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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$80.2B
AUM Growth
+$2.8B
Cap. Flow
+$296M
Cap. Flow %
0.37%
Top 10 Hldgs %
9.83%
Holding
4,048
New
499
Increased
1,419
Reduced
1,452
Closed
416

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$667M
2
NVDA icon
NVIDIA
NVDA
+$584M
3
COP icon
ConocoPhillips
COP
+$432M
4
AMZN icon
Amazon
AMZN
+$418M
5
JNJ icon
Johnson & Johnson
JNJ
+$377M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$836M
2
META icon
Meta Platforms (Facebook)
META
+$525M
3
AAPL icon
Apple
AAPL
+$453M
4
CELG
Celgene Corp
CELG
+$349M
5
PFE icon
Pfizer
PFE
+$306M

Sector Composition

Rank Sector Weight
1 Technology 16.27%
2 Consumer Discretionary 13.7%
3 Healthcare 13.3%
4 Industrials 7.34%
5 Financials 7.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CS
3901
PUT
DELISTED
Credit Suisse Group
CS
– –
-52,100
Closed -$607K
ABB
3902
DELISTED
ABB Ltd
ABB
– –
-147,352
Closed -$2.78M
ABB
3903
PUT
DELISTED
ABB Ltd
ABB
– –
-111,500
Closed -$2.1M
APTX
3904
DELISTED
Aptinyx Inc. Common Stock
APTX
– –
-31,715
Closed -$128K
BBBY
3905
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-25,415
Closed -$432K
RFP
3906
CALL
DELISTED
Resolute Forest Products Inc.
RFP
– –
-90,000
Closed -$711K
SRNE
3907
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-68,126
Closed -$324K
PRTY
3908
DELISTED
Party City Holdco Inc.
PRTY
– –
-13,400
Closed -$106K
CLR
3909
PUT
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-70,100
Closed -$3.14M
TYME
3910
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
– –
-55,644
Closed -$98K
ENDP
3911
CALL
DELISTED
Endo International plc
ENDP
– –
-140,000
Closed -$1.12M
CNR
3912
CALL
DELISTED
Cornerstone Building Brands, Inc.
CNR
– –
-11,300
Closed -$70K
GPL
3913
DELISTED
Great Panther Mining Limited
GPL
– –
-2,402
Closed -$23K
SRRA
3914
DELISTED
Sierra Oncology, Inc. Common Stock
SRRA
– –
-435
Closed -$30K
DHR.PRA
3915
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
-8,000
Closed -$8.4M
VNE
3916
PUT
DELISTED
Veoneer, Inc.
VNE
– –
-11,500
Closed -$263K
KRA
3917
PUT
DELISTED
Kraton Corporation
KRA
– –
-45,000
Closed -$1.45M
GTS
3918
CALL
DELISTED
Triple-S Management Corporation
GTS
– –
-63,066
Closed -$1.37M
COR
3919
DELISTED
Coresite Realty Corporation
COR
– –
-3,054
Closed -$327K
LDL
3920
PUT
DELISTED
Lydall, Inc.
LDL
– –
-33,700
Closed -$791K
SNR
3921
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
– –
-12,081
Closed -$66K
USCR
3922
DELISTED
U S Concrete, Inc.
USCR
– –
-11,542
Closed -$478K
USCR
3923
PUT
DELISTED
U S Concrete, Inc.
USCR
– –
-58,800
Closed -$2.44M
ALXN
3924
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-20,900
Closed -$2.83M
FTV.PRA
3925
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
– –
-10,000
Closed -$10.5M
155 156
157
158 159

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David Shaw's Q2 2019 Portfolio in Review

As of Q2 2019, David Shaw held 4,048 positions worth $80.2B, up 3.6% from $77.4B the previous quarter. Its ten largest holdings account for 9.8% of the portfolio.

David Shaw's Q2 2019 filing shows 499 new, 1,419 increased, 1,452 reduced and 416 closed positions. Its largest new stake was Zayo Group Holdings, Inc.: 5,926,898 shares worth $195M. The largest sale was Qualcomm, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q2 2019 buy was Zayo Group Holdings, Inc.: 5,926,898 shares worth $195M.
  • David Shaw added most to Alibaba in Q2 2019, an estimated $667M increase.
  • David Shaw's biggest Q2 2019 reduction was Qualcomm, cutting an estimated $836M.
  • David Shaw fully exited iShares Core S&P 500 ETF in Q2 2019, selling an estimated $42.7M.
  • David Shaw's ten largest holdings make up 9.8% of its $80.2B portfolio in Q2 2019.
  • David Shaw opened 499 new positions and closed 416 in Q2 2019.
  • David Shaw's portfolio value rose 3.6% quarter-over-quarter to $80.2B.

Based on D.E. Shaw & Co's 13F filing for Q2 2019, filed 14 Aug 2019.