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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$87.5B
AUM Growth
+$6.24B
Cap. Flow
-$2.46B
Cap. Flow %
-2.82%
Top 10 Hldgs %
10.13%
Holding
4,337
New
572
Increased
1,477
Reduced
1,498
Closed
412

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$546M
2
AMZN icon
Amazon
AMZN
+$515M
3
TSLA icon
Tesla
TSLA
+$389M
4
NFLX icon
Netflix
NFLX
+$322M
5
ADBE icon
Adobe
ADBE
+$305M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$836M
2
CELG
Celgene Corp
CELG
+$460M
3
NVDA icon
NVIDIA
NVDA
+$429M
4
COP icon
ConocoPhillips
COP
+$311M
5
BIIB icon
Biogen
BIIB
+$301M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Consumer Discretionary 11.76%
3 Healthcare 10.16%
4 Financials 7.89%
5 Industrials 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADMS
4201
DELISTED
Adamas Pharmaceuticals
ADMS
– –
-71,724
Closed -$367K
TLGT
4202
DELISTED
Teligent, Inc
TLGT
– –
-2,284
Closed -$22K
LDL
4203
DELISTED
Lydall, Inc.
LDL
– –
-14,934
Closed -$372K
NWHM
4204
DELISTED
THE NEW HOME COMPANY INC.
NWHM
– –
-52,798
Closed -$230K
CNP.PRB
4205
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
– –
-245,000
Closed -$12.8M
RNET
4206
PUT
DELISTED
RigNet, Inc.
RNET
– –
-32,100
Closed -$249K
NEOS
4207
DELISTED
Neos Therapeutics, Inc
NEOS
– –
-18,653
Closed -$28K
ANH
4208
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-31,373
Closed -$104K
ACIA
4209
CALL
DELISTED
Acacia Communications Inc
ACIA
– –
-4,100
Closed -$268K
SG
4210
DELISTED
Sirius International Insurance Group, Ltd. Common Share
SG
– –
-261,271
Closed -$2.09M
PE
4211
CALL
DELISTED
PARSLEY ENERGY INC
PE
– –
-10,200
Closed -$171K
NBRV
4212
DELISTED
Nabriva Therapeutics plc Ordinary Shares Ireland
NBRV
– –
-79
Closed -$40K
DLPH
4213
CALL
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
– –
-56,000
Closed -$750K
CLUB
4214
DELISTED
Town Sports International Holdings, Inc.
CLUB
– –
-28,051
Closed -$46K
VAL
4215
CALL
DELISTED
Valaris plc Class A Ordinary Share
VAL
– –
-23,100
Closed -$111K
VAL
4216
DELISTED
Valaris plc Class A Ordinary Share
VAL
– –
-94,788
Closed -$456K
VAL
4217
PUT
DELISTED
Valaris plc Class A Ordinary Share
VAL
– –
-53,600
Closed -$258K
DNR
4218
DELISTED
Denbury Resources, Inc.
DNR
– –
-194,560
Closed -$232K
TUES
4219
DELISTED
Tuesday Morning Corp
TUES
– –
-676,207
Closed -$1.06M
SSI
4220
DELISTED
Stage Stores Inc
SSI
– –
-15,706
Closed -$30K
QHC
4221
DELISTED
Quorum Health Corporation
QHC
– –
-95,887
Closed -$116K
RARX
4222
DELISTED
Ra Pharmaceuticals, Inc. Common Stock
RARX
– –
-157,655
Closed -$6.97M
PEGI
4223
CALL
DELISTED
Pattern Energy Group Inc. Class A
PEGI
– –
-20,000
Closed -$539K
WTRU
4224
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
– –
-150,000
Closed -$9.07M
SMTA
4225
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
– –
-173,579
Closed -$1.47M
167 168
169
170 171

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David Shaw's Q4 2019 Portfolio in Review

As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
  • David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
  • David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
  • David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
  • David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
  • David Shaw opened 572 new positions and closed 412 in Q4 2019.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.