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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+13.33%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$97.7B
AUM Growth
+$13.8B
Cap. Flow
-$2.45B
Cap. Flow %
-2.51%
Top 10 Hldgs %
12.38%
Holding
4,373
New
420
Increased
1,314
Reduced
1,591
Closed
597

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$642M
2
BA icon
Boeing
BA
+$429M
3
BABA icon
Alibaba
BABA
+$313M
4
AMD icon
Advanced Micro Devices
AMD
+$304M
5
JD icon
JD.com
JD
+$275M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.13B
2
AMZN icon
Amazon
AMZN
+$456M
3
PG icon
Procter & Gamble
PG
+$359M
4
JPM icon
JPMorgan Chase
JPM
+$304M
5
COST icon
Costco
COST
+$298M

Sector Composition

Rank Sector Weight
1 Technology 15.94%
2 Consumer Discretionary 12.37%
3 Healthcare 8.89%
4 Communication Services 6.57%
5 Financials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRGO icon
3976
PUT
Perrigo
PRGO
$1.98B
– –
-18,300
Closed -$1.01M
PRK icon
3977
Park National Corp
PRK
$3.65B
– –
-9,900
Closed -$697K
PRPL icon
3978
Purple Innovation
PRPL
$24.1M
– –
-7,048
Closed -$3.17M
PSMT icon
3979
PUT
Pricesmart
PSMT
$5.33B
– –
-10,000
Closed -$603K
HTT
3980
High Templar Tech Ltd
HTT
$388M
– –
-20,948
Closed -$35.3K
HTT
3981
PUT
High Templar Tech Ltd
HTT
$388M
– –
-100,000
Closed -$170K
QURE icon
3982
uniQure
QURE
$3.36B
– –
-18,662
Closed -$765K
R icon
3983
Ryder
R
$9.58B
– –
-49,103
Closed -$1.84M
R icon
3984
PUT
Ryder
R
$9.58B
– –
-10,000
Closed -$375K
RAIL icon
3985
FreightCar America
RAIL
$242M
– –
-12,299
Closed -$15K
RC
3986
Ready Capital
RC
$311M
– –
-23,463
Closed -$204K
RDUS
3987
PUT
DELISTED
Radius Recycling
RDUS
– –
-30,000
Closed -$529K
RGS icon
3988
PUT
Regis Corp
RGS
$66.9M
– –
-1,090
Closed -$178K
RIG icon
3989
CALL
Transocean
RIG
$6.61B
– –
-95,800
Closed -$175K
RITM icon
3990
CALL
Rithm Capital
RITM
$5.69B
– –
-90,000
Closed -$669K
RJF icon
3991
CALL
Raymond James Financial
RJF
$33.7B
– –
-42,900
Closed -$1.97M
RLI icon
3992
RLI Corp
RLI
$6B
– –
-4,982
Closed -$205K
RMD icon
3993
CALL
ResMed
RMD
$33.4B
– –
-44,800
Closed -$8.6M
RMD icon
3994
PUT
ResMed
RMD
$33.4B
– –
-7,700
Closed -$1.48M
RNAC icon
3995
Cartesian Therapeutics
RNAC
$304M
– –
-4,196
Closed -$357K
RNG icon
3996
RingCentral
RNG
$5.6B
– –
-4,298
Closed -$1.19M
RNR icon
3997
CALL
RenaissanceRe
RNR
$13.4B
– –
-10,000
Closed -$1.71M
RNST icon
3998
Renasant Corp
RNST
$3.79B
– –
-26,895
Closed -$670K
ROK icon
3999
CALL
Rockwell Automation
ROK
$48.5B
– –
-14,100
Closed -$3M
RPD icon
4000
CALL
Rapid7
RPD
$799M
– –
-40,000
Closed -$2.04M
158 159
160
161 162

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David Shaw's Q3 2020 Portfolio in Review

As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
  • David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
  • David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
  • David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
  • David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
  • David Shaw opened 420 new positions and closed 597 in Q3 2020.
  • David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.