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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-8.77%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$67.9B
AUM Growth
+$767M
Cap. Flow
+$7.88B
Cap. Flow %
11.61%
Top 10 Hldgs %
10.29%
Holding
4,145
New
429
Increased
1,450
Reduced
1,326
Closed
449

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$846M
2
PYPL icon
PayPal
PYPL
+$430M
3
PCP
PRECISION CASTPARTS CORP
PCP
+$357M
4
META icon
Meta Platforms (Facebook)
META
+$319M
5
KHC icon
Kraft Heinz
KHC
+$319M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$778M
2
AMZN icon
Amazon
AMZN
+$424M
3
EBAY icon
eBay
EBAY
+$367M
4
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$240M
5
VLO icon
Valero Energy
VLO
+$212M

Sector Composition

Rank Sector Weight
1 Energy 11.61%
2 Healthcare 10.96%
3 Communication Services 9.03%
4 Technology 8.2%
5 Consumer Discretionary 7.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTI icon
3901
W&T Offshore
WTI
$592M
– –
-11,232
Closed -$62K
WWD icon
3902
Woodward
WWD
$20.3B
– –
-73,778
Closed -$4.06M
XLE icon
3903
State Street Energy Select Sector SPDR ETF
XLE
$41.7B
– –
-3,541,400
Closed -$133M
XME icon
3904
State Street SPDR S&P Metals & Mining ETF
XME
$4.63B
– –
-163,100
Closed -$3.97M
XOP icon
3905
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.93B
– –
-1,950
Closed -$364K
XXII
3906
22nd Century Group
XXII
$2.68M
– –
0
– -$15K
ZION icon
3907
Zions Bancorporation
ZION
$9.95B
– –
-90,981
Closed -$2.7M
VRN
3908
DELISTED
Veren
VRN
– –
-142,556
Closed -$2.89M
TEN
3909
Tsakos Energy Navigation Ltd
TEN
$1.29B
– –
-5,431
Closed -$259K
AIFU
3910
AIFU Inc
AIFU
$110M
– –
-95
Closed -$335K
NPKI
3911
NPK International
NPKI
$1.16B
– –
-11,100
Closed -$90K
TBCH
3912
Turtle Beach Corp
TBCH
$227M
– –
-3,024
Closed -$28K
VSA
3913
VisionSys AI
VSA
$9.78M
– –
-7
Closed -$226K
CDMO
3914
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
– –
-9,174
Closed -$84K
HTLF
3915
DELISTED
Heartland Financial USA, Inc.
HTLF
– –
-18,401
Closed -$685K
USAP
3916
DELISTED
Universal Stainless & Alloy
USAP
– –
-20,567
Closed -$404K
HAYN
3917
DELISTED
Haynes International, Inc.
HAYN
– –
-5,084
Closed -$251K
SRCL
3918
DELISTED
Stericycle Inc
SRCL
– –
-2,300
Closed -$308K
EGRX
3919
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
– –
-7,465
Closed -$621K
HA
3920
CALL
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-20,000
Closed -$475K
HA
3921
PUT
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-20,000
Closed -$475K
CONN
3922
DELISTED
Conn's Inc.
CONN
– –
-61,627
Closed -$2.45M
SPLK
3923
DELISTED
Splunk Inc
SPLK
– –
-99,988
Closed -$6.53M
BKCC
3924
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-21,703
Closed -$198K
EXPR
3925
DELISTED
Express, Inc.
EXPR
– –
-4,248
Closed -$1.6M
155 156
157
158 159

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David Shaw's Q3 2015 Portfolio in Review

As of Q3 2015, David Shaw held 4,145 positions worth $67.9B, up 1.1% from $67.1B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw deployed $7.88B of net new capital in Q3 2015, opening 429 new positions and adding to 1,450 existing holdings. Its largest new stake was PayPal: 12,006,709 shares worth $373M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Amazon, an estimated $424M trimmed.

  • David Shaw's largest Q3 2015 buy was PayPal: 12,006,709 shares worth $373M.
  • David Shaw added most to Alphabet (Google) Class C in Q3 2015, an estimated $846M increase.
  • David Shaw's biggest Q3 2015 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $778M.
  • David Shaw's ten largest holdings make up 10% of its $67.9B portfolio in Q3 2015.
  • David Shaw opened 429 new positions and closed 449 in Q3 2015.
  • David Shaw's portfolio value rose 1.1% quarter-over-quarter to $67.9B.

Based on D.E. Shaw & Co's 13F filing for Q3 2015, filed 16 Nov 2015.