David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$986M |
| 2 |
Sea Limited
SE
|
+$480M |
| 3 |
Snowflake
SNOW
|
+$441M |
| 4 |
Citigroup
C
|
+$422M |
| 5 |
Oracle
ORCL
|
+$393M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$575M |
| 2 |
Apple
AAPL
|
+$515M |
| 3 |
Mastercard
MA
|
+$506M |
| 4 |
Walt Disney
DIS
|
+$447M |
| 5 |
Alibaba
BABA
|
+$434M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.89% |
| 2 | Technology | 13.97% |
| 3 | Consumer Discretionary | 9.19% |
| 4 | Financials | 7.48% |
| 5 | Healthcare | 7.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3826
Lattice Semiconductor
LSCC
$17B
| $943K | ﹤0.01% |
12,233
-3,524
| -22% | -$262K |
|
3827
CALL
Agilent Technologies
A
$44.3B
| $942K | ﹤0.01% |
5,900
+200
| +4% | +$31.2K |
|
3828
WesBanco
WSBC
$3.88B
| $942K | ﹤0.01% |
26,929
-53,686
| -67% | -$1.89M |
|
|
PETQ
3829
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
| $941K | ﹤0.01% |
41,428
-11,973
| -22% | -$280K |
|
|
STL
3830
DELISTED
Sterling Bancorp
STL
| $939K | ﹤0.01% |
36,398
-143,080
| -80% | -$3.7M |
|
3831
CALL
Stellantis
STLA
$19.9B
| $938K | ﹤0.01% |
50,000
| – | – |
|
3832
Bridgewater Bancshares
BWB
$593M
| $936K | ﹤0.01% |
52,886
+1,361
| +3% | +$24.3K |
|
3833
CALL
Coherent
COHR
$57.4B
| $936K | ﹤0.01% |
13,700
| – | – |
|
3834
Atlanta Braves Holdings Series B
BATRK
$3.27B
| $935K | ﹤0.01% |
33,285
+14,629
| +78% | +$415K |
|
3835
Ramaco Resources Class A
METC
$880M
| $935K | ﹤0.01% |
71,074
-22,156
| -24% | -$288K |
|
3836
PUT
Grocery Outlet
GO
$1.13B
| $930K | ﹤0.01% |
32,900
| – | – |
|
|
ECOL
3837
DELISTED
US Ecology, Inc.
ECOL
| $929K | ﹤0.01% |
+29,080
| New | +$961K |
|
|
SPTN
3838
DELISTED
SpartanNash
SPTN
| $928K | ﹤0.01% |
36,012
+9,144
| +34% | +$221K |
|
|
HIBB
3839
CALL
DELISTED
Hibbett, Inc. Common Stock
HIBB
| $928K | ﹤0.01% |
12,900
| – | – |
|
3840
Orion
OEC
$353M
| $924K | ﹤0.01% |
50,332
+15,233
| +43% | +$284K |
|
|
NKLA
3841
CALL
DELISTED
Nikola Corporation Common Stock
NKLA
| $924K | ﹤0.01% |
3,120
-9,873
| -76% | -$3.29M |
|
|
ENJY
3842
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
| $924K | ﹤0.01% |
200,000
+135,165
| +208% | +$1M |
|
3843
CALL
FuboTV Inc
FUBO
$301M
| $922K | ﹤0.01% |
4,950
-5,050
| -51% | -$1.42M |
|
3844
Nature's Sunshine
NATR
$244M
| $921K | ﹤0.01% |
49,783
-5,330
| -10% | -$90.5K |
|
3845
Expro Ltd
XPRO
$2.02B
| $921K | ﹤0.01% |
64,151
+26,787
| +72% | +$439K |
|
3846
CALL
Cirrus Logic
CRUS
$5.53B
| $920K | ﹤0.01% |
10,000
| – | – |
|
3847
Patterson-UTI
PTEN
$4.7B
| $920K | ﹤0.01% |
108,859
-96,720
| -47% | -$833K |
|
|
DZSI
3848
DELISTED
DZS Inc. Common Stock
DZSI
| $918K | ﹤0.01% |
56,595
+19,572
| +53% | +$259K |
|
|
MAPS
3849
DELISTED
WM TECHNOLOGY INC A
MAPS
| $917K | ﹤0.01% |
+153,397
| New | +$1.5M |
|
3850
Moody's
MCO
$88.5B
| $916K | ﹤0.01% |
2,344
-1,566
| -40% | -$604K |
|
Similar funds
David Shaw's Q4 2021 Portfolio in Review
As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.
David Shaw withdrew a net $7.58B in Q4 2021, closing 616 positions and reducing 1,595 holdings. Its most notable exit was Aon, an estimated $179M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, up from 38% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, David Shaw opened a new position in iShares Core S&P 500 ETF worth $1.02B.
- David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
- David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
- David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
- David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
- David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
- David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
- David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.
Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.