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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+13.33%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$97.7B
AUM Growth
+$13.8B
Cap. Flow
-$2.45B
Cap. Flow %
-2.51%
Top 10 Hldgs %
12.38%
Holding
4,373
New
420
Increased
1,314
Reduced
1,591
Closed
597

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$642M
2
BA icon
Boeing
BA
+$429M
3
BABA icon
Alibaba
BABA
+$313M
4
AMD icon
Advanced Micro Devices
AMD
+$304M
5
JD icon
JD.com
JD
+$275M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.13B
2
AMZN icon
Amazon
AMZN
+$456M
3
PG icon
Procter & Gamble
PG
+$359M
4
JPM icon
JPMorgan Chase
JPM
+$304M
5
COST icon
Costco
COST
+$298M

Sector Composition

Rank Sector Weight
1 Technology 15.94%
2 Consumer Discretionary 12.37%
3 Healthcare 8.89%
4 Communication Services 6.57%
5 Financials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RRX icon
4001
Regal Rexnord
RRX
$11.1B
– –
-4,240
Closed -$370K
RYAAY icon
4002
Ryanair
RYAAY
$28.9B
– –
-20,063
Closed -$532K
SABR icon
4003
PUT
Sabre
SABR
$848M
– –
-200,000
Closed -$1.61M
SAGE
4004
CALL
DELISTED
Sage Therapeutics
SAGE
– –
-25,000
Closed -$1.04M
SAGE
4005
PUT
DELISTED
Sage Therapeutics
SAGE
– –
-30,000
Closed -$1.25M
SAH icon
4006
Sonic Automotive
SAH
$2.45B
– –
-29,737
Closed -$949K
SAP icon
4007
SAP
SAP
$252B
– –
-12,524
Closed -$1.75M
SBAC icon
4008
PUT
SBA Communications
SBAC
$19.4B
– –
-12,500
Closed -$3.72M
SBGI icon
4009
PUT
Sinclair Inc
SBGI
$1.04B
– –
-22,400
Closed -$414K
SBSI icon
4010
Southside Bancshares
SBSI
$956M
– –
-10,856
Closed -$301K
SBSW icon
4011
Sibanye-Stillwater
SBSW
$8.9B
– –
-16,256
Closed -$141K
SCL icon
4012
Stepan Co
SCL
$1.45B
– –
-11,518
Closed -$1.12M
SHOE
4013
Shoe Station Group
SHOE
$420M
– –
-34,298
Closed -$502K
SE icon
4014
Sea Limited
SE
$72B
– –
-9,899
Closed -$1.34M
SEE
4015
PUT
DELISTED
Sealed Air
SEE
– –
-26,800
Closed -$880K
SHAK icon
4016
Shake Shack
SHAK
$3.06B
– –
-56,136
Closed -$3.25M
SHYF
4017
DELISTED
The Shyft Group
SHYF
– –
-33,320
Closed -$561K
SIBN icon
4018
SI-BONE Inc
SIBN
$895M
– –
-29,897
Closed -$476K
SITM icon
4019
SiTime
SITM
$18.5B
– –
-9,051
Closed -$429K
HTO
4020
H2O America
HTO
$2.66B
– –
-3,300
Closed -$205K
SKM icon
4021
SK Telecom
SKM
$15.5B
– –
-48,592
Closed -$1.55M
SKY icon
4022
Champion Homes
SKY
$4.9B
– –
-58,984
Closed -$1.44M
SKX
4023
CALL
DELISTED
Skechers
SKX
– –
-47,200
Closed -$1.48M
SLG icon
4024
CALL
SL Green Realty
SLG
$4.07B
– –
-20,660
Closed -$986K
SLP icon
4025
Simulations Plus
SLP
$372M
– –
-4,766
Closed -$285K
159 160
161
162 163

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David Shaw's Q3 2020 Portfolio in Review

As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
  • David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
  • David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
  • David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
  • David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
  • David Shaw opened 420 new positions and closed 597 in Q3 2020.
  • David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.