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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+11.47%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$73.3B
AUM Growth
+$10.6B
Cap. Flow
+$3.59B
Cap. Flow %
4.9%
Top 10 Hldgs %
13%
Holding
4,972
New
721
Increased
1,786
Reduced
1,518
Closed
549

Top Buys

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$327M
2
NFLX icon
Netflix
NFLX
+$275M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$219M
4
C icon
Citigroup
C
+$211M
5
MRK icon
Merck
MRK
+$201M

Top Sells

Rank Stock Value
1
DELL
DELL INC
DELL
+$558M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$259M
3
META icon
Meta Platforms (Facebook)
META
+$252M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$252M
5
IBM icon
IBM
IBM
+$184M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Technology 7.17%
3 Consumer Discretionary 7.02%
4 Healthcare 6.66%
5 Communication Services 6.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOYA icon
4051
CALL
Voya Financial
VOYA
$8.98B
$292K ﹤0.01%
+8,300
New +$274K
BRP
4052
DELISTED
BROOKFIELD RESIDENTIAL PROPERTIES INC
BRP
$292K ﹤0.01%
12,060
-8,498
-41% -$187K
OCSL icon
4053
Oaktree Specialty Lending
OCSL
$1.16B
$291K ﹤0.01%
10,482
-102,470
-91% -$3.03M
TIVO
4054
DELISTED
TIVO INC
TIVO
$291K ﹤0.01%
22,144
-525,428
-96% -$6.8M
CBT icon
4055
PUT
Cabot Corp
CBT
$4.33B
$288K ﹤0.01%
5,600
– –
RMBS icon
4056
Rambus
RMBS
$9.44B
$288K ﹤0.01%
30,381
+4,449
+17% +$40.1K
LL
4057
DELISTED
LL Flooring Holdings, Inc.
LL
$288K ﹤0.01%
2,800
-32,041
-92% -$3.41M
UNTD
4058
CALL
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$288K ﹤0.01%
+20,900
New +$638K
TEU
4059
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$287K ﹤0.01%
87,181
+68,276
+361% +$237K
DRL
4060
DELISTED
DORAL FINANCIAL CORPORATION (NEW)
DRL
$285K ﹤0.01%
18,179
+723
+4% +$12.3K
MWW
4061
CALL
DELISTED
Monster Worldwide Inc
MWW
$285K ﹤0.01%
40,000
– –
SNDA icon
4062
Sonida Senior Living
SNDA
$1.89B
$284K ﹤0.01%
790
-2,197
-74% -$732K
FLG
4063
CALL
Flagstar Bank National Association
FLG
$5.57B
$283K ﹤0.01%
+5,600
New +$271K
IAG icon
4064
PUT
IAMGOLD
IAG
$12.4B
$282K ﹤0.01%
84,600
-427,000
-83% -$1.85M
PTP
4065
PUT
DELISTED
PLATINUM UNDERWRITERS HLDGS LTD
PTP
$282K ﹤0.01%
4,600
– –
CUZ icon
4066
Cousins Properties
CUZ
$4.94B
$281K ﹤0.01%
+9,671
New +$292K
PLXS icon
4067
PUT
Plexus
PLXS
$6.33B
$281K ﹤0.01%
+6,500
New +$258K
SIGI icon
4068
Selective Insurance
SIGI
$5.52B
$281K ﹤0.01%
10,377
-18,681
-64% -$491K
SCNB
4069
DELISTED
Suffolk Bancorp
SCNB
$281K ﹤0.01%
13,529
+2,105
+18% +$40.9K
MDVN
4070
PUT
DELISTED
MEDIVATION, INC.
MDVN
$281K ﹤0.01%
8,800
– –
LCTX icon
4071
Lineage Cell Therapeutics
LCTX
$276M
$280K ﹤0.01%
+96,508
New +$292K
OTTR icon
4072
Otter Tail
OTTR
$3.86B
$280K ﹤0.01%
+9,565
New +$279K
NPO icon
4073
Enpro
NPO
$6.45B
$279K ﹤0.01%
4,832
+832
+21% +$47.7K
ACAT
4074
CALL
DELISTED
Arctic Cat Inc
ACAT
$279K ﹤0.01%
4,900
-1,900
-28% -$105K
CLX icon
4075
Clorox
CLX
$13B
$278K ﹤0.01%
3,000
-25,719
-90% -$2.32M
161 162
163
164 165

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David Shaw's Q4 2013 Portfolio in Review

As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

David Shaw deployed $3.59B of net new capital in Q4 2013, opening 721 new positions and adding to 1,786 existing holdings. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 7% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $252M trimmed.

  • David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
  • David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
  • David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
  • David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
  • David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
  • David Shaw opened 721 new positions and closed 549 in Q4 2013.
  • David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.

Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.