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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.81%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$77.2B
AUM Growth
+$3.78B
Cap. Flow
+$3.39B
Cap. Flow %
4.39%
Top 10 Hldgs %
11.56%
Holding
4,729
New
599
Increased
1,385
Reduced
1,503
Closed
674

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$430M
2
BABA icon
Alibaba
BABA
+$364M
3
HPQ icon
HP
HPQ
+$298M
4
PFE icon
Pfizer
PFE
+$258M
5
BKNG icon
Booking.com
BKNG
+$244M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$602M
2
FWONA icon
Liberty Media Series A
FWONA
+$321M
3
ABBV icon
AbbVie
ABBV
+$312M
4
GE icon
GE Aerospace
GE
+$233M
5
SNDK
SANDISK CORP
SNDK
+$183M

Sector Composition

Rank Sector Weight
1 Technology 9.23%
2 Consumer Discretionary 8.61%
3 Energy 8.3%
4 Healthcare 6.98%
5 Communication Services 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOG icon
3851
Northern Oil and Gas
NOG
$2.8B
$208K ﹤0.01%
1,465
-1,719
-54% -$276K
AEO icon
3852
American Eagle Outfitters
AEO
$2.8B
$207K ﹤0.01%
14,270
-22,200
-61% -$273K
ANET icon
3853
Arista Networks
ANET
$239B
$207K ﹤0.01%
+37,424
New +$178K
FARM
3854
DELISTED
Farmer Brothers
FARM
$206K ﹤0.01%
+7,122
New +$163K
RNG icon
3855
PUT
RingCentral
RNG
$5.51B
$206K ﹤0.01%
16,200
– –
OCUL icon
3856
Ocular Therapeutix
OCUL
$2.44B
$205K ﹤0.01%
+13,684
New +$202K
FCF icon
3857
First Commonwealth Financial
FCF
$2.1B
$204K ﹤0.01%
+24,268
New +$215K
TENX icon
3858
Tenax Therapeutics
TENX
$83.5M
$204K ﹤0.01%
2
-2
-50% -$257K
CYNO
3859
DELISTED
Cynosure, Inc. Class A
CYNO
$204K ﹤0.01%
+9,691
New +$213K
ADVM
3860
DELISTED
Adverum Biotechnologies
ADVM
$203K ﹤0.01%
+595
New +$177K
GL icon
3861
Globe Life
GL
$13.2B
$203K ﹤0.01%
+3,877
New +$209K
SP
3862
DELISTED
SP Plus Corporation
SP
$203K ﹤0.01%
+10,725
New +$224K
AIV
3863
Aimco
AIV
$375M
$202K ﹤0.01%
47,661
-329,939
-87% -$1.47M
KMDA icon
3864
Kamada
KMDA
$492M
$202K ﹤0.01%
44,556
+10,663
+31% +$66.7K
FCRE
3865
PUT
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$202K ﹤0.01%
+6,500
New +$303K
GPT
3866
DELISTED
Gramercy Property Trust
GPT
$201K ﹤0.01%
+11,635
New +$213K
HCKT icon
3867
Hackett Group
HCKT
$277M
$200K ﹤0.01%
33,629
-19,315
-36% -$118K
PLX icon
3868
Protalix BioTherapeutics
PLX
$195M
$200K ﹤0.01%
8,271
+4,715
+133% +$136K
GLAD icon
3869
Gladstone Capital
GLAD
$446M
$198K ﹤0.01%
11,316
-9,240
-45% -$178K
XRX icon
3870
Xerox
XRX
$372M
$198K ﹤0.01%
+5,666
New +$198K
NETI
3871
DELISTED
Eneti Inc.
NETI
$198K ﹤0.01%
306
-256
-46% -$227K
CY
3872
PUT
DELISTED
Cypress Semiconductor
CY
$198K ﹤0.01%
20,000
– –
EIGR
3873
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$196K ﹤0.01%
+42
New +$222K
KZ
3874
PUT
DELISTED
KongZhong Corporation
KZ
$196K ﹤0.01%
+30,000
New +$238K
SCNB
3875
DELISTED
Suffolk Bancorp
SCNB
$195K ﹤0.01%
10,061
-4,357
-30% -$91K
153 154
155
156 157

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David Shaw's Q3 2014 Portfolio in Review

As of Q3 2014, David Shaw held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw deployed $3.39B of net new capital in Q3 2014, opening 599 new positions and adding to 1,385 existing holdings. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was Liberty Media Series A, an estimated $321M trimmed.

  • David Shaw's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
  • David Shaw added most to HP in Q3 2014, an estimated $298M increase.
  • David Shaw's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
  • David Shaw fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
  • David Shaw's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
  • David Shaw opened 599 new positions and closed 674 in Q3 2014.
  • David Shaw's portfolio value rose 5.1% quarter-over-quarter to $77.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.