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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+14.94%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$114B
AUM Growth
+$18.7B
Cap. Flow
+$1.27B
Cap. Flow %
1.11%
Top 10 Hldgs %
12.43%
Holding
4,806
New
575
Increased
1,549
Reduced
1,464
Closed
527

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$751M
2
AMD icon
Advanced Micro Devices
AMD
+$751M
3
MU icon
Micron Technology
MU
+$426M
4
CMG icon
Chipotle Mexican Grill
CMG
+$363M
5
XOM icon
ExxonMobil
XOM
+$356M

Top Sells

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$546M
2
ATVI
Activision Blizzard
ATVI
+$485M
3
VMW
VMware, Inc
VMW
+$393M
4
MSFT icon
Microsoft
MSFT
+$336M
5
UNH icon
UnitedHealth
UNH
+$303M

Sector Composition

Rank Sector Weight
1 Technology 17.03%
2 Consumer Discretionary 9.51%
3 Healthcare 5.77%
4 Financials 5.47%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCAW
4026
DELISTED
Capitalworks Emerging Markets Acquisition Corp Warrant
CMCAW
$5.53K ﹤0.01%
275,005
– –
FORLW
4027
DELISTED
Four Leaf Acquisition Corp Warrants
FORLW
$5.12K ﹤0.01%
165,000
– –
TBMCR
4028
DELISTED
Trailblazer Merger Corporation I Rights
TBMCR
$5.11K ﹤0.01%
50,000
– –
ZEOWW
4029
Zeo Energy Corp Warrants
ZEOWW
$103K
$5K ﹤0.01%
125,000
– –
SPKLW
4030
Spark I Acquisition Corp Warrant
SPKLW
$6.15M
$4.87K ﹤0.01%
+40,596
New +$4.35K
SBCWW
4031
SBC Medical Group Warrants
SBCWW
$3.45M
$4.87K ﹤0.01%
172,500
– –
AWINW
4032
DELISTED
AERWINS Technologies Inc Warrant
AWINW
$4.78K ﹤0.01%
367,500
– –
VSACW
4033
DELISTED
Vision Sensing Acquisition Corp. Warrants
VSACW
$4.63K ﹤0.01%
243,749
– –
BLEUR
4034
DELISTED
bleuacacia ltd Rights
BLEUR
$4.6K ﹤0.01%
113,603
– –
CSLMW
4035
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
$4.6K ﹤0.01%
99,999
– –
AERTW
4036
Aeries Technology Warrant
AERTW
$900K
$4.55K ﹤0.01%
50,000
– –
TWLVW
4037
DELISTED
Twelve Seas Investment Company II Warrant
TWLVW
$4.51K ﹤0.01%
111,768
– –
PLAOW
4038
DELISTED
Patria Latin American Opportunity Acquisition Corp. Warrant
PLAOW
$4.5K ﹤0.01%
150,000
– –
ENCPW
4039
DELISTED
Energem Corp Warrant
ENCPW
$4.5K ﹤0.01%
300,000
– –
ACAHW
4040
DELISTED
Atlantic Coastal Acquisition Corp. Warrant
ACAHW
$4.42K ﹤0.01%
169,975
– –
APCA.WS
4041
DELISTED
AP Acquisition Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
APCA.WS
$4.3K ﹤0.01%
150,000
– –
ESLAW icon
4042
Estrella Immunopharma Warrant
ESLAW
$166K
$4.26K ﹤0.01%
87,500
– –
FIACW
4043
DELISTED
Focus Impact Acquisition Corp. Warrant
FIACW
$4.16K ﹤0.01%
199,999
– –
ABVEW
4044
DELISTED
Above Food Ingredients Inc Warrants
ABVEW
$4.13K ﹤0.01%
137,500
+75,000
+120% +$3.17K
QOMOW
4045
DELISTED
Qomolangma Acquisition Corp. Warrant
QOMOW
$3.96K ﹤0.01%
247,500
– –
BETRW icon
4046
Better Home & Finance Warrant
BETRW
$1.8M
$3.94K ﹤0.01%
27,202
– –
BUJAW
4047
DELISTED
Bukit Jalil Global Acquisition 1 Ltd. Warrants
BUJAW
$3.92K ﹤0.01%
50,000
– –
CITEW
4048
DELISTED
Cartica Acquisition Corp Warrant
CITEW
$3.92K ﹤0.01%
100,000
– –
KVACW
4049
DELISTED
Keen Vision Acquisition Corp Warrant
KVACW
$3.88K ﹤0.01%
97,000
– –
CFFSW
4050
DELISTED
CF Acquisition Corp. VII Warrant
CFFSW
$3.87K ﹤0.01%
133,333
– –
160 161
162
163 164

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David Shaw's Q4 2023 Portfolio in Review

As of Q4 2023, David Shaw held 4,806 positions worth $114B, up 19% from $95.8B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw's Q4 2023 filing shows 575 new, 1,549 increased, 1,464 reduced and 527 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 2,424,593 shares worth $188M. The largest sale was Horizon Therapeutics Public Limited Company Ordinary Shares, an estimated $546M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2023 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 2,424,593 shares worth $188M.
  • David Shaw added most to Netflix in Q4 2023, an estimated $751M increase.
  • David Shaw's biggest Q4 2023 reduction was Microsoft, cutting an estimated $336M.
  • David Shaw fully exited Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2023, selling an estimated $546M.
  • David Shaw's ten largest holdings make up 12% of its $114B portfolio in Q4 2023.
  • David Shaw opened 575 new positions and closed 527 in Q4 2023.
  • David Shaw's portfolio value rose 19% quarter-over-quarter to $114B.

Based on D.E. Shaw & Co's 13F filing for Q4 2023, filed 14 Feb 2024.