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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+13.33%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$97.7B
AUM Growth
+$13.8B
Cap. Flow
-$2.45B
Cap. Flow %
-2.51%
Top 10 Hldgs %
12.38%
Holding
4,373
New
420
Increased
1,314
Reduced
1,591
Closed
597

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$642M
2
BA icon
Boeing
BA
+$429M
3
BABA icon
Alibaba
BABA
+$313M
4
AMD icon
Advanced Micro Devices
AMD
+$304M
5
JD icon
JD.com
JD
+$275M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.13B
2
AMZN icon
Amazon
AMZN
+$456M
3
PG icon
Procter & Gamble
PG
+$359M
4
JPM icon
JPMorgan Chase
JPM
+$304M
5
COST icon
Costco
COST
+$298M

Sector Composition

Rank Sector Weight
1 Technology 15.94%
2 Consumer Discretionary 12.37%
3 Healthcare 8.89%
4 Communication Services 6.57%
5 Financials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
H icon
3851
PUT
Hyatt Hotels
H
$17B
– –
-9,900
Closed -$498K
HASI icon
3852
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.07B
– –
-49,384
Closed -$1.41M
HCA icon
3853
CALL
HCA Healthcare
HCA
$92.9B
– –
-50,000
Closed -$4.85M
HDB icon
3854
HDFC Bank
HDB
$121B
– –
-449,148
Closed -$10.2M
HI
3855
DELISTED
Hillenbrand
HI
– –
-28,827
Closed -$780K
HI
3856
PUT
DELISTED
Hillenbrand
HI
– –
-40,000
Closed -$1.08M
HIMX
3857
Himax Technologies
HIMX
$2.41B
– –
-262,061
Closed -$1.08M
HLF icon
3858
CALL
Herbalife
HLF
$1.33B
– –
-9,600
Closed -$432K
HLF icon
3859
PUT
Herbalife
HLF
$1.33B
– –
-8,300
Closed -$373K
HOG icon
3860
CALL
Harley-Davidson
HOG
$2.93B
– –
-47,100
Closed -$1.12M
HPP
3861
Hudson Pacific Properties
HPP
$787M
– –
-1,891
Closed -$333K
HQY icon
3862
HealthEquity
HQY
$8.81B
– –
-6,300
Closed -$370K
HUN icon
3863
PUT
Huntsman Corp
HUN
$1.75B
– –
-80,800
Closed -$1.45M
HWKN icon
3864
Hawkins
HWKN
$2.48B
– –
-11,562
Closed -$246K
HXL icon
3865
Hexcel
HXL
$7.1B
– –
-53,089
Closed -$2.4M
IDCC icon
3866
PUT
InterDigital
IDCC
$8.84B
– –
-34,400
Closed -$1.95M
IFRX icon
3867
InflaRx
IFRX
$309M
– –
-26,317
Closed -$121K
IMAX icon
3868
PUT
IMAX
IMAX
$2.89B
– –
-73,000
Closed -$818K
INFY icon
3869
Infosys
INFY
$48.4B
– –
-1,163,579
Closed -$11.2M
IOVA icon
3870
CALL
Iovance Biotherapeutics
IOVA
$3.76B
– –
-20,000
Closed -$549K
IP icon
3871
PUT
International Paper
IP
$22B
– –
-30,730
Closed -$1.02M
IT icon
3872
PUT
Gartner
IT
$12.4B
– –
-9,300
Closed -$1.13M
JCI icon
3873
CALL
Johnson Controls International
JCI
$86.7B
– –
-80,000
Closed -$2.73M
JKS
3874
PUT
JinkoSolar
JKS
$834M
– –
-43,000
Closed -$762K
KALV
3875
DELISTED
KalVista Pharmaceuticals
KALV
– –
-14,705
Closed -$178K
153 154
155
156 157

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David Shaw's Q3 2020 Portfolio in Review

As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
  • David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
  • David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
  • David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
  • David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
  • David Shaw opened 420 new positions and closed 597 in Q3 2020.
  • David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.