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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+23.69%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$112B
AUM Growth
+$14.1B
Cap. Flow
-$10.3B
Cap. Flow %
-9.21%
Top 10 Hldgs %
11.45%
Holding
4,343
New
563
Increased
1,352
Reduced
1,508
Closed
477

Top Buys

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$362M
2
LMT icon
Lockheed Martin
LMT
+$361M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$354M
4
FIS icon
Fidelity National Information Services
FIS
+$354M
5
BSX icon
Boston Scientific
BSX
+$337M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$559M
2
AMD icon
Advanced Micro Devices
AMD
+$558M
3
BA icon
Boeing
BA
+$530M
4
LOW icon
Lowe's Companies
LOW
+$525M
5
BABA icon
Alibaba
BABA
+$420M

Sector Composition

Rank Sector Weight
1 Technology 14.94%
2 Consumer Discretionary 10.41%
3 Healthcare 9.22%
4 Communication Services 7.29%
5 Financials 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAIL
4126
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-85,208
Closed -$3.37M
ACC
4127
DELISTED
American Campus Communities, Inc.
ACC
– –
-219,897
Closed -$7.68M
MTOR
4128
CALL
DELISTED
MERITOR, Inc.
MTOR
– –
-80,400
Closed -$1.68M
PRPB.U
4129
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
– –
-850,000
Closed -$8.78M
SAFM
4130
PUT
DELISTED
Sanderson Farms Inc
SAFM
– –
-10,000
Closed -$1.18M
SREV
4131
DELISTED
ServiceSource International, Inc.
SREV
– –
-19,031
Closed -$28K
WMC
4132
CALL
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-7,000
Closed -$143K
COHR
4133
PUT
DELISTED
Coherent Inc
COHR
– –
-2,300
Closed -$255K
ANAT
4134
PUT
DELISTED
American National Group, Inc. Common Stock
ANAT
– –
-10,000
Closed -$675K
LCAPU
4135
DELISTED
Lionheart Acquisition Corp. II Unit
LCAPU
– –
-200,000
Closed -$1.99M
FOE
4136
CALL
DELISTED
Ferro Corporation
FOE
– –
-30,000
Closed -$372K
DHR.PRA
4137
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
-57,100
Closed -$84.5M
CONE
4138
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-4,888
Closed -$342K
TREB.U
4139
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
– –
-299,800
Closed -$3.24M
COR
4140
DELISTED
Coresite Realty Corporation
COR
– –
-2,448
Closed -$291K
PPD
4141
DELISTED
PPD, Inc. Common Stock
PPD
– –
-9,236
Closed -$342K
MDP
4142
CALL
DELISTED
Meredith Corporation
MDP
– –
-50,000
Closed -$656K
CVA
4143
DELISTED
Covanta Holding Corporation
CVA
– –
-272,190
Closed -$2.11M
RPAI
4144
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-140,321
Closed -$815K
QTS
4145
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-127,734
Closed -$8.05M
KSMTU
4146
DELISTED
Kismet Acquisition One Corp Unit
KSMTU
– –
-150,000
Closed -$1.92M
MXIM
4147
PUT
DELISTED
Maxim Integrated Products
MXIM
– –
-16,000
Closed -$1.08M
RTP.U
4148
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
– –
-300,000
Closed -$3.45M
BPYU
4149
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-23,736
Closed -$291K
CCIV.U
4150
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
– –
-500,000
Closed -$5.01M
164 165
166
167 168

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David Shaw's Q4 2020 Portfolio in Review

As of Q4 2020, David Shaw held 4,343 positions worth $112B, up 14% from $97.7B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw withdrew a net $10.3B in Q4 2020, closing 477 positions and reducing 1,508 holdings. Its most notable exit was iShares Gold Trust, an estimated $217M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Snowflake worth $147M.

  • David Shaw's largest Q4 2020 buy was Snowflake: 523,721 shares worth $147M.
  • David Shaw added most to Snap in Q4 2020, an estimated $362M increase.
  • David Shaw's biggest Q4 2020 reduction was Tesla, cutting an estimated $559M.
  • David Shaw fully exited iShares Gold Trust in Q4 2020, selling an estimated $217M.
  • David Shaw's ten largest holdings make up 11% of its $112B portfolio in Q4 2020.
  • David Shaw opened 563 new positions and closed 477 in Q4 2020.
  • David Shaw's portfolio value rose 14% quarter-over-quarter to $112B.

Based on D.E. Shaw & Co's 13F filing for Q4 2020, filed 16 Feb 2021.