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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+13.33%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$97.7B
AUM Growth
+$13.8B
Cap. Flow
-$2.45B
Cap. Flow %
-2.51%
Top 10 Hldgs %
12.38%
Holding
4,373
New
420
Increased
1,314
Reduced
1,591
Closed
597

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$642M
2
BA icon
Boeing
BA
+$429M
3
BABA icon
Alibaba
BABA
+$313M
4
AMD icon
Advanced Micro Devices
AMD
+$304M
5
JD icon
JD.com
JD
+$275M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.13B
2
AMZN icon
Amazon
AMZN
+$456M
3
PG icon
Procter & Gamble
PG
+$359M
4
JPM icon
JPMorgan Chase
JPM
+$304M
5
COST icon
Costco
COST
+$298M

Sector Composition

Rank Sector Weight
1 Technology 15.94%
2 Consumer Discretionary 12.37%
3 Healthcare 8.89%
4 Communication Services 6.57%
5 Financials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KYNB
3826
PUT
Kyntra Bio
KYNB
$30.4M
– –
-400
Closed -$405K
FICO icon
3827
CALL
Fair Isaac
FICO
$25.3B
– –
-31,400
Closed -$13.1M
FIVE icon
3828
Five Below
FIVE
$13.8B
– –
-3,000
Closed -$341K
FMC icon
3829
CALL
FMC
FMC
$1.38B
– –
-39,600
Closed -$3.94M
FN icon
3830
Fabrinet
FN
$15.6B
– –
-47,097
Closed -$2.94M
FONR
3831
DELISTED
Fonar
FONR
– –
-10,933
Closed -$234K
FRT icon
3832
CALL
Federal Realty Investment Trust
FRT
$10.1B
– –
-10,000
Closed -$852K
FRT icon
3833
Federal Realty Investment Trust
FRT
$10.1B
– –
-2,998
Closed -$255K
FSLR icon
3834
CALL
First Solar
FSLR
$23B
– –
-33,500
Closed -$1.66M
FSK icon
3835
FS KKR Capital
FSK
$3.29B
– –
-139,319
Closed -$1.95M
FTI icon
3836
CALL
TechnipFMC
FTI
$30.4B
– –
-80,102
Closed -$408K
GALT icon
3837
Galectin Therapeutics
GALT
$371M
– –
-78,823
Closed -$241K
GATX icon
3838
GATX Corp
GATX
$6.25B
– –
-26,552
Closed -$1.62M
GDDY icon
3839
PUT
GoDaddy
GDDY
$12.3B
– –
-12,400
Closed -$909K
GEF icon
3840
Greif
GEF
$5B
– –
-46,014
Closed -$1.58M
GIFI
3841
DELISTED
Gulf Island Fabrication
GIFI
– –
-14,662
Closed -$45K
GIL icon
3842
PUT
Gildan
GIL
$10.4B
– –
-50,000
Closed -$775K
GKOS icon
3843
Glaukos
GKOS
$10.9B
– –
-83,801
Closed -$3.22M
XRN
3844
CALL
Chiron Real Estate Inc
XRN
$492M
– –
-3,140
Closed -$178K
GNRC icon
3845
CALL
Generac Holdings
GNRC
$12.2B
– –
-33,700
Closed -$4.11M
GO icon
3846
Grocery Outlet
GO
$1.15B
– –
-68,149
Closed -$2.78M
GPN icon
3847
CALL
Global Payments
GPN
$24.7B
– –
-10,000
Closed -$1.7M
GTLS
3848
PUT
DELISTED
Chart Industries
GTLS
– –
-11,000
Closed -$533K
GTX icon
3849
Garrett Motion
GTX
$4.96B
– –
-806,045
Closed -$4.46M
GTX icon
3850
PUT
Garrett Motion
GTX
$4.96B
– –
-17,300
Closed -$96K
152 153
154
155 156

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David Shaw's Q3 2020 Portfolio in Review

As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
  • David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
  • David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
  • David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
  • David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
  • David Shaw opened 420 new positions and closed 597 in Q3 2020.
  • David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.