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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$87.5B
AUM Growth
+$6.24B
Cap. Flow
-$2.46B
Cap. Flow %
-2.82%
Top 10 Hldgs %
10.13%
Holding
4,337
New
572
Increased
1,477
Reduced
1,498
Closed
412

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$546M
2
AMZN icon
Amazon
AMZN
+$515M
3
TSLA icon
Tesla
TSLA
+$389M
4
NFLX icon
Netflix
NFLX
+$322M
5
ADBE icon
Adobe
ADBE
+$305M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$836M
2
CELG
Celgene Corp
CELG
+$460M
3
NVDA icon
NVIDIA
NVDA
+$429M
4
COP icon
ConocoPhillips
COP
+$311M
5
BIIB icon
Biogen
BIIB
+$301M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Consumer Discretionary 11.76%
3 Healthcare 10.16%
4 Financials 7.89%
5 Industrials 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTLE
4151
DELISTED
Vital Energy
VTLE
– –
-580
Closed -$28K
WAB icon
4152
CALL
Wabtec
WAB
$50.3B
– –
-10,000
Closed -$719K
WB icon
4153
Weibo
WB
$1.73B
– –
-9,943
Closed -$465K
WEN icon
4154
Wendy's
WEN
$1.72B
– –
-92,258
Closed -$1.84M
WIX icon
4155
WIX.com
WIX
$3.43B
– –
-4,072
Closed -$498K
WLK icon
4156
PUT
Westlake Corp
WLK
$10.1B
– –
-13,800
Closed -$904K
WTRG icon
4157
Essential Utilities
WTRG
$11.4B
– –
-18,180
Closed -$819K
WTRG icon
4158
PUT
Essential Utilities
WTRG
$11.4B
– –
-56,900
Closed -$2.55M
XLF icon
4159
State Street Financial Select Sector SPDR ETF
XLF
$57.8B
– –
-603,357
Closed -$16.9M
XLU icon
4160
State Street Utilities Select Sector SPDR ETF
XLU
$22.2B
– –
-1,400,000
Closed -$45.3M
XRT icon
4161
State Street SPDR S&P Retail ETF
XRT
$491M
– –
-109,400
Closed -$4.64M
Z icon
4162
PUT
Zillow
Z
$8.07B
– –
-50,000
Closed -$1.49M
ZBRA icon
4163
PUT
Zebra Technologies
ZBRA
$17.4B
– –
-3,100
Closed -$640K
ZION icon
4164
CALL
Zions Bancorporation
ZION
$9.95B
– –
-85,000
Closed -$3.78M
ZM icon
4165
Zoom
ZM
$31.5B
– –
-4,585
Closed -$316K
ZS icon
4166
Zscaler
ZS
$29.4B
– –
-81,492
Closed -$3.78M
ZTO icon
4167
ZTO Express
ZTO
$16.2B
– –
-71,657
Closed -$1.53M
CNR
4168
CALL
Core Natural Resources Inc
CNR
$4.72B
– –
-50,000
Closed -$782K
HA
4169
PUT
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-20,800
Closed -$546K
ASXC
4170
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-6,437
Closed -$52K
WRK
4171
PUT
DELISTED
WestRock Company
WRK
– –
-20,000
Closed -$729K
DMTK
4172
DELISTED
DermTech, Inc. Common Stock
DMTK
– –
-247,500
Closed -$1.39M
CAMP
4173
PUT
DELISTED
CalAmp Corp.
CAMP
– –
-2,174
Closed -$576K
TRVN
4174
DELISTED
Trevena, Inc.
TRVN
– –
-25
Closed -$15K
NSTG
4175
CALL
DELISTED
NanoString Technologies, Inc.
NSTG
– –
-20,000
Closed -$432K
165 166
167
168 169

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David Shaw's Q4 2019 Portfolio in Review

As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
  • David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
  • David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
  • David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
  • David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
  • David Shaw opened 572 new positions and closed 412 in Q4 2019.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.