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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$87.5B
AUM Growth
+$6.24B
Cap. Flow
-$2.46B
Cap. Flow %
-2.82%
Top 10 Hldgs %
10.13%
Holding
4,337
New
572
Increased
1,477
Reduced
1,498
Closed
412

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$546M
2
AMZN icon
Amazon
AMZN
+$515M
3
TSLA icon
Tesla
TSLA
+$389M
4
NFLX icon
Netflix
NFLX
+$322M
5
ADBE icon
Adobe
ADBE
+$305M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$836M
2
CELG
Celgene Corp
CELG
+$460M
3
NVDA icon
NVIDIA
NVDA
+$429M
4
COP icon
ConocoPhillips
COP
+$311M
5
BIIB icon
Biogen
BIIB
+$301M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Consumer Discretionary 11.76%
3 Healthcare 10.16%
4 Financials 7.89%
5 Industrials 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNV
4101
DELISTED
Synovus
SNV
– –
-48,455
Closed -$1.78M
SNV
4102
PUT
DELISTED
Synovus
SNV
– –
-11,500
Closed -$411K
SNX icon
4103
TD Synnex
SNX
$20B
– –
-35,136
Closed -$1.98M
SPGI icon
4104
PUT
S&P Global
SPGI
$127B
– –
-20,000
Closed -$4.9M
SQM icon
4105
Sociedad Química y Minera de Chile
SQM
$23.4B
– –
-17,048
Closed -$449K
SR icon
4106
Spire
SR
$4.78B
– –
-5,467
Closed -$477K
STE icon
4107
CALL
Steris
STE
$23.2B
– –
-10,000
Closed -$1.45M
STM icon
4108
STMicroelectronics
STM
$45.1B
– –
-31,083
Closed -$601K
STRA icon
4109
CALL
Strategic Education
STRA
$1.85B
– –
-4,100
Closed -$557K
STRA icon
4110
PUT
Strategic Education
STRA
$1.85B
– –
-4,400
Closed -$598K
SU icon
4111
PUT
Suncor Energy
SU
$80B
– –
-83,800
Closed -$2.65M
SVRA icon
4112
Savara
SVRA
$1.15B
– –
-67,154
Closed -$178K
SXI icon
4113
CALL
Standex International
SXI
$3.76B
– –
-8,500
Closed -$620K
SYF icon
4114
CALL
Synchrony
SYF
$25.9B
– –
-72,800
Closed -$2.48M
TCBI icon
4115
PUT
Texas Capital Bancshares
TCBI
$4.27B
– –
-5,100
Closed -$279K
TCX icon
4116
CALL
Tucows
TCX
$103M
– –
-14,400
Closed -$780K
TD icon
4117
CALL
Toronto Dominion Bank
TD
$194B
– –
-85,200
Closed -$4.96M
TDG icon
4118
PUT
TransDigm Group
TDG
$66.4B
– –
-10,000
Closed -$5.21M
TDOC icon
4119
PUT
Teladoc Health
TDOC
$1.16B
– –
-23,800
Closed -$1.61M
TDY icon
4120
Teledyne Technologies
TDY
$29.5B
– –
-1,032
Closed -$347K
TG icon
4121
Tredegar Corp
TG
$278M
– –
-16,643
Closed -$325K
TGNA
4122
DELISTED
TEGNA Inc
TGNA
– –
-22,244
Closed -$345K
THC icon
4123
PUT
Tenet Healthcare
THC
$22.6B
– –
-21,000
Closed -$465K
TIMB icon
4124
TIM SA
TIMB
$8.52B
– –
-99,476
Closed -$1.43M
TKC icon
4125
Turkcell
TKC
$4.75B
– –
-24,055
Closed -$139K
163 164
165
166 167

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David Shaw's Q4 2019 Portfolio in Review

As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
  • David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
  • David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
  • David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
  • David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
  • David Shaw opened 572 new positions and closed 412 in Q4 2019.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.