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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$87.5B
AUM Growth
+$6.24B
Cap. Flow
-$2.46B
Cap. Flow %
-2.82%
Top 10 Hldgs %
10.13%
Holding
4,337
New
572
Increased
1,477
Reduced
1,498
Closed
412

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$546M
2
AMZN icon
Amazon
AMZN
+$515M
3
TSLA icon
Tesla
TSLA
+$389M
4
NFLX icon
Netflix
NFLX
+$322M
5
ADBE icon
Adobe
ADBE
+$305M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$836M
2
CELG
Celgene Corp
CELG
+$460M
3
NVDA icon
NVIDIA
NVDA
+$429M
4
COP icon
ConocoPhillips
COP
+$311M
5
BIIB icon
Biogen
BIIB
+$301M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Consumer Discretionary 11.76%
3 Healthcare 10.16%
4 Financials 7.89%
5 Industrials 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFX icon
4076
PhenixFIN
PFX
$98.9M
– –
-1,259
Closed -$65K
PH icon
4077
Parker-Hannifin
PH
$126B
– –
-5,161
Closed -$1,000K
PKG icon
4078
Packaging Corp of America
PKG
$22.5B
– –
-2,359
Closed -$250K
PKG icon
4079
PUT
Packaging Corp of America
PKG
$22.5B
– –
-54,900
Closed -$5.83M
POOL icon
4080
CALL
Pool Corp
POOL
$6.83B
– –
-2,900
Closed -$585K
PUK icon
4081
Prudential
PUK
$35B
– –
-79,335
Closed -$2.8M
QLYS icon
4082
CALL
Qualys
QLYS
$6.3B
– –
-20,200
Closed -$1.53M
QUAD icon
4083
PUT
Quad
QUAD
$532M
– –
-50,000
Closed -$526K
RDUS
4084
DELISTED
Radius Recycling
RDUS
– –
-13,019
Closed -$269K
RIG icon
4085
Transocean
RIG
$6.61B
– –
-758,403
Closed -$3.91M
RJF icon
4086
Raymond James Financial
RJF
$33.7B
– –
-5,577
Closed -$322K
RNG icon
4087
PUT
RingCentral
RNG
$5.6B
– –
-29,500
Closed -$3.71M
RPD icon
4088
PUT
Rapid7
RPD
$799M
– –
-11,900
Closed -$540K
RRC icon
4089
CALL
Range Resources
RRC
$9.59B
– –
-26,500
Closed -$101K
RRC icon
4090
PUT
Range Resources
RRC
$9.59B
– –
-53,400
Closed -$204K
RRGB icon
4091
Red Robin
RRGB
$189M
– –
-73,206
Closed -$2.44M
RYAM icon
4092
Rayonier Advanced Materials
RYAM
$586M
– –
-21,623
Closed -$94K
RYN icon
4093
Rayonier
RYN
$6.31B
– –
-50,295
Closed -$1.29M
SBAC icon
4094
PUT
SBA Communications
SBAC
$19.4B
– –
-54,800
Closed -$13.2M
SBSW icon
4095
Sibanye-Stillwater
SBSW
$8.9B
– –
-2,165,334
Closed -$11.7M
SIRI icon
4096
SiriusXM
SIRI
$9.67B
– –
-1,113
Closed -$70K
SKT icon
4097
Tanger
SKT
$4.39B
– –
-334,796
Closed -$5.18M
SMG icon
4098
PUT
ScottsMiracle-Gro
SMG
$3.55B
– –
-10,000
Closed -$1.02M
SNA icon
4099
CALL
Snap-on
SNA
$20.3B
– –
-36,600
Closed -$5.73M
SNPS icon
4100
CALL
Synopsys
SNPS
$76.2B
– –
-4,100
Closed -$563K
162 163
164
165 166

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David Shaw's Q4 2019 Portfolio in Review

As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
  • David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
  • David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
  • David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
  • David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
  • David Shaw opened 572 new positions and closed 412 in Q4 2019.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.