +$47.6K
JJSF icon
4224
J&J Snack Foods
JJSF
$1.65B
$288K ﹤0.01%
+1,885
New +$307K
TEO icon
4225
Telecom Argentina
TEO
$5.75B
$288K ﹤0.01%
58,144
-100,140
-63% -$516K
167 168
169
170 171

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.