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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CC icon
4001
Chemours
CC
$2.37B
$448K ﹤0.01%
+15,433
New +$500K
RMD icon
4002
PUT
ResMed
RMD
$34.1B
$448K ﹤0.01%
+1,700
New +$465K
FINM
4003
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
$446K ﹤0.01%
+45,719
New +$443K
CINF icon
4004
PUT
Cincinnati Financial
CINF
$26.3B
$445K ﹤0.01%
3,900
– –
CCCC icon
4005
C4 Therapeutics
CCCC
$517M
$442K ﹤0.01%
9,883
-6,649
-40% -$285K
SUNW
4006
DELISTED
Sunworks, Inc.
SUNW
$442K ﹤0.01%
+71,924
New +$565K
VYX icon
4007
NCR Voyix
VYX
$1.12B
$440K ﹤0.01%
18,512
-261,576
-93% -$6.81M
SCL icon
4008
Stepan Co
SCL
$1.41B
$439K ﹤0.01%
+3,883
New +$452K
STBA icon
4009
S&T Bancorp
STBA
$1.76B
$439K ﹤0.01%
+14,885
New +$439K
DADA
4010
CALL
DELISTED
Dada Nexus
DADA
$435K ﹤0.01%
21,700
+8,600
+66% +$195K
RDBX
4011
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
$434K ﹤0.01%
43,083
– –
GRPN icon
4012
CALL
Groupon
GRPN
$797M
$433K ﹤0.01%
+19,000
New +$562K
DCBO
4013
Docebo
DCBO
$614M
$432K ﹤0.01%
+5,921
New +$435K
JYAC
4014
DELISTED
Jiya Acquisition Corp. Class A Common Stock
JYAC
$431K ﹤0.01%
44,069
+6,032
+16% +$58.8K
SSYS icon
4015
CALL
Stratasys
SSYS
$693M
$430K ﹤0.01%
20,000
-21,200
-51% -$460K
ARRY icon
4016
Array Technologies
ARRY
$701M
$429K ﹤0.01%
+23,189
New +$385K
ASC icon
4017
Ardmore Shipping
ASC
$735M
$429K ﹤0.01%
103,269
+22,551
+28% +$79.9K
RPD icon
4018
PUT
Rapid7
RPD
$818M
$429K ﹤0.01%
+3,800
New +$431K
RTL
4019
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$429K ﹤0.01%
53,328
-138,996
-72% -$1.17M
LAKE icon
4020
CALL
Lakeland Industries
LAKE
$114M
$428K ﹤0.01%
20,400
– –
BRDG
4021
DELISTED
Bridge Investment Group
BRDG
$427K ﹤0.01%
+24,155
New +$416K
SGHT icon
4022
Sight Sciences
SGHT
$458M
$427K ﹤0.01%
+18,828
New +$619K
DFH icon
4023
Dream Finders Homes
DFH
$1.39B
$426K ﹤0.01%
24,601
-6,746
-22% -$140K
III icon
4024
Information Services Group
III
$246M
$425K ﹤0.01%
+59,152
New +$394K
PSFE.WS
4025
DELISTED
Paysafe Ltd Warrants
PSFE.WS
$425K ﹤0.01%
229,850
+51,384
+29% +$125K
159 160
161
162 163

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.