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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+2.57%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$70.1B
AUM Growth
-$3.23B
Cap. Flow
-$4.59B
Cap. Flow %
-6.55%
Top 10 Hldgs %
10.04%
Holding
5,020
New
596
Increased
1,359
Reduced
1,925
Closed
795

Top Buys

Rank Stock Value
1
LBTYK icon
Liberty Global Class C
LBTYK
+$404M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$361M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$327M
4
PG icon
Procter & Gamble
PG
+$313M
5
NFLX icon
Netflix
NFLX
+$286M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$453M
2
BAC icon
Bank of America
BAC
+$405M
3
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$236M
4
C icon
Citigroup
C
+$219M
5
SLB icon
SLB Ltd
SLB
+$184M

Sector Composition

Rank Sector Weight
1 Communication Services 9.3%
2 Healthcare 8.21%
3 Consumer Discretionary 8.05%
4 Energy 7.7%
5 Technology 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CY
4051
PUT
DELISTED
Cypress Semiconductor
CY
$205K ﹤0.01%
20,000
– –
BMS
4052
DELISTED
Bemis
BMS
$204K ﹤0.01%
5,200
-2,100
-29% -$81.9K
IQV icon
4053
PUT
IQVIA
IQV
$42.8B
$203K ﹤0.01%
+4,000
New +$202K
PKT
4054
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
$203K ﹤0.01%
+19,544
New +$230K
TCRT icon
4055
Alaunos Therapeutics
TCRT
$4.37M
$202K ﹤0.01%
294
-362
-55% -$242K
GLUU
4056
DELISTED
Glu Mobile Inc.
GLUU
$202K ﹤0.01%
42,633
+26,947
+172% +$124K
CIVI
4057
DELISTED
Civitas Resources
CIVI
$201K ﹤0.01%
41
-156
-79% -$781K
NXGN
4058
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$201K ﹤0.01%
+11,917
New +$216K
SZYM
4059
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$200K ﹤0.01%
+17,194
New +$202K
FSYS
4060
CALL
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$196K ﹤0.01%
18,200
– –
PZG icon
4061
Paramount Gold Nevada
PZG
$133M
$195K ﹤0.01%
158,163
-287,637
-65% -$352K
DAKT icon
4062
PUT
Daktronics
DAKT
$918M
$194K ﹤0.01%
13,500
– –
COHU icon
4063
Cohu
COHU
$2.43B
$193K ﹤0.01%
17,994
+5,093
+39% +$52.7K
UCP
4064
DELISTED
UCP, Inc.
UCP
$193K ﹤0.01%
12,793
+1,198
+10% +$18.2K
IIP
4065
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$193K ﹤0.01%
27,268
-15,239
-36% -$108K
DXLG icon
4066
Destination XL Group
DXLG
$35.2M
$191K ﹤0.01%
33,941
-65,866
-66% -$372K
GOOD
4067
Gladstone Commercial Corp
GOOD
$638M
$190K ﹤0.01%
10,970
-10,184
-48% -$181K
RSYS
4068
DELISTED
Radisys Corp
RSYS
$188K ﹤0.01%
52,232
-300,145
-85% -$990K
KEYW
4069
CALL
DELISTED
The KEYW Holding Corporation
KEYW
$187K ﹤0.01%
+10,000
New +$181K
RDWR icon
4070
Radware
RDWR
$1.16B
$185K ﹤0.01%
10,487
-566,784
-98% -$9.93M
NGD
4071
DELISTED
New Gold Inc
NGD
$184K ﹤0.01%
+37,728
New +$218K
PES
4072
PUT
DELISTED
Pioneer Energy Services Corp.
PES
$184K ﹤0.01%
+14,200
New +$142K
NM
4073
CALL
DELISTED
Navios Maritime Holdings Inc.
NM
$180K ﹤0.01%
1,830
-5,500
-75% -$537K
FXEN
4074
DELISTED
FX ENERGY INC
FXEN
$178K ﹤0.01%
53,206
+19,975
+60% +$72.3K
FXCB
4075
DELISTED
FOX CHASE BANCORP INC COM STK (MD)
FXCB
$177K ﹤0.01%
10,480
-9,863
-48% -$169K
161 162
163
164 165

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David Shaw's Q1 2014 Portfolio in Review

As of Q1 2014, David Shaw held 5,020 positions worth $70.1B, down 4.4% from $73.3B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw withdrew a net $4.59B in Q1 2014, closing 795 positions and reducing 1,925 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $236M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 9.3% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, David Shaw opened a new position in Veren worth $53.3M.

  • David Shaw's largest Q1 2014 buy was Veren: 1,596,878 shares worth $53.3M.
  • David Shaw added most to Liberty Global Class C in Q1 2014, an estimated $404M increase.
  • David Shaw's biggest Q1 2014 reduction was Apple, cutting an estimated $453M.
  • David Shaw fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $236M.
  • David Shaw's ten largest holdings make up 10% of its $70.1B portfolio in Q1 2014.
  • David Shaw opened 596 new positions and closed 795 in Q1 2014.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $70.1B.

Based on D.E. Shaw & Co's 13F filing for Q1 2014, filed 15 May 2014.