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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$942M
Cap. Flow %
-0.78%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Technology 13.97%
2 Consumer Discretionary 9.19%
3 Financials 7.48%
4 Healthcare 7.05%
5 Communication Services 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GMDA
4101
DELISTED
Gamida Cell Ltd. Ordinary Shares
GMDA
$644K ﹤0.01%
253,775
-181,593
-42% -$598K
STAA icon
4102
STAAR Surgical
STAA
$1.14B
$643K ﹤0.01%
+7,038
New +$755K
GTM
4103
PUT
ZoomInfo Technologies
GTM
$1.12B
$642K ﹤0.01%
10,000
-20,000
-67% -$1.34M
LHDX
4104
DELISTED
Lucira Health, Inc. Common Stock
LHDX
$642K ﹤0.01%
+74,565
New +$474K
DQ
4105
Daqo New Energy
DQ
$921M
$641K ﹤0.01%
15,891
-57,257
-78% -$3.33M
HBT icon
4106
HBT Financial
HBT
$1.3B
$640K ﹤0.01%
34,150
-2,024
-6% -$36.5K
DM
4107
DELISTED
Desktop Metal, Inc.
DM
$639K ﹤0.01%
12,910
+9,842
+321% +$663K
CFFN icon
4108
Capitol Federal Financial
CFFN
$1.06B
$638K ﹤0.01%
+56,319
New +$664K
UTZ icon
4109
PUT
Utz Brands
UTZ
$1.26B
$638K ﹤0.01%
+40,000
New +$637K
OOMA icon
4110
Ooma
OOMA
$559M
$635K ﹤0.01%
31,075
-27,229
-47% -$555K
UMBF icon
4111
UMB Financial
UMBF
$11B
$634K ﹤0.01%
5,975
-3,025
-34% -$312K
TBRG
4112
DELISTED
TruBridge
TBRG
$634K ﹤0.01%
21,633
-6,579
-23% -$215K
NLY icon
4113
Annaly Capital Management
NLY
$17.3B
$632K ﹤0.01%
+20,194
New +$679K
SII
4114
Sprott
SII
$3.53B
$632K ﹤0.01%
+14,000
New +$592K
GRUB
4115
PUT
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$631K ﹤0.01%
58,625
– –
NVMI
4116
PUT
Nova
NVMI
$11.4B
$630K ﹤0.01%
+4,300
New +$520K
MIC
4117
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$629K ﹤0.01%
172,397
+148,869
+633% +$973K
NABL icon
4118
N-able
NABL
$701M
$627K ﹤0.01%
56,492
-36,904
-40% -$457K
ISBC
4119
DELISTED
Investors Bancorp, Inc.
ISBC
$626K ﹤0.01%
41,296
-26,300
-39% -$405K
ONEW icon
4120
OneWater Marine
ONEW
$205M
$625K ﹤0.01%
10,255
+1,733
+20% +$84.7K
LCTX icon
4121
Lineage Cell Therapeutics
LCTX
$283M
$624K ﹤0.01%
254,817
+67,331
+36% +$158K
NVRO
4122
CALL
DELISTED
NEVRO CORP.
NVRO
$624K ﹤0.01%
7,700
– –
AMPH icon
4123
Amphastar Pharmaceuticals
AMPH
$930M
$623K ﹤0.01%
+26,769
New +$547K
PRDS
4124
DELISTED
Pardes Biosciences, Inc. Common Stock
PRDS
$623K ﹤0.01%
38,039
-9,161
-19% -$107K
GCTS
4125
GCT Semiconductor Holding
GCTS
$171M
$619K ﹤0.01%
+62,500
New +$616K
163 164
165
166 167

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.