We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+13.33%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$97.7B
AUM Growth
+$13.8B
Cap. Flow
-$2.45B
Cap. Flow %
-2.51%
Top 10 Hldgs %
12.38%
Holding
4,373
New
420
Increased
1,314
Reduced
1,591
Closed
597

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$642M
2
BA icon
Boeing
BA
+$429M
3
BABA icon
Alibaba
BABA
+$313M
4
AMD icon
Advanced Micro Devices
AMD
+$304M
5
JD icon
JD.com
JD
+$275M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.13B
2
AMZN icon
Amazon
AMZN
+$456M
3
PG icon
Procter & Gamble
PG
+$359M
4
JPM icon
JPMorgan Chase
JPM
+$304M
5
COST icon
Costco
COST
+$298M

Sector Composition

Rank Sector Weight
1 Technology 15.94%
2 Consumer Discretionary 12.37%
3 Healthcare 8.89%
4 Communication Services 6.57%
5 Financials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RETA
4151
CALL
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-30,000
Closed -$4.68M
RETA
4152
PUT
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-21,700
Closed -$3.39M
WWE
4153
CALL
DELISTED
World Wrestling Entertainment
WWE
– –
-30,000
Closed -$1.3M
NEX
4154
DELISTED
NexTier Oilfield Solutions Inc.
NEX
– –
-47,585
Closed -$117K
ARNC
4155
DELISTED
Arconic Corporation
ARNC
– –
-12,365
Closed -$172K
AMRS
4156
DELISTED
Amyris Inc.
AMRS
– –
-476,286
Closed -$2.03M
PDCE
4157
CALL
DELISTED
PDC Energy, Inc.
PDCE
– –
-21,500
Closed -$267K
PDCE
4158
PUT
DELISTED
PDC Energy, Inc.
PDCE
– –
-50,000
Closed -$622K
HEXO
4159
DELISTED
HEXO Corp. Common Shares
HEXO
– –
-823
Closed -$34K
ACOR
4160
DELISTED
Acorda Therapeutics
ACOR
– –
-137
Closed -$12K
APTX
4161
DELISTED
Aptinyx Inc. Common Stock
APTX
– –
-23,853
Closed -$99K
JNCE
4162
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
– –
-24,367
Closed -$168K
BBBY
4163
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-200,100
Closed -$2.12M
ASPU
4164
DELISTED
ASPEN GROUP, INC.
ASPU
– –
-28,403
Closed -$257K
ATCO
4165
CALL
DELISTED
Atlas Corp.
ATCO
– –
-22,000
Closed -$167K
SIOX
4166
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
– –
-161,702
Closed -$456K
CAJ
4167
DELISTED
Canon, Inc.
CAJ
– –
-23,237
Closed -$464K
LHCG
4168
DELISTED
LHC Group LLC
LHCG
– –
-17,233
Closed -$3.4M
ATNX
4169
DELISTED
Athenex, Inc. Common Stock
ATNX
– –
-862
Closed -$237K
TCDA
4170
DELISTED
Tricida, Inc. Common Stock
TCDA
– –
-50,123
Closed -$1.38M
TTM
4171
DELISTED
Tata Motors Limited
TTM
– –
-59,038
Closed -$491K
PRTY
4172
DELISTED
Party City Holdco Inc.
PRTY
– –
-21,246
Closed -$32K
PING
4173
DELISTED
Ping Identity Holding Corp.
PING
– –
-16,956
Closed -$544K
GBT
4174
PUT
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-17,900
Closed -$1.13M
ABTX
4175
DELISTED
Allegiance Bancshares
ABTX
– –
-8,308
Closed -$211K
165 166
167
168 169

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q3 2020 Portfolio in Review

As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
  • David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
  • David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
  • David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
  • David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
  • David Shaw opened 420 new positions and closed 597 in Q3 2020.
  • David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.