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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.31%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$81.2B
AUM Growth
+$1.02B
Cap. Flow
+$958M
Cap. Flow %
1.18%
Top 10 Hldgs %
10.24%
Holding
4,189
New
550
Increased
1,503
Reduced
1,391
Closed
422

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$354M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$309M
3
MSFT icon
Microsoft
MSFT
+$307M
4
ADP icon
Automatic Data Processing
ADP
+$266M
5
C icon
Citigroup
C
+$251M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$567M
2
FIS icon
Fidelity National Information Services
FIS
+$410M
3
MDT icon
Medtronic
MDT
+$359M
4
AMZN icon
Amazon
AMZN
+$297M
5
ATVI
Activision Blizzard
ATVI
+$272M

Sector Composition

Rank Sector Weight
1 Technology 15.15%
2 Consumer Discretionary 12.74%
3 Healthcare 11.89%
4 Financials 8.05%
5 Industrials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JAX
4051
DELISTED
J. Alexander's Holdings, Inc.
JAX
– –
-10,042
Closed -$113K
STAY
4052
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-36,810
Closed -$622K
GIX.U
4053
DELISTED
GigCapital2, Inc.
GIX.U
– –
-12,932
Closed -$130K
WIFI
4054
DELISTED
Boingo Wireless, Inc.
WIFI
– –
-103,206
Closed -$1.85M
CMD
4055
PUT
DELISTED
Cantel Medical Corporation
CMD
– –
-7,600
Closed -$613K
GEN
4056
DELISTED
Genesis Healthcare, Inc.
GEN
– –
-10,700
Closed -$13K
SINA
4057
CALL
DELISTED
Sina Corp
SINA
– –
-32,700
Closed -$1.41M
ZAGG
4058
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
– –
-24,667
Closed -$172K
FRAN
4059
DELISTED
Francesca's Holdings Corporation
FRAN
– –
-5,358
Closed -$32K
GPOR
4060
PUT
DELISTED
Gulfport Energy Corp.
GPOR
– –
-10,000
Closed -$49K
MNK
4061
PUT
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-15,000
Closed -$138K
VSLR
4062
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-158,315
Closed -$1.16M
NBL
4063
DELISTED
Noble Energy, Inc.
NBL
– –
-16,688
Closed -$374K
NBL
4064
PUT
DELISTED
Noble Energy, Inc.
NBL
– –
-30,000
Closed -$672K
JE
4065
DELISTED
Just Energy Group Inc
JE
– –
-1,241
Closed -$176K
WUBA
4066
CALL
DELISTED
58.com Inc
WUBA
– –
-4,000
Closed -$249K
ENT
4067
DELISTED
Global Eagle Entertainment Inc.
ENT
– –
-2,495
Closed -$41K
CHK
4068
CALL
DELISTED
Chesapeake Energy Corporation
CHK
– –
-1,050
Closed -$410K
LK
4069
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-38,890
Closed -$758K
WBC
4070
CALL
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-14,600
Closed -$1.94M
WBC
4071
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-10,152
Closed -$1.35M
I
4072
CALL
DELISTED
INTELSAT S. A.
I
– –
-109,700
Closed -$2.13M
I
4073
PUT
DELISTED
INTELSAT S. A.
I
– –
-65,700
Closed -$1.28M
MLNX
4074
PUT
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-2,200
Closed -$243K
S
4075
DELISTED
Sprint Corporation
S
– –
-58,610
Closed -$403K
161 162
163
164 165

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David Shaw's Q3 2019 Portfolio in Review

As of Q3 2019, David Shaw held 4,189 positions worth $81.2B, up 1.3% from $80.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q3 2019 filing shows 550 new, 1,503 increased, 1,391 reduced and 422 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M. The largest sale was Anadarko Petroleum, an estimated $567M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2019 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M.
  • David Shaw added most to PayPal in Q3 2019, an estimated $354M increase.
  • David Shaw's biggest Q3 2019 reduction was Fidelity National Information Services, cutting an estimated $410M.
  • David Shaw fully exited Anadarko Petroleum in Q3 2019, selling an estimated $567M.
  • David Shaw's ten largest holdings make up 10% of its $81.2B portfolio in Q3 2019.
  • David Shaw opened 550 new positions and closed 422 in Q3 2019.
  • David Shaw's portfolio value rose 1.3% quarter-over-quarter to $81.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.