David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$327M |
| 2 |
Netflix
NFLX
|
+$275M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$219M |
| 4 |
Citigroup
C
|
+$211M |
| 5 |
Merck
MRK
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$558M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$259M |
| 3 |
Meta Platforms (Facebook)
META
|
+$252M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$252M |
| 5 |
IBM
IBM
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.49% |
| 2 | Technology | 7.17% |
| 3 | Consumer Discretionary | 7.02% |
| 4 | Healthcare | 6.66% |
| 5 | Communication Services | 6.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4151
Sprouts Farmers Market
SFM
$8.03B
| $242K | ﹤0.01% |
6,300
-3,700
| -37% | -$156K |
|
|
BKCC
4152
DELISTED
BlackRock Capital Investment Corporation
BKCC
| $242K | ﹤0.01% |
+25,971
| New | +$247K |
|
4153
CALL
FMC
FMC
$1.41B
| $241K | ﹤0.01% |
3,690
-7,840
| -68% | -$497K |
|
|
USCR
4154
DELISTED
U S Concrete, Inc.
USCR
| $241K | ﹤0.01% |
+10,655
| New | +$232K |
|
|
WTSL
4155
DELISTED
WET SEAL INC CL-A
WTSL
| $240K | ﹤0.01% |
88,022
+55,962
| +175% | +$179K |
|
4156
Winmark
WINA
$1.26B
| $239K | ﹤0.01% |
+2,582
| New | +$203K |
|
|
EMKR
4157
DELISTED
Emcore Corp
EMKR
| $239K | ﹤0.01% |
+4,672
| New | +$235K |
|
|
TAT
4158
DELISTED
TransAtlantic Petroleum LTD.
TAT
| $239K | ﹤0.01% |
28,127
+6,094
| +28% | +$49.4K |
|
|
REXX
4159
DELISTED
Rex Energy Corporation
REXX
| $239K | ﹤0.01% |
1,213
-5,389
| -82% | -$1.11M |
|
|
TWTR
4160
DELISTED
Twitter, Inc.
TWTR
| $238K | ﹤0.01% |
+3,742
| New | +$186K |
|
|
BMTC
4161
DELISTED
Bryn Mawr Bank Corp
BMTC
| $238K | ﹤0.01% |
7,882
+226
| +3% | +$6.41K |
|
4162
Cal-Maine
CALM
$3.95B
| $237K | ﹤0.01% |
7,882
-978
| -11% | -$26K |
|
4163
Equinor
EQNR
$101B
| $237K | ﹤0.01% |
9,823
-233,070
| -96% | -$5.38M |
|
|
RGC
4164
PUT
DELISTED
Regal Entertainment Group
RGC
| $237K | ﹤0.01% |
12,200
| – | – |
|
4165
PUT
Healthpeak Properties
DOC
$14.9B
| $236K | ﹤0.01% |
7,137
| – | – |
|
4166
CALL
IMAX
IMAX
$3B
| $236K | ﹤0.01% |
8,000
| – | – |
|
|
CAB
4167
DELISTED
Cabela's Inc
CAB
| $236K | ﹤0.01% |
3,543
-18,999
| -84% | -$1.18M |
|
4168
PDF Solutions
PDFS
$1.86B
| $235K | ﹤0.01% |
+9,173
| New | +$211K |
|
4169
TETRA Technologies
TTI
$1B
| $235K | ﹤0.01% |
18,982
+5,249
| +38% | +$65.4K |
|
4170
Trinity Industries
TRN
$2.37B
| $234K | ﹤0.01% |
+11,932
| New | +$216K |
|
|
UNXL
4171
PUT
DELISTED
Uni-Pixel, Inc.
UNXL
| $234K | ﹤0.01% |
23,400
-25,700
| -52% | -$379K |
|
4172
Forrester Research
FORR
$228M
| $233K | ﹤0.01% |
6,083
-23,179
| -79% | -$885K |
|
4173
Middlesex Water
MSEX
$1.12B
| $233K | ﹤0.01% |
+11,146
| New | +$236K |
|
|
LIOX
4174
DELISTED
Lionbridge Technologies
LIOX
| $233K | ﹤0.01% |
+39,020
| New | +$196K |
|
4175
Axcelis
ACLS
$3.81B
| $232K | ﹤0.01% |
23,730
-11
| -0% | -$100 |
|
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David Shaw's Q4 2013 Portfolio in Review
As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
David Shaw deployed $3.59B of net new capital in Q4 2013, opening 721 new positions and adding to 1,786 existing holdings. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M.
By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 7% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $252M trimmed.
- David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
- David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
- David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
- David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
- David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
- David Shaw opened 721 new positions and closed 549 in Q4 2013.
- David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.
Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.