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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$87.5B
AUM Growth
+$6.24B
Cap. Flow
-$2.46B
Cap. Flow %
-2.82%
Top 10 Hldgs %
10.13%
Holding
4,337
New
572
Increased
1,477
Reduced
1,498
Closed
412

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$546M
2
AMZN icon
Amazon
AMZN
+$515M
3
TSLA icon
Tesla
TSLA
+$389M
4
NFLX icon
Netflix
NFLX
+$322M
5
ADBE icon
Adobe
ADBE
+$305M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$836M
2
CELG
Celgene Corp
CELG
+$460M
3
NVDA icon
NVIDIA
NVDA
+$429M
4
COP icon
ConocoPhillips
COP
+$311M
5
BIIB icon
Biogen
BIIB
+$301M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Consumer Discretionary 11.76%
3 Healthcare 10.16%
4 Financials 7.89%
5 Industrials 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAON icon
3876
Aaon
AAON
$6.27B
– –
-7,283
Closed -$223K
ABCB icon
3877
PUT
Ameris Bancorp
ABCB
$5.77B
– –
-5,800
Closed -$233K
ABG icon
3878
Asbury Automotive
ABG
$3.79B
– –
-4,371
Closed -$470K
ACMR icon
3879
ACM Research
ACMR
$5.39B
– –
-56,421
Closed -$261K
ADAP
3880
DELISTED
Adaptimmune Therapeutics
ADAP
– –
-26,579
Closed -$40K
ADI icon
3881
PUT
Analog Devices
ADI
$181B
– –
-3,000
Closed -$335K
ADNT icon
3882
CALL
Adient
ADNT
$1.46B
– –
-90,100
Closed -$2.07M
ADSK icon
3883
PUT
Autodesk
ADSK
$53.7B
– –
-32,500
Closed -$4.8M
AER icon
3884
PUT
AerCap
AER
$23.2B
– –
-32,200
Closed -$1.76M
AFL icon
3885
CALL
Aflac
AFL
$59.3B
– –
-188,600
Closed -$9.87M
AHRT
3886
AH Realty Trust
AHRT
$502M
– –
-15,583
Closed -$282K
AL
3887
CALL
DELISTED
Air Lease Corp
AL
– –
-22,200
Closed -$928K
AL
3888
PUT
DELISTED
Air Lease Corp
AL
– –
-64,200
Closed -$2.69M
ALDX icon
3889
Aldeyra Therapeutics
ALDX
$91.7M
– –
-18,111
Closed -$95K
ALLK
3890
DELISTED
Allakos
ALLK
– –
-84,626
Closed -$7.44M
ALRM icon
3891
PUT
Alarm.com
ALRM
$2.83B
– –
-40,000
Closed -$1.87M
AMP icon
3892
PUT
Ameriprise Financial
AMP
$49.6B
– –
-14,800
Closed -$2.18M
AMSF icon
3893
AMERISAFE
AMSF
$490M
– –
-29,100
Closed -$1.92M
AN icon
3894
PUT
AutoNation
AN
$6.45B
– –
-50,800
Closed -$2.58M
ANGI icon
3895
Angi Inc
ANGI
$200M
– –
-2,882
Closed -$204K
ASYS icon
3896
Amtech Systems
ASYS
$245M
– –
-16,287
Closed -$86K
AUPH icon
3897
Aurinia Pharmaceuticals
AUPH
$2.2B
– –
-335,027
Closed -$1.79M
AVAV icon
3898
CALL
AeroVironment
AVAV
$7.53B
– –
-6,500
Closed -$348K
AVAV icon
3899
PUT
AeroVironment
AVAV
$7.53B
– –
-37,300
Closed -$2M
AVD icon
3900
American Vanguard Corp
AVD
$64M
– –
-13,661
Closed -$214K
154 155
156
157 158

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David Shaw's Q4 2019 Portfolio in Review

As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
  • David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
  • David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
  • David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
  • David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
  • David Shaw opened 572 new positions and closed 412 in Q4 2019.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.