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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+13.33%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$97.7B
AUM Growth
+$13.8B
Cap. Flow
-$2.45B
Cap. Flow %
-2.51%
Top 10 Hldgs %
12.38%
Holding
4,373
New
420
Increased
1,314
Reduced
1,591
Closed
597

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$642M
2
BA icon
Boeing
BA
+$429M
3
BABA icon
Alibaba
BABA
+$313M
4
AMD icon
Advanced Micro Devices
AMD
+$304M
5
JD icon
JD.com
JD
+$275M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.13B
2
AMZN icon
Amazon
AMZN
+$456M
3
PG icon
Procter & Gamble
PG
+$359M
4
JPM icon
JPMorgan Chase
JPM
+$304M
5
COST icon
Costco
COST
+$298M

Sector Composition

Rank Sector Weight
1 Technology 15.94%
2 Consumer Discretionary 12.37%
3 Healthcare 8.89%
4 Communication Services 6.57%
5 Financials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCP
4176
DELISTED
GCP Applied Technologies Inc.
GCP
– –
-20,458
Closed -$380K
TYME
4177
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
– –
-10,468
Closed -$14K
ATHX
4178
DELISTED
Athersys, Inc. Common Stock
ATHX
– –
-1,922
Closed -$132K
ENDP
4179
DELISTED
Endo International plc
ENDP
– –
-299,349
Closed -$1.03M
CDR
4180
DELISTED
Cedar Realty Trust, Inc
CDR
– –
-70,944
Closed -$463K
TPTX
4181
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
– –
-3,576
Closed -$231K
EMWP
4182
DELISTED
Eros Media World PLC
EMWP
– –
-3,525
Closed -$223K
RDUS
4183
PUT
DELISTED
Radius Health, Inc.
RDUS
– –
-20,000
Closed -$273K
GSV
4184
DELISTED
Gold Standard Ventures Corp.
GSV
– –
-10,345
Closed -$8K
COHR
4185
CALL
DELISTED
Coherent Inc
COHR
– –
-14,300
Closed -$1.87M
TREC
4186
DELISTED
Trecora Resources
TREC
– –
-22,600
Closed -$142K
EVFM
4187
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
– –
-755
Closed -$32K
HMHC
4188
DELISTED
Houghton Mifflin Harcourt Company
HMHC
– –
-262,898
Closed -$476K
VNE
4189
PUT
DELISTED
Veoneer, Inc.
VNE
– –
-40,000
Closed -$428K
KRA
4190
PUT
DELISTED
Kraton Corporation
KRA
– –
-27,700
Closed -$479K
CSLT
4191
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
– –
-427,219
Closed -$355K
RDS.B
4192
CALL
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-52,500
Closed -$1.6M
ZIXI
4193
DELISTED
Zix Corporation
ZIXI
– –
-67,341
Closed -$465K
KSU
4194
CALL
DELISTED
Kansas City Southern
KSU
– –
-4,500
Closed -$672K
MDP
4195
PUT
DELISTED
Meredith Corporation
MDP
– –
-12,000
Closed -$175K
LORL
4196
CALL
DELISTED
Loral Space and Communications, Inc.
LORL
– –
-20,000
Closed -$390K
KDMN
4197
DELISTED
Kadmon Holdings, Inc.
KDMN
– –
-28,670
Closed -$147K
SBBP
4198
DELISTED
Strongbridge Biopharma plc.
SBBP
– –
-80,912
Closed -$306K
USCR
4199
PUT
DELISTED
U S Concrete, Inc.
USCR
– –
-20,000
Closed -$496K
TLND
4200
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-18,610
Closed -$645K
166 167
168
169 170

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David Shaw's Q3 2020 Portfolio in Review

As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
  • David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
  • David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
  • David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
  • David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
  • David Shaw opened 420 new positions and closed 597 in Q3 2020.
  • David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.