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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$67.2B
AUM Growth
-$732M
Cap. Flow
-$4.09B
Cap. Flow %
-6.1%
Top 10 Hldgs %
8.84%
Holding
4,165
New
463
Increased
1,438
Reduced
1,417
Closed
409

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$483M
2
BIIB icon
Biogen
BIIB
+$429M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$397M
4
LNKD
LinkedIn Corporation
LNKD
+$247M
5
UNP icon
Union Pacific
UNP
+$242M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$632M
2
MPC icon
Marathon Petroleum
MPC
+$474M
3
META icon
Meta Platforms (Facebook)
META
+$469M
4
DD icon
DuPont de Nemours
DD
+$444M
5
PSX icon
Phillips 66
PSX
+$444M

Sector Composition

Rank Sector Weight
1 Healthcare 12.61%
2 Technology 9.11%
3 Communication Services 9.07%
4 Energy 8.1%
5 Financials 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOB icon
3876
Live Oak Bancshares
LOB
$1.9B
– –
-20,500
Closed -$403K
LPX icon
3877
Louisiana-Pacific
LPX
$5.12B
– –
-215,443
Closed -$3.07M
LULU icon
3878
lululemon athletica
LULU
$13.7B
– –
-37,398
Closed -$1.88M
MAT icon
3879
Mattel
MAT
$4.15B
– –
-36,119
Closed -$761K
MAT icon
3880
PUT
Mattel
MAT
$4.15B
– –
-126,800
Closed -$2.67M
MD icon
3881
Pediatrix Medical
MD
$2.16B
– –
-16,913
Closed -$1.3M
MFIC icon
3882
MidCap Financial Investment
MFIC
$804M
– –
-51,072
Closed -$840K
MHK icon
3883
PUT
Mohawk Industries
MHK
$9.23B
– –
-11,600
Closed -$2.11M
MIDD icon
3884
PUT
Middleby
MIDD
$5.22B
– –
-6,900
Closed -$726K
MITT
3885
TPG Mortgage Investment Trust
MITT
$213M
– –
-7,534
Closed -$344K
MKC icon
3886
McCormick & Company Non-Voting
MKC
$14.9B
– –
-208,412
Closed -$8.56M
MMI icon
3887
Marcus & Millichap
MMI
$1.22B
– –
-28,289
Closed -$1.3M
MOH icon
3888
CALL
Molina Healthcare
MOH
$10.5B
– –
-8,100
Closed -$558K
MOV icon
3889
Movado Group
MOV
$774M
– –
-36,186
Closed -$935K
MSEX icon
3890
Middlesex Water
MSEX
$1.1B
– –
-9,765
Closed -$233K
MSGS icon
3891
PUT
Madison Square Garden
MSGS
$9.78B
– –
-9,253
Closed -$476K
MTB icon
3892
M&T Bank
MTB
$34.7B
– –
-16,824
Closed -$2.05M
MTW icon
3893
Manitowoc
MTW
$710M
– –
-28,865
Closed -$392K
NBR icon
3894
CALL
Nabors Industries
NBR
$1.37B
– –
-348
Closed -$164K
NEOG icon
3895
Neogen
NEOG
$2.61B
– –
-28,099
Closed -$474K
NOG icon
3896
Northern Oil and Gas
NOG
$2.91B
– –
-3,580
Closed -$158K
NSP icon
3897
PUT
Insperity
NSP
$2.02B
– –
-20,000
Closed -$439K
NUS icon
3898
Nu Skin
NUS
$231M
– –
-37,872
Closed -$1.4M
NWN icon
3899
Northwest Natural Holdings
NWN
$2.08B
– –
-23,064
Closed -$1.06M
NXPI icon
3900
PUT
NXP Semiconductors
NXPI
$56.9B
– –
-30,000
Closed -$2.61M
154 155
156
157 158

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David Shaw's Q4 2015 Portfolio in Review

As of Q4 2015, David Shaw held 4,165 positions worth $67.2B, down 1.1% from $67.9B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw withdrew a net $4.09B in Q4 2015, closing 409 positions and reducing 1,417 holdings. Its most notable exit was Altera Corp, an estimated $236M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, up from 11% a quarter earlier, followed by Technology and Communication Services.

Against the trend, David Shaw opened a new position in Alphabet (Google) Class A worth $417M.

  • David Shaw's largest Q4 2015 buy was Alphabet (Google) Class A: 10,723,880 shares worth $417M.
  • David Shaw added most to Apple in Q4 2015, an estimated $483M increase.
  • David Shaw's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $632M.
  • David Shaw fully exited Altera Corp in Q4 2015, selling an estimated $236M.
  • David Shaw's ten largest holdings make up 8.8% of its $67.2B portfolio in Q4 2015.
  • David Shaw opened 463 new positions and closed 409 in Q4 2015.
  • David Shaw's portfolio value fell 1.1% quarter-over-quarter to $67.2B.

Based on D.E. Shaw & Co's 13F filing for Q4 2015, filed 16 Feb 2016.