We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$942M
Cap. Flow %
-0.78%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Technology 13.97%
2 Consumer Discretionary 9.19%
3 Financials 7.48%
4 Healthcare 7.05%
5 Communication Services 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PJT icon
3951
PJT Partners
PJT
$4.49B
$796K ﹤0.01%
+10,746
New +$856K
SHG icon
3952
Shinhan Financial Group
SHG
$36.3B
$794K ﹤0.01%
25,698
-9,013
-26% -$289K
FC icon
3953
Franklin Covey
FC
$229M
$792K ﹤0.01%
17,094
-5,692
-25% -$252K
KL
3954
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$792K ﹤0.01%
+18,882
New +$796K
EEX
3955
DELISTED
Emerald Holding
EEX
$791K ﹤0.01%
199,342
+32,043
+19% +$134K
FNF icon
3956
Fidelity National Financial
FNF
$12.7B
$791K ﹤0.01%
+15,765
New +$754K
GGAL icon
3957
CALL
Galicia Financial Group
GGAL
$7.03B
$791K ﹤0.01%
83,300
– –
ACCD
3958
PUT
DELISTED
Accolade Inc
ACCD
$791K ﹤0.01%
+30,000
New +$983K
CVLG icon
3959
Covenant Logistics
CVLG
$899M
$788K ﹤0.01%
59,634
-62,060
-51% -$853K
PLNT icon
3960
PUT
Planet Fitness
PLNT
$4.04B
$788K ﹤0.01%
8,700
– –
SYY icon
3961
PUT
Sysco
SYY
$40B
$786K ﹤0.01%
10,000
– –
TFSL icon
3962
TFS Financial
TFSL
$5.03B
$786K ﹤0.01%
44,010
+29,557
+205% +$564K
GBT
3963
DELISTED
Global Blood Therapeutics, Inc.
GBT
$785K ﹤0.01%
26,823
-17,833
-40% -$552K
RMAX icon
3964
RE/MAX Holdings
RMAX
$782K ﹤0.01%
25,655
+6,671
+35% +$204K
DCO icon
3965
Ducommun
DCO
$2.8B
$780K ﹤0.01%
16,667
+11,385
+216% +$544K
LL
3966
CALL
DELISTED
LL Flooring Holdings, Inc.
LL
$780K ﹤0.01%
45,700
– –
GGPIW
3967
DELISTED
Gores Guggenheim, Inc. Warrant
GGPIW
$778K ﹤0.01%
204,835
+4,652
+2% +$15.8K
WW
3968
PUT
DELISTED
WW International
WW
$777K ﹤0.01%
48,200
– –
WAL icon
3969
CALL
Western Alliance Bancorporation
WAL
$8.7B
$775K ﹤0.01%
7,200
-1,300
-15% -$146K
ICPT
3970
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$774K ﹤0.01%
47,534
+10,983
+30% +$185K
JAZZ icon
3971
Jazz Pharmaceuticals
JAZZ
$16.4B
$773K ﹤0.01%
6,068
+414
+7% +$54.4K
KD icon
3972
Kyndryl
KD
$2.78B
$771K ﹤0.01%
+42,573
New +$919K
LNAI
3973
Lunai Bioworks
LNAI
$10.8M
$770K ﹤0.01%
+1,321
New +$959K
AIG icon
3974
CALL
American International
AIG
$40.4B
$768K ﹤0.01%
+13,500
New +$769K
III icon
3975
Information Services Group
III
$240M
$767K ﹤0.01%
100,628
+41,476
+70% +$334K
157 158
159
160 161

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.