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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.34%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$55.7B
AUM Growth
-$11.4B
Cap. Flow
-$9.72B
Cap. Flow %
-17.45%
Top 10 Hldgs %
9.49%
Holding
4,137
New
382
Increased
1,324
Reduced
1,495
Closed
773

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$397M
2
YHOO
Yahoo Inc
YHOO
+$342M
3
BAC icon
Bank of America
BAC
+$322M
4
C icon
Citigroup
C
+$260M
5
BKNG icon
Booking.com
BKNG
+$219M

Top Sells

Rank Stock Value
1
PCP
PRECISION CASTPARTS CORP
PCP
+$637M
2
BRCM
BROADCOM CORP CL-A
BRCM
+$397M
3
GILD icon
Gilead Sciences
GILD
+$358M
4
PSX icon
Phillips 66
PSX
+$330M
5
AAPL icon
Apple
AAPL
+$320M

Sector Composition

Rank Sector Weight
1 Healthcare 13.78%
2 Technology 11.11%
3 Financials 10%
4 Consumer Discretionary 8.83%
5 Communication Services 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNK
3876
PUT
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-11,700
Closed -$873K
AMTD
3877
PUT
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-12,400
Closed -$430K
NBL
3878
CALL
DELISTED
Noble Energy, Inc.
NBL
– –
-157,700
Closed -$5.19M
ETFC
3879
CALL
DELISTED
E*Trade Financial Corporation
ETFC
– –
-7,500
Closed -$222K
ETFC
3880
PUT
DELISTED
E*Trade Financial Corporation
ETFC
– –
-32,200
Closed -$954K
PFNX
3881
DELISTED
Pfenex Inc.
PFNX
– –
-10,668
Closed -$132K
CLUB
3882
DELISTED
Town Sports International Holdings, Inc.
CLUB
– –
-30,967
Closed -$37K
SHLO
3883
DELISTED
Shiloh Industries Inc
SHLO
– –
-27,393
Closed -$144K
DNR
3884
CALL
DELISTED
Denbury Resources, Inc.
DNR
– –
-130,000
Closed -$263K
DNR
3885
PUT
DELISTED
Denbury Resources, Inc.
DNR
– –
-90,000
Closed -$182K
NE
3886
PUT
DELISTED
Noble Corporation
NE
– –
-100,000
Closed -$1.05M
TTPH
3887
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
– –
-4,294
Closed -$861K
MINI
3888
DELISTED
Mobile Mini Inc
MINI
– –
-46,895
Closed -$1.46M
IBKC
3889
DELISTED
IBERIABANK Corp
IBKC
– –
-11,760
Closed -$648K
SDRL
3890
CALL
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-1,606
Closed -$1.46M
SDRL
3891
PUT
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-1,400
Closed -$1.27M
UNT
3892
CALL
DELISTED
UNIT Corporation
UNT
– –
-70,000
Closed -$854K
TSG
3893
DELISTED
The Stars Group Inc.
TSG
– –
-11,900
Closed -$150K
S
3894
PUT
DELISTED
Sprint Corporation
S
– –
-100,000
Closed -$362K
HABT
3895
DELISTED
The Habit Restaurants, Inc. - Class A
HABT
– –
-14,289
Closed -$330K
DPLO
3896
CALL
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
– –
-30,000
Closed -$1.03M
WCG
3897
CALL
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-20,000
Closed -$1.56M
WCG
3898
PUT
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-4,100
Closed -$321K
CRZO
3899
CALL
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-63,800
Closed -$1.89M
CRZO
3900
PUT
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-17,100
Closed -$506K
154 155
156
157 158

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David Shaw's Q1 2016 Portfolio in Review

As of Q1 2016, David Shaw held 4,137 positions worth $55.7B, down 17% from $67.2B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

David Shaw withdrew a net $9.72B in Q1 2016, closing 773 positions and reducing 1,495 holdings. Its most notable exit was PRECISION CASTPARTS CORP, an estimated $637M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

Against the trend, David Shaw opened a new position in EQT Corp worth $47.6M.

  • David Shaw's largest Q1 2016 buy was EQT Corp: 1,300,361 shares worth $47.6M.
  • David Shaw added most to Allergan plc in Q1 2016, an estimated $397M increase.
  • David Shaw's biggest Q1 2016 reduction was Gilead Sciences, cutting an estimated $358M.
  • David Shaw fully exited PRECISION CASTPARTS CORP in Q1 2016, selling an estimated $637M.
  • David Shaw's ten largest holdings make up 9.5% of its $55.7B portfolio in Q1 2016.
  • David Shaw opened 382 new positions and closed 773 in Q1 2016.
  • David Shaw's portfolio value fell 17% quarter-over-quarter to $55.7B.

Based on D.E. Shaw & Co's 13F filing for Q1 2016, filed 16 May 2016.