We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$87.5B
AUM Growth
+$6.24B
Cap. Flow
-$2.46B
Cap. Flow %
-2.82%
Top 10 Hldgs %
10.13%
Holding
4,337
New
572
Increased
1,477
Reduced
1,498
Closed
412

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$546M
2
AMZN icon
Amazon
AMZN
+$515M
3
TSLA icon
Tesla
TSLA
+$389M
4
NFLX icon
Netflix
NFLX
+$322M
5
ADBE icon
Adobe
ADBE
+$305M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$836M
2
CELG
Celgene Corp
CELG
+$460M
3
NVDA icon
NVIDIA
NVDA
+$429M
4
COP icon
ConocoPhillips
COP
+$311M
5
BIIB icon
Biogen
BIIB
+$301M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Consumer Discretionary 11.76%
3 Healthcare 10.16%
4 Financials 7.89%
5 Industrials 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LXU icon
3851
LSB Industries
LXU
$772M
$50K ﹤0.01%
+15,500
New +$52.3K
CVIA
3852
DELISTED
Covia Holdings Corporation Common Stock
CVIA
$50K ﹤0.01%
24,316
+9,581
+65% +$15.5K
SNCR
3853
DELISTED
Synchronoss Technologies
SNCR
$48K ﹤0.01%
+1,123
New +$49.9K
JMEI
3854
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
$44K ﹤0.01%
+2,167
New +$42.9K
DSKE
3855
DELISTED
Daseke, Inc. Common Stock
DSKE
$41K ﹤0.01%
13,111
+1,703
+15% +$4.99K
PDSB icon
3856
PDS Biotechnology
PDSB
$12.1M
$35K ﹤0.01%
13,281
-397
-3% -$1.13K
VTVT icon
3857
vTv Therapeutics
VTVT
$134M
$35K ﹤0.01%
517
-223
-30% -$13.5K
FBRX icon
3858
Forte Biosciences
FBRX
$1.63B
$34K ﹤0.01%
169
-137
-45% -$31K
TKKSW
3859
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$34K ﹤0.01%
574,288
– –
MDR
3860
PUT
DELISTED
McDermott International
MDR
$34K ﹤0.01%
50,000
– –
ECOR icon
3861
electroCore
ECOR
$87M
$32K ﹤0.01%
1,358
+54
+4% +$1.38K
VBIV
3862
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$30K ﹤0.01%
723
-1,442
-67% -$31.6K
VUZI icon
3863
Vuzix
VUZI
$235M
$27K ﹤0.01%
+13,460
New +$30.5K
AQMS icon
3864
Aqua Metals
AQMS
$9.95M
$24K ﹤0.01%
159
+10
+7% +$2.6K
RIOT icon
3865
Riot Platforms
RIOT
$7.51B
$23K ﹤0.01%
+20,449
New +$30.6K
VIVS
3866
VivoSim Labs
VIVS
$3.91M
$22K ﹤0.01%
259
-130
-33% -$12.2K
WATT icon
3867
Energous
WATT
$64.1M
$21K ﹤0.01%
+19
New +$28.2K
TALO.WS
3868
DELISTED
Talos Energy, Inc. Warrants to purchase common stock (expiring February 28, 2021)
TALO.WS
$21K ﹤0.01%
12,800
– –
AVEO
3869
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$20K ﹤0.01%
+3,128
New +$23K
ICD
3870
DELISTED
Independence Contract Drilling, Inc.
ICD
$18K ﹤0.01%
878
-250
-22% -$4.46K
NGD
3871
DELISTED
New Gold Inc
NGD
$15K ﹤0.01%
16,600
-20,092
-55% -$18.2K
UNT
3872
DELISTED
UNIT Corporation
UNT
$15K ﹤0.01%
21,828
-218,251
-91% -$348K
SMRT
3873
DELISTED
Stein Mart Inc
SMRT
$11K ﹤0.01%
16,600
-64,854
-80% -$49.5K
ADXS
3874
DELISTED
Advaxis Inc
ADXS
$10K ﹤0.01%
11,657
-37,300
-76% -$17K
MLNT
3875
DELISTED
Melinta Therapeutics, Inc. Common Stock
MLNT
$8K ﹤0.01%
+14,335
New +$34.8K
153 154
155
156 157

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q4 2019 Portfolio in Review

As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
  • David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
  • David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
  • David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
  • David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
  • David Shaw opened 572 new positions and closed 412 in Q4 2019.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.