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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$942M
Cap. Flow %
-0.78%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Technology 13.97%
2 Consumer Discretionary 9.19%
3 Financials 7.48%
4 Healthcare 7.05%
5 Communication Services 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMDX
4026
Insight Molecular Diagnostics
IMDX
$141M
$710K ﹤0.01%
16,355
+6,124
+60% +$352K
BUD icon
4027
AB InBev
BUD
$154B
$709K ﹤0.01%
+11,709
New +$681K
HCICW
4028
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
$709K ﹤0.01%
853,875
– –
NTNX icon
4029
PUT
Nutanix
NTNX
$17.7B
$707K ﹤0.01%
22,200
– –
ORGO icon
4030
Organogenesis Holdings
ORGO
$225M
$707K ﹤0.01%
76,505
-56,812
-43% -$603K
KTOS icon
4031
CALL
Kratos Defense & Security Solutions
KTOS
$9.94B
$706K ﹤0.01%
36,400
– –
ONT
4032
CALL
Onterris Inc
ONT
$582M
$705K ﹤0.01%
+10,000
New +$693K
CSAN icon
4033
Cosan
CSAN
$2.78B
$704K ﹤0.01%
44,880
-17,439
-28% -$270K
BSRR icon
4034
Sierra Bancorp
BSRR
$512M
$702K ﹤0.01%
25,845
-3,870
-13% -$100K
LONA
4035
LeonaBio Inc
LONA
$73.6M
$700K ﹤0.01%
+5,370
New +$679K
FOUR icon
4036
Shift4
FOUR
$3.65B
$700K ﹤0.01%
12,086
+5,579
+86% +$355K
SLDPW icon
4037
Solid Power Inc Warrant
SLDPW
$5.66M
$700K ﹤0.01%
+305,891
New +$941K
BBWI icon
4038
PUT
Bath & Body Works
BBWI
$3.81B
$698K ﹤0.01%
10,000
-45,400
-82% -$3.22M
UDMY
4039
DELISTED
Udemy
UDMY
$697K ﹤0.01%
+35,650
New +$853K
CB icon
4040
CALL
Chubb
CB
$133B
$696K ﹤0.01%
3,600
+2,100
+140% +$394K
IBTX
4041
DELISTED
Independent Bank Group, Inc.
IBTX
$696K ﹤0.01%
9,652
-9,279
-49% -$671K
GPRE icon
4042
CALL
Green Plains
GPRE
$1.04B
$695K ﹤0.01%
20,000
– –
HMTV
4043
DELISTED
Hemisphere Media Group, Inc.
HMTV
$695K ﹤0.01%
95,655
-10,103
-10% -$98.7K
GFS icon
4044
GlobalFoundries
GFS
$25.1B
$694K ﹤0.01%
+10,678
New +$663K
KEY icon
4045
PUT
KeyCorp
KEY
$23.6B
$694K ﹤0.01%
30,000
– –
NEXT icon
4046
NextDecade
NEXT
$1.96B
$694K ﹤0.01%
243,364
+188,070
+340% +$627K
PLL
4047
DELISTED
Piedmont Lithium
PLL
$693K ﹤0.01%
+13,204
New +$773K
BTRS
4048
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$685K ﹤0.01%
87,558
+44,568
+104% +$386K
MFA
4049
PUT
MFA Financial
MFA
$890M
$684K ﹤0.01%
37,500
– –
PETQ
4050
PUT
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
$681K ﹤0.01%
30,000
– –
160 161
162
163 164

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.