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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.31%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$81.2B
AUM Growth
+$1.02B
Cap. Flow
+$958M
Cap. Flow %
1.18%
Top 10 Hldgs %
10.24%
Holding
4,189
New
550
Increased
1,503
Reduced
1,391
Closed
422

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$354M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$309M
3
MSFT icon
Microsoft
MSFT
+$307M
4
ADP icon
Automatic Data Processing
ADP
+$266M
5
C icon
Citigroup
C
+$251M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$567M
2
FIS icon
Fidelity National Information Services
FIS
+$410M
3
MDT icon
Medtronic
MDT
+$359M
4
AMZN icon
Amazon
AMZN
+$297M
5
ATVI
Activision Blizzard
ATVI
+$272M

Sector Composition

Rank Sector Weight
1 Technology 15.15%
2 Consumer Discretionary 12.74%
3 Healthcare 11.89%
4 Financials 8.05%
5 Industrials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNACU
4101
DELISTED
Constellation Alpha Capital Corp. Unit
CNACU
– –
-450,000
Closed -$4.68M
PES
4102
DELISTED
Pioneer Energy Services Corp.
PES
– –
-25,016
Closed -$6K
DCUD
4103
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
– –
-1,306,076
Closed -$65.3M
BRACR
4104
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
– –
-203,876
Closed -$86K
HIVE
4105
DELISTED
Aerohive Networks
HIVE
– –
-1,070,099
Closed -$4.74M
BRACW
4106
DELISTED
Black Ridge Acquisition Corp. Warrant
BRACW
– –
-138,000
Closed -$57K
APC
4107
CALL
DELISTED
Anadarko Petroleum
APC
– –
-91,200
Closed -$6.43M
APC
4108
DELISTED
Anadarko Petroleum
APC
– –
-8,042,295
Closed -$567M
APC
4109
PUT
DELISTED
Anadarko Petroleum
APC
– –
-412,300
Closed -$29.1M
UPL
4110
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-12,030
Closed -$2K
DATA
4111
CALL
DELISTED
Tableau Software, Inc.
DATA
– –
-80,500
Closed -$13.4M
DATA
4112
DELISTED
Tableau Software, Inc.
DATA
– –
-10,057
Closed -$1.67M
CIC.U
4113
DELISTED
Capitol Investment Corp. IV
CIC.U
– –
-650,000
Closed -$6.96M
WP
4114
DELISTED
Worldpay, Inc.
WP
– –
-969,063
Closed -$119M
ARRY
4115
DELISTED
Array Biopharma Inc
ARRY
– –
-542,638
Closed -$25.1M
LEXEA
4116
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
– –
-878,570
Closed -$42M
BRSS
4117
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
– –
-69,324
Closed -$3.03M
HTZ.RT
4118
DELISTED
Hertz Global Holdings
HTZ.RT
– –
-4,409,416
Closed -$8.6M
AMBR
4119
DELISTED
Amber Road Inc
AMBR
– –
-218,867
Closed -$2.86M
LLL
4120
DELISTED
L3 Technologies, Inc.
LLL
– –
-5,773
Closed -$1.42M
LION
4121
DELISTED
Fidelity Southern Corporation
LION
– –
-38,676
Closed -$1.2M
MACK
4122
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-24,895
Closed -$119K
CBPO
4123
CALL
DELISTED
China Biologic Products Holdings, Inc.
CBPO
– –
-10,000
Closed -$953K
WPG
4124
DELISTED
Washington Prime Group Inc.
WPG
– –
-10,647
Closed -$366K
CRC
4125
DELISTED
California Resources Corporation
CRC
– –
-223,120
Closed -$4.39M
162 163 164
165
166

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David Shaw's Q3 2019 Portfolio in Review

As of Q3 2019, David Shaw held 4,189 positions worth $81.2B, up 1.3% from $80.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q3 2019 filing shows 550 new, 1,503 increased, 1,391 reduced and 422 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M. The largest sale was Anadarko Petroleum, an estimated $567M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2019 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M.
  • David Shaw added most to PayPal in Q3 2019, an estimated $354M increase.
  • David Shaw's biggest Q3 2019 reduction was Fidelity National Information Services, cutting an estimated $410M.
  • David Shaw fully exited Anadarko Petroleum in Q3 2019, selling an estimated $567M.
  • David Shaw's ten largest holdings make up 10% of its $81.2B portfolio in Q3 2019.
  • David Shaw opened 550 new positions and closed 422 in Q3 2019.
  • David Shaw's portfolio value rose 1.3% quarter-over-quarter to $81.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.