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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$77.8B
AUM Growth
+$562M
Cap. Flow
-$1.46B
Cap. Flow %
-1.88%
Top 10 Hldgs %
10.8%
Holding
4,575
New
517
Increased
1,382
Reduced
1,468
Closed
614

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$339M
2
JRVR icon
James River Group Holdings
JRVR
+$309M
3
PSX icon
Phillips 66
PSX
+$252M
4
LYB icon
LyondellBasell Industries
LYB
+$251M
5
DD icon
DuPont de Nemours
DD
+$250M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$693M
2
BABA icon
Alibaba
BABA
+$408M
3
BKNG icon
Booking.com
BKNG
+$406M
4
YHOO
Yahoo Inc
YHOO
+$284M
5
MU icon
Micron Technology
MU
+$265M

Sector Composition

Rank Sector Weight
1 Technology 8.71%
2 Energy 8.64%
3 Consumer Discretionary 8.27%
4 Healthcare 7.23%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAH icon
3976
CALL
Booz Allen Hamilton
BAH
$9.05B
– –
-20,000
Closed -$468K
BALL icon
3977
CALL
Ball Corp
BALL
$17.1B
– –
-41,400
Closed -$1.31M
BALL icon
3978
PUT
Ball Corp
BALL
$17.1B
– –
-20,000
Closed -$633K
BBD icon
3979
CALL
Banco Bradesco
BBD
$34.3B
– –
-191,329
Closed -$1.07M
BBD icon
3980
Banco Bradesco
BBD
$34.3B
– –
-398,647
Closed -$2.23M
BDX icon
3981
PUT
Becton Dickinson
BDX
$52B
– –
-10,250
Closed -$1.14M
BEN icon
3982
Franklin Templeton
BEN
$17.6B
– –
-3,988
Closed -$218K
BFH icon
3983
CALL
Bread Financial
BFH
$4.04B
– –
-62,650
Closed -$12.4M
BBT
3984
Beacon Financial Corp
BBT
$2.65B
– –
-15,248
Closed -$358K
BN icon
3985
Brookfield
BN
$93.7B
– –
-21,143
Closed -$223K
BOH icon
3986
CALL
Bank of Hawaii
BOH
$3.03B
– –
-10,700
Closed -$608K
BOH icon
3987
Bank of Hawaii
BOH
$3.03B
– –
-21,518
Closed -$1.22M
BR icon
3988
CALL
Broadridge
BR
$21.1B
– –
-10,000
Closed -$416K
BRFS
3989
DELISTED
BRF SA
BRFS
– –
-185,606
Closed -$4.42M
BTI icon
3990
CALL
British American Tobacco
BTI
$122B
– –
-14,200
Closed -$803K
BTI icon
3991
PUT
British American Tobacco
BTI
$122B
– –
-19,800
Closed -$1.12M
BUD icon
3992
AB InBev
BUD
$156B
– –
-43,448
Closed -$4.81M
BWA icon
3993
PUT
BorgWarner
BWA
$13.1B
– –
-24,083
Closed -$1.11M
BXP icon
3994
Boston Properties
BXP
$11.2B
– –
-62,975
Closed -$7.97M
NXH
3995
PUT
Neighborhood Intelligence Inc
NXH
$372M
– –
-66,550
Closed -$843K
CAG icon
3996
Conagra Brands
CAG
$8B
– –
-207,188
Closed -$5.67M
CBU icon
3997
Community Bank
CBU
$3.32B
– –
-13,953
Closed -$469K
CCJ icon
3998
CALL
Cameco
CCJ
$44.5B
– –
-50,000
Closed -$883K
CDNS icon
3999
PUT
Cadence Design Systems
CDNS
$87B
– –
-40,000
Closed -$688K
CENX icon
4000
Century Aluminum
CENX
$4.32B
– –
-75,324
Closed -$1.94M
158 159
160
161 162

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David Shaw's Q4 2014 Portfolio in Review

As of Q4 2014, David Shaw held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 9.2% a quarter earlier, followed by Energy and Consumer Discretionary.

  • David Shaw's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
  • David Shaw added most to IBM in Q4 2014, an estimated $339M increase.
  • David Shaw's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
  • David Shaw fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
  • David Shaw's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
  • David Shaw opened 517 new positions and closed 614 in Q4 2014.
  • David Shaw's portfolio value rose 0.73% quarter-over-quarter to $77.8B.

Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.