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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVH icon
3801
PUT
Evolent Health
EVH
$553M
$620K ﹤0.01%
+20,000
New +$480K
CBU icon
3802
Community Bank
CBU
$3.31B
$619K ﹤0.01%
+9,048
New +$649K
H icon
3803
Hyatt Hotels
H
$16.7B
$619K ﹤0.01%
+8,034
New +$606K
PHI icon
3804
PLDT
PHI
$4.22B
$619K ﹤0.01%
19,019
-14,922
-44% -$405K
HIG icon
3805
CALL
Hartford Financial Services
HIG
$37.4B
$618K ﹤0.01%
+8,800
New +$582K
SVOK
3806
DELISTED
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
$618K ﹤0.01%
62,254
– –
KVHI icon
3807
KVH Industries
KVHI
$137M
$617K ﹤0.01%
64,110
+29,755
+87% +$323K
WBK
3808
DELISTED
Westpac Banking Corporation
WBK
$617K ﹤0.01%
33,299
-5,060
-13% -$94.5K
JRVR icon
3809
James River Group Holdings
JRVR
$191M
$616K ﹤0.01%
16,332
-38,116
-70% -$1.39M
CELH icon
3810
Celsius Holdings
CELH
$8.94B
$615K ﹤0.01%
20,478
+5,085
+33% +$131K
PAR icon
3811
CALL
PAR Technology
PAR
$801M
$615K ﹤0.01%
10,000
– –
AVYA
3812
CALL
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$615K ﹤0.01%
31,100
-20,000
-39% -$441K
ALTA
3813
DELISTED
Altabancorp
ALTA
$615K ﹤0.01%
+13,926
New +$577K
ALLK
3814
CALL
DELISTED
Allakos
ALLK
$614K ﹤0.01%
5,800
– –
EVER icon
3815
PUT
EverQuote
EVER
$946M
$611K ﹤0.01%
+32,800
New +$785K
MAXN
3816
PUT
DELISTED
Maxeon Solar Technologies
MAXN
$610K ﹤0.01%
346
-200
-37% -$342K
ICPT
3817
CALL
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$610K ﹤0.01%
41,100
– –
GXO icon
3818
GXO Logistics
GXO
$5.44B
$609K ﹤0.01%
+7,759
New +$608K
SCTL
3819
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$609K ﹤0.01%
295,769
-66,557
-18% -$142K
QCRH icon
3820
QCR Holdings
QCRH
$1.64B
$608K ﹤0.01%
11,826
-6,263
-35% -$309K
OSI
3821
DELISTED
Osiris Acquisition Corp.
OSI
$608K ﹤0.01%
+61,936
New +$598K
POW
3822
DELISTED
Powered Brands Class A Ordinary Shares
POW
$606K ﹤0.01%
+61,635
New +$598K
BOCH
3823
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$604K ﹤0.01%
+39,787
New +$553K
PAGS icon
3824
PagSeguro Digital
PAGS
$2.49B
$603K ﹤0.01%
11,664
+4,841
+71% +$272K
DADA
3825
PUT
DELISTED
Dada Nexus
DADA
$601K ﹤0.01%
30,000
-21,000
-41% -$475K
151 152
153
154 155

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.