David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Visa
V
|
+$365M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$307M |
| 3 |
Adobe
ADBE
|
+$250M |
| 4 |
NVIDIA
NVDA
|
+$242M |
| 5 |
Salesforce
CRM
|
+$240M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$520M |
| 2 |
ExxonMobil
XOM
|
+$372M |
| 3 |
Bank of America
BAC
|
+$271M |
| 4 |
Netflix
NFLX
|
+$172M |
| 5 |
iShares MSCI Emerging Markets ETF
EEM
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.15% |
| 2 | Financials | 9.51% |
| 3 | Healthcare | 7.52% |
| 4 | Consumer Discretionary | 6.79% |
| 5 | Communication Services | 5.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4001
Dine Brands
DIN
$450M
| $410K | ﹤0.01% |
6,455
-10,910
| -63% | -$760K |
|
4002
Elastic
ESTC
$8.34B
| $410K | ﹤0.01% |
5,717
-77,741
| -93% | -$6.18M |
|
|
ICPT
4003
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $409K | ﹤0.01% |
+29,342
| New | +$473K |
|
4004
CALL
iQIYI
IQ
$965M
| $407K | ﹤0.01% |
150,100
| – | – |
|
|
4005
PUT
iQIYI
IQ
$965M
| $407K | ﹤0.01% |
150,000
| – | – |
|
4006
BlackRock Corporate High Yield Fund
HYT
$1.35B
| $406K | ﹤0.01% |
47,500
| – | – |
|
4007
CALL
Crown Castle
CCI
$32.5B
| $405K | ﹤0.01% |
2,800
| – | – |
|
|
COOP
4008
PUT
DELISTED
Mr. Cooper
COOP
| $405K | ﹤0.01% |
10,000
| – | – |
|
4009
Old National Bancorp
ONB
$9.89B
| $405K | ﹤0.01% |
+24,585
| New | +$411K |
|
4010
CALL
Linde
LIN
$227B
| $404K | ﹤0.01% |
+1,500
| New | +$431K |
|
|
PGRE
4011
DELISTED
Paramount Group
PGRE
| $404K | ﹤0.01% |
+64,896
| New | +$467K |
|
4012
Motorcar Parts of America
MPAA
$222M
| $403K | ﹤0.01% |
26,496
-4,967
| -16% | -$72.8K |
|
|
ESTE
4013
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
| $403K | ﹤0.01% |
32,748
-24,411
| -43% | -$332K |
|
4014
PUT
Aon
AON
$75.3B
| $402K | ﹤0.01% |
1,500
| – | – |
|
4015
Woodward
WWD
$20.3B
| $402K | ﹤0.01% |
+5,012
| New | +$473K |
|
|
4016
iQIYI
IQ
$965M
| $401K | ﹤0.01% |
148,037
+18,600
| +14% | +$69K |
|
4017
PUT
Orion
OEC
$342M
| $401K | ﹤0.01% |
+30,000
| New | +$488K |
|
4018
PUT
Bloom Energy
BE
$64.6B
| $400K | ﹤0.01% |
20,000
| – | – |
|
4019
PUT
HUB Group
HUBG
$2.44B
| $400K | ﹤0.01% |
+11,600
| New | +$443K |
|
4020
CALL
Unisys
UIS
$190M
| $400K | ﹤0.01% |
+53,000
| New | +$566K |
|
4021
Cass Information Systems
CASS
$737M
| $399K | ﹤0.01% |
11,496
-4,647
| -29% | -$167K |
|
|
WOW
4022
DELISTED
WideOpenWest
WOW
| $399K | ﹤0.01% |
32,487
+3,856
| +13% | +$68.7K |
|
4023
Commercial Vehicle Group
CVGI
$124M
| $398K | ﹤0.01% |
88,548
-28,020
| -24% | -$179K |
|
|
AMRN
4024
Amarin Corp
AMRN
$313M
| $397K | ﹤0.01% |
18,191
-2,312
| -11% | -$62K |
|
4025
Artivion
AORT
$1.28B
| $396K | ﹤0.01% |
28,631
-38,780
| -58% | -$781K |
|
Similar funds
David Shaw's Q3 2022 Portfolio in Review
As of Q3 2022, David Shaw held 5,820 positions worth $83.7B, down 1.8% from $85.3B the previous quarter. Its ten largest holdings account for 8.7% of the portfolio.
David Shaw withdrew a net $3.66B in Q3 2022, closing 678 positions and reducing 1,597 holdings. Its most notable exit was iShares MSCI Emerging Markets ETF, an estimated $171M position sold in full.
By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
Against the trend, David Shaw opened a new position in Prologis worth $66.1M.
- David Shaw's largest Q3 2022 buy was Prologis: 650,725 shares worth $66.1M.
- David Shaw added most to Visa in Q3 2022, an estimated $365M increase.
- David Shaw's biggest Q3 2022 reduction was PayPal, cutting an estimated $520M.
- David Shaw fully exited iShares MSCI Emerging Markets ETF in Q3 2022, selling an estimated $171M.
- David Shaw's ten largest holdings make up 8.7% of its $83.7B portfolio in Q3 2022.
- David Shaw opened 545 new positions and closed 678 in Q3 2022.
- David Shaw's portfolio value fell 1.8% quarter-over-quarter to $83.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2022, filed 14 Nov 2022.