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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$87.5B
AUM Growth
+$6.24B
Cap. Flow
-$2.46B
Cap. Flow %
-2.82%
Top 10 Hldgs %
10.13%
Holding
4,337
New
572
Increased
1,477
Reduced
1,498
Closed
412

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$546M
2
AMZN icon
Amazon
AMZN
+$515M
3
TSLA icon
Tesla
TSLA
+$389M
4
NFLX icon
Netflix
NFLX
+$322M
5
ADBE icon
Adobe
ADBE
+$305M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$836M
2
CELG
Celgene Corp
CELG
+$460M
3
NVDA icon
NVIDIA
NVDA
+$429M
4
COP icon
ConocoPhillips
COP
+$311M
5
BIIB icon
Biogen
BIIB
+$301M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Consumer Discretionary 11.76%
3 Healthcare 10.16%
4 Financials 7.89%
5 Industrials 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TM icon
4126
CALL
Toyota
TM
$234B
– –
-3,900
Closed -$525K
TMUS icon
4127
CALL
T-Mobile US
TMUS
$196B
– –
-6,600
Closed -$520K
TMUS icon
4128
PUT
T-Mobile US
TMUS
$196B
– –
-5,900
Closed -$465K
TNDM icon
4129
Tandem Diabetes Care
TNDM
$1.55B
– –
-5,983
Closed -$369K
TNDM icon
4130
PUT
Tandem Diabetes Care
TNDM
$1.55B
– –
-8,700
Closed -$513K
TNK icon
4131
Teekay Tankers
TNK
$3.16B
– –
-2,324
Closed -$24K
TOUR
4132
Tuniu
TOUR
$53.2M
– –
-5,177
Closed -$154K
TTMI icon
4133
CALL
TTM Technologies
TTMI
$11.6B
– –
-50,000
Closed -$610K
TTSH
4134
DELISTED
Tile Shop Holdings
TTSH
– –
-194,576
Closed -$620K
TWLO icon
4135
Twilio
TWLO
$34.6B
– –
-30,067
Closed -$3.07M
TXRH icon
4136
Texas Roadhouse
TXRH
$13.4B
– –
-9,553
Closed -$502K
UNFI icon
4137
United Natural Foods
UNFI
$2.91B
– –
-17,700
Closed -$204K
UNM icon
4138
PUT
Unum
UNM
$13.9B
– –
-40,000
Closed -$1.19M
UNP icon
4139
PUT
Union Pacific
UNP
$183B
– –
-26,100
Closed -$4.23M
USPH icon
4140
US Physical Therapy
USPH
$1.17B
– –
-6,108
Closed -$797K
UUUU icon
4141
Energy Fuels
UUUU
$3.78B
– –
-26,766
Closed -$52K
VAC icon
4142
PUT
Marriott Vacations Worldwide
VAC
$3.87B
– –
-86,500
Closed -$8.96M
VATE icon
4143
INNOVATE Corp
VATE
$107M
– –
-1,091
Closed -$26K
VC icon
4144
CALL
Visteon
VC
$2.83B
– –
-3,700
Closed -$305K
VC icon
4145
PUT
Visteon
VC
$2.83B
– –
-24,800
Closed -$2.05M
VOD icon
4146
Vodafone
VOD
$36.9B
– –
-40,263
Closed -$802K
VRDN icon
4147
Viridian Therapeutics
VRDN
$2.75B
– –
-1,127
Closed -$12K
VRSN icon
4148
CALL
VeriSign
VRSN
$25.5B
– –
-18,200
Closed -$3.43M
VSAT icon
4149
CALL
Viasat
VSAT
$10.3B
– –
-19,900
Closed -$1.5M
VSTM icon
4150
Verastem
VSTM
$624M
– –
-16,301
Closed -$237K
164 165
166
167 168

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David Shaw's Q4 2019 Portfolio in Review

As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
  • David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
  • David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
  • David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
  • David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
  • David Shaw opened 572 new positions and closed 412 in Q4 2019.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.