We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALB icon
4176
Albemarle
ALB
$15.8B
$314K ﹤0.01%
1,436
-260
-15% -$55.5K
RACE icon
4177
Ferrari
RACE
$74.4B
$314K ﹤0.01%
1,500
– –
GEVO icon
4178
Gevo
GEVO
$423M
$313K ﹤0.01%
+47,136
New +$292K
EBF icon
4179
Ennis
EBF
$539M
$312K ﹤0.01%
+16,556
New +$325K
RADI
4180
DELISTED
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
$312K ﹤0.01%
19,110
-89,449
-82% -$1.44M
CIVI
4181
DELISTED
Civitas Resources
CIVI
$310K ﹤0.01%
6,465
+2,168
+50% +$88.7K
SPFI icon
4182
South Plains Financial
SPFI
$824M
$310K ﹤0.01%
12,733
-624
-5% -$14.5K
HCCI
4183
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
$310K ﹤0.01%
10,682
-987
-8% -$28.2K
AGRX
4184
DELISTED
Agile Therapeutics
AGRX
$310K ﹤0.01%
161
+114
+243% +$258K
SFM icon
4185
Sprouts Farmers Market
SFM
$7.89B
$309K ﹤0.01%
13,331
-10,227
-43% -$249K
MBIO icon
4186
Mustang Bio
MBIO
$4.17M
$308K ﹤0.01%
153
+65
+74% +$140K
NRGV icon
4187
Energy Vault
NRGV
$704M
$308K ﹤0.01%
+31,082
New +$303K
IAG icon
4188
IAMGOLD
IAG
$12.6B
$307K ﹤0.01%
135,706
+14,505
+12% +$36.2K
RMR icon
4189
The RMR Group
RMR
$334M
$307K ﹤0.01%
+9,166
New +$349K
CCVI.WS
4190
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
$306K ﹤0.01%
+254,981
New +$338K
SVSVW
4191
DELISTED
Spring Valley Acquisition Corp. Warrant
SVSVW
$306K ﹤0.01%
425,000
– –
GFI icon
4192
Gold Fields
GFI
$43.1B
$305K ﹤0.01%
+37,605
New +$337K
SOLO
4193
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$305K ﹤0.01%
85,704
+73,960
+630% +$261K
CRSR icon
4194
Corsair Gaming
CRSR
$1.24B
$304K ﹤0.01%
11,732
-54,068
-82% -$1.55M
FIZZ icon
4195
PUT
National Beverage
FIZZ
$3.07B
$304K ﹤0.01%
5,800
-100,000
-95% -$4.65M
HUBB icon
4196
Hubbell
HUBB
$24.6B
$304K ﹤0.01%
1,683
-14,488
-90% -$2.83M
ARQ icon
4197
Arq
ARQ
$95.2M
$304K ﹤0.01%
47,652
+11,609
+32% +$79.9K
AVLR
4198
DELISTED
Avalara, Inc.
AVLR
$304K ﹤0.01%
1,742
-9,950
-85% -$1.71M
NVS icon
4199
PUT
Novartis
NVS
$303B
$303K ﹤0.01%
+3,700
New +$333K
VRM icon
4200
Vroom Inc
VRM
$48.2M
$303K ﹤0.01%
+172
New +$438K
166 167
168
169 170

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.