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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+2.57%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$70.1B
AUM Growth
-$3.23B
Cap. Flow
-$4.59B
Cap. Flow %
-6.55%
Top 10 Hldgs %
10.04%
Holding
5,020
New
596
Increased
1,359
Reduced
1,925
Closed
795

Top Buys

Rank Stock Value
1
LBTYK icon
Liberty Global Class C
LBTYK
+$404M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$361M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$327M
4
PG icon
Procter & Gamble
PG
+$313M
5
NFLX icon
Netflix
NFLX
+$286M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$453M
2
BAC icon
Bank of America
BAC
+$405M
3
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$236M
4
C icon
Citigroup
C
+$219M
5
SLB icon
SLB Ltd
SLB
+$184M

Sector Composition

Rank Sector Weight
1 Communication Services 9.3%
2 Healthcare 8.21%
3 Consumer Discretionary 8.05%
4 Energy 7.7%
5 Technology 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCMP
4151
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$96K ﹤0.01%
13,482
-71,759
-84% -$614K
UNXL
4152
CALL
DELISTED
Uni-Pixel, Inc.
UNXL
$95K ﹤0.01%
12,400
-36,500
-75% -$348K
ARIA
4153
CALL
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$93K ﹤0.01%
11,500
-100,300
-90% -$781K
IMH
4154
DELISTED
Impac Mortgage Holdings Inc.
IMH
$86K ﹤0.01%
14,353
-9,833
-41% -$64.3K
MERC icon
4155
CALL
Mercer International
MERC
$26.9M
$85K ﹤0.01%
11,300
– –
RIC
4156
DELISTED
Richmont Mines Inc.
RIC
$85K ﹤0.01%
60,595
-266,707
-81% -$405K
AVNR
4157
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$83K ﹤0.01%
22,646
-76,891
-77% -$293K
ERII icon
4158
Energy Recovery
ERII
$398M
$81K ﹤0.01%
+15,153
New +$74.6K
BUSE icon
4159
First Busey Corp
BUSE
$2.5B
$78K ﹤0.01%
4,499
-6,488
-59% -$113K
MTBL
4160
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$75K ﹤0.01%
+15,333
New +$79K
INVE icon
4161
Identive
INVE
$69.3M
$74K ﹤0.01%
6,530
-1,270
-16% -$11.3K
APP
4162
DELISTED
AMERICAN APPAREL INC COM
APP
$74K ﹤0.01%
146,808
+110,043
+299% +$99.8K
CACH
4163
DELISTED
CACHE INC (DE)
CACH
$74K ﹤0.01%
22,400
– –
VVTV
4164
DELISTED
VALUEVISION MEDIA INC
VVTV
$71K ﹤0.01%
14,520
-14,746
-50% -$86.8K
GEVO icon
4165
Gevo
GEVO
$378M
$70K ﹤0.01%
10
-4
-29% -$31.6K
CRIS icon
4166
Curis
CRIS
$3.83M
$66K ﹤0.01%
12
-5
-29% -$30K
LXRX icon
4167
Lexicon Pharmaceuticals
LXRX
$1.03B
$66K ﹤0.01%
5,472
-39,926
-88% -$510K
HNSN
4168
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$64K ﹤0.01%
2,481
-9,634
-80% -$216K
VTG
4169
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$64K ﹤0.01%
37,272
-11,900
-24% -$20.7K
ACLS icon
4170
Axcelis
ACLS
$3.81B
$62K ﹤0.01%
7,192
-16,538
-70% -$152K
IMMU
4171
DELISTED
Immunomedics Inc
IMMU
$60K ﹤0.01%
+14,300
New +$70.9K
END
4172
DELISTED
ENDEAVOUR INTERNATIONAL CORP NEW (NV)
END
$59K ﹤0.01%
18,031
-143,028
-89% -$742K
TLRA
4173
DELISTED
Telaria, Inc.
TLRA
$58K ﹤0.01%
14,192
-700
-5% -$3.21K
AMD icon
4174
CALL
Advanced Micro Devices
AMD
$746B
$55K ﹤0.01%
+13,600
New +$51.9K
MRGE
4175
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
$55K ﹤0.01%
22,732
+7,566
+50% +$18K
165 166
167
168 169

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David Shaw's Q1 2014 Portfolio in Review

As of Q1 2014, David Shaw held 5,020 positions worth $70.1B, down 4.4% from $73.3B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw withdrew a net $4.59B in Q1 2014, closing 795 positions and reducing 1,925 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $236M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 9.3% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, David Shaw opened a new position in Veren worth $53.3M.

  • David Shaw's largest Q1 2014 buy was Veren: 1,596,878 shares worth $53.3M.
  • David Shaw added most to Liberty Global Class C in Q1 2014, an estimated $404M increase.
  • David Shaw's biggest Q1 2014 reduction was Apple, cutting an estimated $453M.
  • David Shaw fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $236M.
  • David Shaw's ten largest holdings make up 10% of its $70.1B portfolio in Q1 2014.
  • David Shaw opened 596 new positions and closed 795 in Q1 2014.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $70.1B.

Based on D.E. Shaw & Co's 13F filing for Q1 2014, filed 15 May 2014.