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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+13.33%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$97.7B
AUM Growth
+$13.8B
Cap. Flow
-$2.45B
Cap. Flow %
-2.51%
Top 10 Hldgs %
12.38%
Holding
4,373
New
420
Increased
1,314
Reduced
1,591
Closed
597

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$642M
2
BA icon
Boeing
BA
+$429M
3
BABA icon
Alibaba
BABA
+$313M
4
AMD icon
Advanced Micro Devices
AMD
+$304M
5
JD icon
JD.com
JD
+$275M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.13B
2
AMZN icon
Amazon
AMZN
+$456M
3
PG icon
Procter & Gamble
PG
+$359M
4
JPM icon
JPMorgan Chase
JPM
+$304M
5
COST icon
Costco
COST
+$298M

Sector Composition

Rank Sector Weight
1 Technology 15.94%
2 Consumer Discretionary 12.37%
3 Healthcare 8.89%
4 Communication Services 6.57%
5 Financials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMHC
4051
DELISTED
Taylor Morrison
TMHC
– –
-22,900
Closed -$442K
TNL icon
4052
PUT
Travel + Leisure Co
TNL
$4.39B
– –
-40,000
Closed -$1.13M
TPB icon
4053
PUT
Turning Point Brands
TPB
$1.67B
– –
-15,000
Closed -$374K
TREX icon
4054
CALL
Trex
TREX
$4.77B
– –
-33,000
Closed -$2.15M
TREX icon
4055
Trex
TREX
$4.77B
– –
-12,732
Closed -$881K
TRGP icon
4056
CALL
Targa Resources
TRGP
$64.1B
– –
-127,100
Closed -$2.55M
TRGP icon
4057
PUT
Targa Resources
TRGP
$64.1B
– –
-23,000
Closed -$462K
TROW icon
4058
CALL
T. Rowe Price
TROW
$23.8B
– –
-34,000
Closed -$4.2M
TSE
4059
DELISTED
Trinseo
TSE
– –
-14,514
Closed -$322K
TSE
4060
PUT
DELISTED
Trinseo
TSE
– –
-20,000
Closed -$443K
TSEM icon
4061
CALL
Tower Semiconductor
TSEM
$25.2B
– –
-73,100
Closed -$1.4M
TTMI icon
4062
CALL
TTM Technologies
TTMI
$11.6B
– –
-50,000
Closed -$593K
TX icon
4063
Ternium
TX
$10.9B
– –
-31,935
Closed -$484K
TXT icon
4064
PUT
Textron
TXT
$14.3B
– –
-44,400
Closed -$1.46M
UBS icon
4065
UBS Group
UBS
$163B
– –
-469,377
Closed -$5.42M
UBX
4066
DELISTED
Unity Biotechnology
UBX
– –
-1,560
Closed -$135K
UCTT
4067
Ultra Clean Holdings
UCTT
$3.46B
– –
-72,614
Closed -$1.64M
UMC icon
4068
United Microelectronic
UMC
$46B
– –
-297,322
Closed -$785K
UNFI icon
4069
United Natural Foods
UNFI
$2.91B
– –
-18,282
Closed -$333K
UNM icon
4070
CALL
Unum
UNM
$13.9B
– –
-50,000
Closed -$830K
UVV icon
4071
Universal Corp
UVV
$1.12B
– –
-9,893
Closed -$421K
VALE icon
4072
Vale
VALE
$62.1B
– –
-149,069
Closed -$1.67M
VIRT icon
4073
Virtu Financial
VIRT
$6B
– –
-9,571
Closed -$240K
VLY icon
4074
Valley National Bancorp
VLY
$7.82B
– –
-19,900
Closed -$156K
VNO icon
4075
CALL
Vornado Realty Trust
VNO
$7.07B
– –
-50,000
Closed -$1.91M
161 162
163
164 165

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David Shaw's Q3 2020 Portfolio in Review

As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
  • David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
  • David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
  • David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
  • David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
  • David Shaw opened 420 new positions and closed 597 in Q3 2020.
  • David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.