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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALIT.WS
3926
DELISTED
Alight Inc Warrants
ALIT.WS
$508K ﹤0.01%
+166,666
New +$416K
FCBC icon
3927
First Community Bankshares
FCBC
$933M
$507K ﹤0.01%
15,967
-4,683
-23% -$141K
IDYA icon
3928
IDEAYA Biosciences
IDYA
$4.1B
$505K ﹤0.01%
+19,807
New +$462K
FOUR icon
3929
Shift4
FOUR
$3.79B
$504K ﹤0.01%
6,507
-24,021
-79% -$2.07M
BRIV
3930
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$504K ﹤0.01%
+51,937
New +$501K
TX icon
3931
PUT
Ternium
TX
$10.8B
$503K ﹤0.01%
11,900
+6,500
+120% +$318K
UFI icon
3932
UNIFI
UFI
$139M
$502K ﹤0.01%
22,874
+9,310
+69% +$212K
BLMN icon
3933
PUT
Bloomin' Brands
BLMN
$945M
$500K ﹤0.01%
20,000
– –
PRBM.U
3934
DELISTED
Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant
PRBM.U
$499K ﹤0.01%
+50,000
New +$499K
IMKTA icon
3935
Ingles Markets
IMKTA
$1.61B
$497K ﹤0.01%
7,528
-420
-5% -$26.6K
LFCR icon
3936
Lifecore Biomedical
LFCR
$176M
$496K ﹤0.01%
53,824
-47,508
-47% -$517K
TXG icon
3937
10x Genomics
TXG
$8.43B
$495K ﹤0.01%
3,402
-32,334
-90% -$5.55M
MITT
3938
TPG Mortgage Investment Trust
MITT
$214M
$494K ﹤0.01%
43,257
-162,895
-79% -$1.78M
EGLX
3939
DELISTED
Enthusiast Gaming Holdings Inc. Common Stock
EGLX
$494K ﹤0.01%
137,100
+116,700
+572% +$541K
BATRK icon
3940
Atlanta Braves Holdings Series B
BATRK
$3.4B
$493K ﹤0.01%
18,656
-2,283
-11% -$60.1K
VNET
3941
CALL
VNET Group
VNET
$1.96B
$490K ﹤0.01%
28,300
+17,600
+164% +$328K
ASXC
3942
DELISTED
Asensus Surgical, Inc.
ASXC
$490K ﹤0.01%
264,942
+240,710
+993% +$541K
CHCO icon
3943
City Holding Co
CHCO
$2.03B
$488K ﹤0.01%
6,261
-8,950
-59% -$680K
ANDE icon
3944
Andersons Inc
ANDE
$2.24B
$487K ﹤0.01%
15,805
-3,436
-18% -$99.1K
EG icon
3945
Everest Group
EG
$14.4B
$487K ﹤0.01%
1,943
-17,142
-90% -$4.4M
EXK
3946
Endeavour Silver
EXK
$3.28B
$485K ﹤0.01%
+118,554
New +$568K
SONO icon
3947
PUT
Sonos
SONO
$1.81B
$485K ﹤0.01%
15,000
– –
LKFT
3948
CALL
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.94B
$484K ﹤0.01%
9,200
– –
NTST
3949
NETSTREIT Corp
NTST
$2.09B
$484K ﹤0.01%
+20,486
New +$517K
PRO
3950
DELISTED
PROS Holdings
PRO
$484K ﹤0.01%
+13,655
New +$573K
156 157
158
159 160

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.