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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$87.5B
AUM Growth
+$6.24B
Cap. Flow
-$2.46B
Cap. Flow %
-2.82%
Top 10 Hldgs %
10.13%
Holding
4,337
New
572
Increased
1,477
Reduced
1,498
Closed
412

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$546M
2
AMZN icon
Amazon
AMZN
+$515M
3
TSLA icon
Tesla
TSLA
+$389M
4
NFLX icon
Netflix
NFLX
+$322M
5
ADBE icon
Adobe
ADBE
+$305M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$836M
2
CELG
Celgene Corp
CELG
+$460M
3
NVDA icon
NVIDIA
NVDA
+$429M
4
COP icon
ConocoPhillips
COP
+$311M
5
BIIB icon
Biogen
BIIB
+$301M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Consumer Discretionary 11.76%
3 Healthcare 10.16%
4 Financials 7.89%
5 Industrials 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRM icon
4001
PUT
Iron Mountain
IRM
$35.6B
– –
-20,000
Closed -$648K
IT icon
4002
Gartner
IT
$12.7B
– –
-1,863
Closed -$284K
IT icon
4003
PUT
Gartner
IT
$12.7B
– –
-1,700
Closed -$243K
ITA icon
4004
iShares US Aerospace & Defense ETF
ITA
$14B
– –
-36,400
Closed -$4.09M
IVR icon
4005
Invesco Mortgage Capital
IVR
$804M
– –
-5,442
Closed -$833K
IYR icon
4006
iShares US Real Estate ETF
IYR
$4.65B
– –
-50,500
Closed -$4.72M
J icon
4007
Jacobs Solutions
J
$17.7B
– –
-3,647
Closed -$276K
JEF icon
4008
Jefferies Financial Group
JEF
$12B
– –
-299,589
Closed -$5.27M
KALU icon
4009
Kaiser Aluminum
KALU
$2.48B
– –
-5,850
Closed -$579K
KB icon
4010
KB Financial Group
KB
$41.5B
– –
-6,021
Closed -$215K
KBR icon
4011
KBR
KBR
$4.75B
– –
-11,832
Closed -$290K
KMT icon
4012
Kennametal
KMT
$2.22B
– –
-54,922
Closed -$1.69M
KNSL icon
4013
Kinsale Capital Group
KNSL
$8.94B
– –
-44,672
Closed -$4.44M
KNX icon
4014
Knight Transportation
KNX
$11.1B
– –
-365,247
Closed -$13.3M
KODK icon
4015
Kodak
KODK
$949M
– –
-32,269
Closed -$85K
KTOS icon
4016
PUT
Kratos Defense & Security Solutions
KTOS
$10.1B
– –
-33,800
Closed -$629K
LAMR icon
4017
Lamar Advertising Co
LAMR
$15.4B
– –
-37,337
Closed -$3.06M
HAPN
4018
Happen Inc
HAPN
$2.12B
– –
-13,575
Closed -$175K
LCII icon
4019
LCI Industries
LCII
$2.51B
– –
-2,617
Closed -$240K
LCTX icon
4020
Lineage Cell Therapeutics
LCTX
$276M
– –
-10,354
Closed -$10K
LEA icon
4021
Lear
LEA
$8.21B
– –
-101,817
Closed -$12.6M
LGIH icon
4022
LGI Homes
LGIH
$1.35B
– –
-34,112
Closed -$2.84M
LGND icon
4023
CALL
Ligand Pharmaceuticals
LGND
$5.65B
– –
-58,510
Closed -$3.63M
LGND icon
4024
PUT
Ligand Pharmaceuticals
LGND
$5.65B
– –
-42,960
Closed -$2.67M
LHX icon
4025
CALL
L3Harris
LHX
$48.8B
– –
-17,000
Closed -$3.55M
159 160
161
162 163

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David Shaw's Q4 2019 Portfolio in Review

As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
  • David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
  • David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
  • David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
  • David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
  • David Shaw opened 572 new positions and closed 412 in Q4 2019.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.