We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$87.5B
AUM Growth
+$6.24B
Cap. Flow
-$2.46B
Cap. Flow %
-2.82%
Top 10 Hldgs %
10.13%
Holding
4,337
New
572
Increased
1,477
Reduced
1,498
Closed
412

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$546M
2
AMZN icon
Amazon
AMZN
+$515M
3
TSLA icon
Tesla
TSLA
+$389M
4
NFLX icon
Netflix
NFLX
+$322M
5
ADBE icon
Adobe
ADBE
+$305M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$836M
2
CELG
Celgene Corp
CELG
+$460M
3
NVDA icon
NVIDIA
NVDA
+$429M
4
COP icon
ConocoPhillips
COP
+$311M
5
BIIB icon
Biogen
BIIB
+$301M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Consumer Discretionary 11.76%
3 Healthcare 10.16%
4 Financials 7.89%
5 Industrials 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTN icon
4051
PUT
Vail Resorts
MTN
$5.45B
– –
-23,800
Closed -$5.42M
BINI
4052
DELISTED
Bollinger Innovations
BINI
– –
0
– -$177K
NAAS
4053
NaaS Technology Inc
NAAS
$57.5M
– –
-2
Closed -$149K
NCSM icon
4054
NCS Multistage Holdings
NCSM
$131M
– –
-620
Closed -$25K
NEO icon
4055
NeoGenomics
NEO
$2.18B
– –
-10,700
Closed -$205K
NERV icon
4056
Minerva Neurosciences
NERV
$231M
– –
-2,037
Closed -$126K
NGG icon
4057
National Grid
NGG
$80.2B
– –
-113,841
Closed -$5.45M
NHI icon
4058
CALL
National Health Investors
NHI
$3.6B
– –
-4,500
Closed -$371K
NIO icon
4059
PUT
NIO
NIO
$11.6B
– –
-1,250,000
Closed -$1.95M
NLY icon
4060
CALL
Annaly Capital Management
NLY
$17.5B
– –
-31,325
Closed -$1.1M
NOAH
4061
Noah Holdings
NOAH
$604M
– –
-10,432
Closed -$305K
NOAH
4062
PUT
Noah Holdings
NOAH
$604M
– –
-40,000
Closed -$1.17M
NOV icon
4063
CALL
NOV
NOV
$7.28B
– –
-14,600
Closed -$310K
NSIT icon
4064
Insight Enterprises
NSIT
$4.33B
– –
-10,641
Closed -$593K
NTRS icon
4065
Northern Trust
NTRS
$33.6B
– –
-66,287
Closed -$6.19M
NXST icon
4066
Nexstar Media Group
NXST
$5.73B
– –
-3,696
Closed -$386K
OMC icon
4067
Omnicom Group
OMC
$24B
– –
-36,706
Closed -$2.88M
OPI
4068
DELISTED
Office Properties Income Trust
OPI
– –
-9,882
Closed -$317K
OPY icon
4069
Oppenheimer Holdings
OPY
$1.24B
– –
-8,419
Closed -$253K
OZK icon
4070
Bank OZK
OZK
$5.39B
– –
-104,731
Closed -$2.86M
PAM icon
4071
Pampa Energía
PAM
$4.26B
– –
-16,323
Closed -$283K
PATK icon
4072
Patrick Industries
PATK
$2.68B
– –
-10,877
Closed -$311K
PBR icon
4073
Petrobras
PBR
$123B
– –
-41,975
Closed -$641K
PDM
4074
Piedmont Realty Trust
PDM
$1.21B
– –
-21,054
Closed -$440K
PEN icon
4075
Penumbra
PEN
$12.8B
– –
-5,343
Closed -$719K
161 162
163
164 165

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q4 2019 Portfolio in Review

As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
  • David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
  • David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
  • David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
  • David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
  • David Shaw opened 572 new positions and closed 412 in Q4 2019.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.