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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+13.33%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$97.7B
AUM Growth
+$13.8B
Cap. Flow
-$2.45B
Cap. Flow %
-2.51%
Top 10 Hldgs %
12.38%
Holding
4,373
New
420
Increased
1,314
Reduced
1,591
Closed
597

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$642M
2
BA icon
Boeing
BA
+$429M
3
BABA icon
Alibaba
BABA
+$313M
4
AMD icon
Advanced Micro Devices
AMD
+$304M
5
JD icon
JD.com
JD
+$275M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.13B
2
AMZN icon
Amazon
AMZN
+$456M
3
PG icon
Procter & Gamble
PG
+$359M
4
JPM icon
JPMorgan Chase
JPM
+$304M
5
COST icon
Costco
COST
+$298M

Sector Composition

Rank Sector Weight
1 Technology 15.94%
2 Consumer Discretionary 12.37%
3 Healthcare 8.89%
4 Communication Services 6.57%
5 Financials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEO icon
3926
NeoGenomics
NEO
$2.18B
– –
-10,120
Closed -$314K
NEXA icon
3927
Nexa Resources
NEXA
$2.04B
– –
-15,127
Closed -$100K
NFG icon
3928
National Fuel Gas
NFG
$7.84B
– –
-36,978
Closed -$1.55M
NGNE icon
3929
Neurogene
NGNE
$773M
– –
-1,650
Closed -$548K
NHI icon
3930
National Health Investors
NHI
$3.6B
– –
-16,402
Closed -$996K
NHI icon
3931
PUT
National Health Investors
NHI
$3.6B
– –
-17,700
Closed -$1.07M
NICE icon
3932
CALL
Nice
NICE
$5.87B
– –
-3,300
Closed -$624K
NMIH icon
3933
NMI Holdings
NMIH
$3.4B
– –
-29,615
Closed -$476K
NOAH
3934
Noah Holdings
NOAH
$604M
– –
-23,094
Closed -$588K
NOAH
3935
PUT
Noah Holdings
NOAH
$604M
– –
-11,800
Closed -$301K
NOV icon
3936
PUT
NOV
NOV
$7.28B
– –
-39,000
Closed -$478K
NRC icon
3937
NRC Health Common Stock
NRC
$491M
– –
-5,801
Closed -$338K
NSA
3938
DELISTED
National Storage Affiliates Trust
NSA
– –
-15,949
Closed -$457K
NTGR icon
3939
PUT
NETGEAR
NTGR
$571M
– –
-30,000
Closed -$777K
NVCR icon
3940
PUT
NovoCure
NVCR
$1.99B
– –
-19,100
Closed -$1.13M
NWL icon
3941
PUT
Newell Brands
NWL
$2.59B
– –
-50,000
Closed -$794K
NXE icon
3942
NexGen Energy
NXE
$7.28B
– –
-33,600
Closed -$44K
NXTC icon
3943
NextCure
NXTC
$28.8M
– –
-6,514
Closed -$1.68M
ODFL icon
3944
CALL
Old Dominion Freight Line
ODFL
$42.8B
– –
-115,800
Closed -$9.82M
ODFL icon
3945
PUT
Old Dominion Freight Line
ODFL
$42.8B
– –
-36,000
Closed -$3.05M
OIS icon
3946
Oil States International
OIS
$522M
– –
-20,291
Closed -$96K
OLN icon
3947
Olin
OLN
$2.1B
– –
-32,041
Closed -$368K
OMF icon
3948
CALL
OneMain Financial
OMF
$7.27B
– –
-30,600
Closed -$751K
ONB icon
3949
Old National Bancorp
ONB
$9.87B
– –
-39,740
Closed -$547K
OOMA icon
3950
Ooma
OOMA
$605M
– –
-10,017
Closed -$165K
156 157
158
159 160

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David Shaw's Q3 2020 Portfolio in Review

As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
  • David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
  • David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
  • David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
  • David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
  • David Shaw opened 420 new positions and closed 597 in Q3 2020.
  • David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.