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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$77.8B
AUM Growth
+$562M
Cap. Flow
-$1.46B
Cap. Flow %
-1.88%
Top 10 Hldgs %
10.8%
Holding
4,575
New
517
Increased
1,382
Reduced
1,468
Closed
614

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$339M
2
JRVR icon
James River Group Holdings
JRVR
+$309M
3
PSX icon
Phillips 66
PSX
+$252M
4
LYB icon
LyondellBasell Industries
LYB
+$251M
5
DD icon
DuPont de Nemours
DD
+$250M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$693M
2
BABA icon
Alibaba
BABA
+$408M
3
BKNG icon
Booking.com
BKNG
+$406M
4
YHOO
Yahoo Inc
YHOO
+$284M
5
MU icon
Micron Technology
MU
+$265M

Sector Composition

Rank Sector Weight
1 Technology 8.71%
2 Energy 8.64%
3 Consumer Discretionary 8.27%
4 Healthcare 7.23%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIVE icon
3876
Live Ventures
LIVE
$29M
$97K ﹤0.01%
5,166
+3,213
+165% +$56.5K
EJ
3877
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$96K ﹤0.01%
13,216
-89,870
-87% -$770K
WIFI
3878
DELISTED
Boingo Wireless, Inc.
WIFI
$95K ﹤0.01%
12,322
+2,026
+20% +$15K
AMD icon
3879
CALL
Advanced Micro Devices
AMD
$746B
$94K ﹤0.01%
35,300
-1,600
-4% -$4.39K
TRQ
3880
DELISTED
Turquoise Hill Resources Ltd
TRQ
$94K ﹤0.01%
3,019
-45,665
-94% -$1.49M
LBMH
3881
DELISTED
LIBERATOR MED HLDGS INC (NY)
LBMH
$92K ﹤0.01%
+31,843
New +$89.8K
MHGC
3882
DELISTED
Morgans Hotel Group Co.
MHGC
$90K ﹤0.01%
+11,530
New +$90.4K
QTWW
3883
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$90K ﹤0.01%
43,308
+12,579
+41% +$41K
SHYF
3884
DELISTED
The Shyft Group
SHYF
$89K ﹤0.01%
16,853
-2,830
-14% -$14.6K
MTEM
3885
DELISTED
Molecular Templates, Inc.
MTEM
$88K ﹤0.01%
166
+45
+37% +$22.5K
CNSY
3886
Cerenome
CNSY
$22.5M
– –
0
– –
ACLS icon
3887
Axcelis
ACLS
$3.81B
$86K ﹤0.01%
8,400
-913
-10% -$7.92K
XNET
3888
Xunlei
XNET
$316M
$86K ﹤0.01%
+11,801
New +$108K
CTCM
3889
DELISTED
CTC MEDIA INC COM STK
CTCM
$84K ﹤0.01%
17,220
-28,333
-62% -$158K
CTIC
3890
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$84K ﹤0.01%
3,545
-486
-12% -$11.2K
MBOT icon
3891
Microbot Medical
MBOT
$99.4M
$82K ﹤0.01%
54
+43
+391% +$78.1K
TRST
3892
Trustco Bank Corp NY
TRST
$974M
$81K ﹤0.01%
2,226
-129
-5% -$4.49K
NWBO
3893
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$78K ﹤0.01%
14,672
-11,053
-43% -$56.6K
ULBI icon
3894
Ultralife
ULBI
$113M
$75K ﹤0.01%
23,874
-24,624
-51% -$75.6K
NNVC icon
3895
NanoViricides
NNVC
$32.4M
$73K ﹤0.01%
+1,350
New +$89.4K
NOG icon
3896
Northern Oil and Gas
NOG
$2.86B
$73K ﹤0.01%
1,300
-165
-11% -$15.8K
EGO icon
3897
Eldorado Gold
EGO
$12.1B
$72K ﹤0.01%
2,378
-900
-27% -$29.2K
CYNI
3898
DELISTED
CYAN INC COM
CYNI
$71K ﹤0.01%
28,260
+8,481
+43% +$23.2K
CYTR
3899
DELISTED
CytRx Corp
CYTR
$71K ﹤0.01%
+4,317
New +$67.3K
GGB icon
3900
CALL
Gerdau
GGB
$8.5B
$63K ﹤0.01%
22,428
– –
154 155
156
157 158

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David Shaw's Q4 2014 Portfolio in Review

As of Q4 2014, David Shaw held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 9.2% a quarter earlier, followed by Energy and Consumer Discretionary.

  • David Shaw's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
  • David Shaw added most to IBM in Q4 2014, an estimated $339M increase.
  • David Shaw's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
  • David Shaw fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
  • David Shaw's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
  • David Shaw opened 517 new positions and closed 614 in Q4 2014.
  • David Shaw's portfolio value rose 0.73% quarter-over-quarter to $77.8B.

Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.