David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$986M |
| 2 |
Sea Limited
SE
|
+$480M |
| 3 |
Snowflake
SNOW
|
+$441M |
| 4 |
Citigroup
C
|
+$422M |
| 5 |
Oracle
ORCL
|
+$393M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$575M |
| 2 |
Apple
AAPL
|
+$515M |
| 3 |
Mastercard
MA
|
+$506M |
| 4 |
Walt Disney
DIS
|
+$447M |
| 5 |
Alibaba
BABA
|
+$434M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.97% |
| 2 | Consumer Discretionary | 9.19% |
| 3 | Financials | 7.48% |
| 4 | Healthcare | 7.05% |
| 5 | Communication Services | 6.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ABB
4151
DELISTED
ABB Ltd
ABB
| $592K | ﹤0.01% |
15,520
-179,689
| -92% | -$6.3M |
|
|
OZON
4152
CALL
DELISTED
Ozon Holdings PLC American Depositary Shares, each ADS representing one ordinary share
OZON
| $592K | ﹤0.01% |
20,000
+700
| +4% | +$28.9K |
|
4153
Viasat
VSAT
$9.98B
| $591K | ﹤0.01% |
+13,274
| New | +$687K |
|
4154
PUT
Hydrofarm Holdings
HYFM
$4.53M
| $588K | ﹤0.01% |
+2,080
| New | +$706K |
|
4155
InnovAge Holding
INNV
$1.48B
| $588K | ﹤0.01% |
117,681
-52,126
| -31% | -$379K |
|
4156
First Financial Corp
THFF
$942M
| $588K | ﹤0.01% |
12,979
-9,746
| -43% | -$429K |
|
4157
Yum! Brands
YUM
$42.6B
| $587K | ﹤0.01% |
4,225
-85,816
| -95% | -$11M |
|
4158
BlackRock Corporate High Yield Fund
HYT
$1.35B
| $586K | ﹤0.01% |
47,500
| – | – |
|
4159
Veru
VERU
$46.2M
| $586K | ﹤0.01% |
9,954
-16,727
| -63% | -$1.28M |
|
|
ABMD
4160
DELISTED
Abiomed Inc
ABMD
| $586K | ﹤0.01% |
1,631
+200
| +14% | +$67.6K |
|
4161
Ennis
EBF
$543M
| $585K | ﹤0.01% |
29,953
+13,397
| +81% | +$259K |
|
|
GBT
4162
PUT
DELISTED
Global Blood Therapeutics, Inc.
GBT
| $585K | ﹤0.01% |
20,000
| – | – |
|
4163
BioAtla
BCAB
$5.43M
| $584K | ﹤0.01% |
+595
| New | +$761K |
|
4164
PUT
Iovance Biotherapeutics
IOVA
$3.82B
| $582K | ﹤0.01% |
30,500
| – | – |
|
|
RNERU
4165
DELISTED
Mount Rainier Acquisition Corp. Unit
RNERU
| $581K | ﹤0.01% |
+57,083
| New | +$578K |
|
4166
Dollar General
DG
$27B
| $580K | ﹤0.01% |
2,461
-18,178
| -88% | -$4.01M |
|
4167
NVE Corp
NVEC
$517M
| $580K | ﹤0.01% |
8,498
+2,341
| +38% | +$160K |
|
4168
Saratoga Investment
SAR
$296M
| $580K | ﹤0.01% |
+19,747
| New | +$574K |
|
4169
PUT
Strategic Education
STRA
$1.91B
| $578K | ﹤0.01% |
10,000
| – | – |
|
4170
TETRA Technologies
TTI
$1B
| $578K | ﹤0.01% |
203,797
-237,918
| -54% | -$733K |
|
4171
Universal Logistics Holdings
ULH
$509M
| $578K | ﹤0.01% |
30,654
+1,586
| +5% | +$31.4K |
|
4172
Helios Technologies
HLIO
$2.45B
| $577K | ﹤0.01% |
5,489
+2,503
| +84% | +$243K |
|
4173
Eagle Bancorp
EGBN
$844M
| $575K | ﹤0.01% |
9,854
+3,850
| +64% | +$223K |
|
4174
PUT
Range Resources
RRC
$9.58B
| $574K | ﹤0.01% |
+32,200
| New | +$694K |
|
|
JNCE
4175
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
| $574K | ﹤0.01% |
68,776
+34,388
| +100% | +$283K |
|
Similar funds
David Shaw's Q4 2021 Portfolio in Review
As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.
David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.
- David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
- David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
- David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
- David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
- David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
- David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
- David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.
Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.