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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$942M
Cap. Flow %
-0.78%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Technology 13.97%
2 Consumer Discretionary 9.19%
3 Financials 7.48%
4 Healthcare 7.05%
5 Communication Services 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SANBU
4001
DELISTED
Sanaby Health Acquisition Corp. I Unit
SANBU
$743K ﹤0.01%
+73,302
New +$743K
RMD icon
4002
ResMed
RMD
$33.9B
$742K ﹤0.01%
+2,849
New +$739K
GOOS
4003
CALL
Canada Goose Holdings
GOOS
$802M
$741K ﹤0.01%
20,000
– –
LYV icon
4004
Live Nation Entertainment
LYV
$42.8B
$737K ﹤0.01%
6,161
-3,367
-35% -$363K
ARR
4005
CALL
Armour Residential REIT
ARR
$2.3B
$736K ﹤0.01%
15,000
– –
PHI icon
4006
PLDT
PHI
$4.2B
$734K ﹤0.01%
20,535
+1,516
+8% +$51.1K
CCXI
4007
PUT
DELISTED
ChemoCentryx, Inc.
CCXI
$728K ﹤0.01%
20,000
– –
CELL
4008
CALL
DELISTED
PhenomeX Inc. Common Stock
CELL
$727K ﹤0.01%
+40,000
New +$863K
DSL
4009
DoubleLine Income Solutions Fund
DSL
$1.22B
$725K ﹤0.01%
45,000
– –
MKC icon
4010
McCormick & Company Non-Voting
MKC
$14.6B
$725K ﹤0.01%
7,500
-33,308
-82% -$2.84M
SABR icon
4011
PUT
Sabre
SABR
$876M
$722K ﹤0.01%
84,000
-226,500
-73% -$2.17M
CURI icon
4012
CuriosityStream
CURI
$161M
$721K ﹤0.01%
+121,525
New +$1.02M
LILA icon
4013
Liberty Latin America Class A
LILA
$1.68B
$721K ﹤0.01%
+91,017
New +$757K
EIG icon
4014
Employers Holdings
EIG
$883M
$720K ﹤0.01%
17,401
-7,621
-30% -$306K
FISI icon
4015
Financial Institutions
FISI
$802M
$720K ﹤0.01%
22,629
-959
-4% -$30.7K
ACHC icon
4016
Acadia Healthcare
ACHC
$2.89B
$719K ﹤0.01%
+11,841
New +$706K
SOND
4017
DELISTED
Sonder
SOND
$719K ﹤0.01%
3,608
– –
VMEO
4018
PUT
DELISTED
Vimeo
VMEO
$718K ﹤0.01%
40,000
-12,164
-23% -$296K
FAZE
4019
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
$716K ﹤0.01%
70,794
-60,893
-46% -$622K
LAZR
4020
PUT
DELISTED
Luminar Technologies
LAZR
$715K ﹤0.01%
2,820
– –
LEN.B icon
4021
Lennar Class B
LEN.B
$20.7B
$715K ﹤0.01%
7,866
-7,624
-49% -$627K
LGIH icon
4022
LGI Homes
LGIH
$1.34B
$714K ﹤0.01%
+4,625
New +$677K
VITL icon
4023
PUT
Vital Farms
VITL
$475M
$713K ﹤0.01%
39,500
-105,200
-73% -$1.86M
AXS icon
4024
AXIS Capital
AXS
$7.3B
$711K ﹤0.01%
13,047
+7,421
+132% +$384K
SRI icon
4025
Stoneridge
SRI
$207M
$711K ﹤0.01%
36,030
+9,034
+33% +$191K
159 160
161
162 163

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.