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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$942M
Cap. Flow %
-0.78%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Technology 13.97%
2 Consumer Discretionary 9.19%
3 Financials 7.48%
4 Healthcare 7.05%
5 Communication Services 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABTX
4051
DELISTED
Allegiance Bancshares
ABTX
$680K ﹤0.01%
16,121
+3,575
+28% +$146K
FFWM
4052
DELISTED
First Foundation Inc
FFWM
$678K ﹤0.01%
+27,281
New +$727K
GDEN
4053
DELISTED
Golden Entertainment
GDEN
$678K ﹤0.01%
13,416
-1,702
-11% -$84.3K
AMR icon
4054
Alpha Metallurgical Resources
AMR
$2.69B
$677K ﹤0.01%
11,089
+4,689
+73% +$260K
CRIS icon
4055
Curis
CRIS
$3.71M
$677K ﹤0.01%
356
+224
+170% +$533K
HP icon
4056
Helmerich & Payne
HP
$4.13B
$676K ﹤0.01%
28,538
+3,699
+15% +$105K
TRTL.WS
4057
DELISTED
TortoiseEcofin Acquisition Corp. III Warrant, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
TRTL.WS
$676K ﹤0.01%
742,500
– –
SDC
4058
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$676K ﹤0.01%
287,822
+160,053
+125% +$669K
OVV icon
4059
PUT
Ovintiv
OVV
$17.9B
$674K ﹤0.01%
20,000
– –
ROST icon
4060
PUT
Ross Stores
ROST
$76.6B
$674K ﹤0.01%
5,900
+500
+9% +$55.9K
VSEC icon
4061
VSE Corp
VSEC
$6.23B
$674K ﹤0.01%
11,066
-2,375
-18% -$133K
CCOI icon
4062
Cogent Communications
CCOI
$507M
$673K ﹤0.01%
+9,197
New +$691K
EVBG
4063
PUT
DELISTED
Everbridge, Inc. Common Stock
EVBG
$673K ﹤0.01%
+10,000
New +$1.21M
EZPW icon
4064
Ezcorp Inc
EZPW
$2.11B
$672K ﹤0.01%
91,258
+4,160
+5% +$31.6K
RDFN
4065
CALL
DELISTED
Redfin
RDFN
$672K ﹤0.01%
17,500
-20,000
-53% -$908K
HOG icon
4066
CALL
Harley-Davidson
HOG
$2.85B
$671K ﹤0.01%
17,800
-27,600
-61% -$1.03M
NNI icon
4067
Nelnet
NNI
$4.59B
$671K ﹤0.01%
6,873
-12,076
-64% -$1.07M
TIPT icon
4068
Tiptree Inc
TIPT
$682M
$670K ﹤0.01%
+48,478
New +$679K
ICPT
4069
CALL
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$670K ﹤0.01%
41,100
– –
PLRX icon
4070
Pliant Therapeutics
PLRX
$72.4M
$669K ﹤0.01%
49,555
-26,439
-35% -$420K
MCAA
4071
DELISTED
Mountain & Co. I Acquisition Corp. Class A Ordinary Shares
MCAA
$668K ﹤0.01%
+66,770
New +$667K
SPIR icon
4072
Spire Global
SPIR
$547M
$666K ﹤0.01%
+24,643
New +$997K
RYN icon
4073
Rayonier
RYN
$6.28B
$665K ﹤0.01%
+18,169
New +$632K
XAIR icon
4074
Beyond Air
XAIR
$4.82M
$665K ﹤0.01%
+176
New +$786K
HUYA
4075
Huya Inc
HUYA
$486M
$664K ﹤0.01%
+95,700
New +$792K
161 162
163
164 165

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.