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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.81%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$77.2B
AUM Growth
+$3.78B
Cap. Flow
+$3.39B
Cap. Flow %
4.39%
Top 10 Hldgs %
11.56%
Holding
4,729
New
599
Increased
1,385
Reduced
1,503
Closed
674

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$430M
2
BABA icon
Alibaba
BABA
+$364M
3
HPQ icon
HP
HPQ
+$298M
4
PFE icon
Pfizer
PFE
+$258M
5
BKNG icon
Booking.com
BKNG
+$244M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$602M
2
FWONA icon
Liberty Media Series A
FWONA
+$321M
3
ABBV icon
AbbVie
ABBV
+$312M
4
GE icon
GE Aerospace
GE
+$233M
5
SNDK
SANDISK CORP
SNDK
+$183M

Sector Composition

Rank Sector Weight
1 Technology 9.23%
2 Consumer Discretionary 8.61%
3 Energy 8.3%
4 Healthcare 6.98%
5 Communication Services 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
H icon
4176
PUT
Hyatt Hotels
H
$17B
– –
-14,300
Closed -$872K
HAFC icon
4177
PUT
Hanmi Financial
HAFC
$926M
– –
-23,700
Closed -$500K
HAIN icon
4178
Hain Celestial
HAIN
$75.8M
– –
-28,156
Closed -$1.31M
HAIN icon
4179
PUT
Hain Celestial
HAIN
$75.8M
– –
-48,800
Closed -$2.17M
HAS icon
4180
Hasbro
HAS
$13.5B
– –
-256,059
Closed -$13.5M
HCI icon
4181
HCI Group
HCI
$2.31B
– –
-27,296
Closed -$1.11M
HCI icon
4182
PUT
HCI Group
HCI
$2.31B
– –
-13,500
Closed -$548K
HCSG icon
4183
Healthcare Services Group
HCSG
$1.56B
– –
-35,911
Closed -$1.06M
HEES
4184
CALL
DELISTED
H&E Equipment Services
HEES
– –
-13,100
Closed -$476K
HEES
4185
DELISTED
H&E Equipment Services
HEES
– –
-36,238
Closed -$1.32M
HEES
4186
PUT
DELISTED
H&E Equipment Services
HEES
– –
-29,700
Closed -$1.08M
HIG icon
4187
Hartford Financial Services
HIG
$37.6B
– –
-52,415
Closed -$1.88M
HII icon
4188
CALL
Huntington Ingalls Industries
HII
$11.6B
– –
-40,000
Closed -$3.78M
HII icon
4189
PUT
Huntington Ingalls Industries
HII
$11.6B
– –
-17,200
Closed -$1.63M
HLX icon
4190
PUT
Helix Energy Solutions
HLX
$1.47B
– –
-30,000
Closed -$789K
HOMB icon
4191
Home BancShares
HOMB
$6.01B
– –
-14,332
Closed -$235K
HOUS
4192
CALL
DELISTED
Anywhere Real Estate
HOUS
– –
-20,000
Closed -$754K
HOUS
4193
PUT
DELISTED
Anywhere Real Estate
HOUS
– –
-20,000
Closed -$754K
HTH icon
4194
CALL
Hilltop Holdings
HTH
$2.22B
– –
-38,600
Closed -$821K
HTH icon
4195
Hilltop Holdings
HTH
$2.22B
– –
-82,531
Closed -$1.75M
HTH icon
4196
PUT
Hilltop Holdings
HTH
$2.22B
– –
-48,200
Closed -$1.02M
HURN icon
4197
Huron Consulting
HURN
$2.59B
– –
-31,198
Closed -$1.99M
IBCP icon
4198
Independent Bank Corp
IBCP
$820M
– –
-95,101
Closed -$1.22M
IBKR icon
4199
CALL
Interactive Brokers
IBKR
$42.2B
– –
-236,800
Closed -$1.38M
IBN icon
4200
ICICI Bank
IBN
$106B
– –
-55,374
Closed -$518K
166 167
168
169 170

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David Shaw's Q3 2014 Portfolio in Review

As of Q3 2014, David Shaw held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw deployed $3.39B of net new capital in Q3 2014, opening 599 new positions and adding to 1,385 existing holdings. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was Liberty Media Series A, an estimated $321M trimmed.

  • David Shaw's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
  • David Shaw added most to HP in Q3 2014, an estimated $298M increase.
  • David Shaw's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
  • David Shaw fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
  • David Shaw's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
  • David Shaw opened 599 new positions and closed 674 in Q3 2014.
  • David Shaw's portfolio value rose 5.1% quarter-over-quarter to $77.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.