David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$602M |
| 2 |
Booking.com
BKNG
|
+$582M |
| 3 |
Walmart Inc
WMT
|
+$407M |
| 4 |
Visa
V
|
+$395M |
| 5 |
Johnson & Johnson
JNJ
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$483M |
| 2 |
Salesforce
CRM
|
+$380M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$364M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$336M |
| 5 |
Colgate-Palmolive
CL
|
+$316M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.49% |
| 2 | Consumer Discretionary | 9.18% |
| 3 | Healthcare | 8.57% |
| 4 | Financials | 8% |
| 5 | Industrials | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ALE
3751
DELISTED
Allete
ALE
| $209K | ﹤0.01% |
3,251
-15,804
| -83% | -$988K |
|
3752
CRISPR Therapeutics
CRSP
$5.89B
| $208K | ﹤0.01% |
4,600
-9,300
| -67% | -$452K |
|
3753
ASE Group
ASX
$96.5B
| $208K | ﹤0.01% |
26,095
-1,572,685
| -98% | -$11.5M |
|
3754
Torrid Holdings
CURV
$209M
| $207K | ﹤0.01% |
47,459
-14,035
| -23% | -$44.5K |
|
3755
PUT
Kyndryl
KD
$2.84B
| $207K | ﹤0.01% |
14,000
-81,000
| -85% | -$1.15M |
|
|
CTLP
3756
DELISTED
Cantaloupe
CTLP
| $207K | ﹤0.01% |
36,230
+722
| +2% | +$3.85K |
|
|
DX
3757
Dynex Capital
DX
$3.23B
| $206K | ﹤0.01% |
17,034
-21,071
| -55% | -$282K |
|
3758
F&G Annuities & Life
FG
$3.02B
| $206K | ﹤0.01% |
+11,373
| New | +$228K |
|
|
FRBK
3759
DELISTED
Republic First Bancorp Inc
FRBK
| $205K | ﹤0.01% |
150,915
-43,916
| -23% | -$86.2K |
|
|
CNR
3760
PUT
Core Natural Resources Inc
CNR
$4.81B
| $204K | ﹤0.01% |
3,500
-72,900
| -95% | -$4.15M |
|
|
DESP
3761
DELISTED
Despegar.com
DESP
| $204K | ﹤0.01% |
33,164
-127,761
| -79% | -$792K |
|
3762
Bank of Marin Bancorp
BMRC
$435M
| $203K | ﹤0.01% |
+9,295
| New | +$268K |
|
|
OTLY
3763
Oatly Group
OTLY
$493M
| $203K | ﹤0.01% |
4,202
-61,572
| -94% | -$2.88M |
|
3764
Gladstone Investment Corp
GAIN
$657M
| $203K | ﹤0.01% |
15,313
-33,867
| -69% | -$457K |
|
|
NESR
3765
National Energy Services Reunited Corp
NESR
$3.38B
| $201K | ﹤0.01% |
38,212
-66,540
| -64% | -$439K |
|
|
EQRXW
3766
DELISTED
EQRx, Inc. Warrant
EQRXW
| $199K | ﹤0.01% |
1,097,439
| – | – |
|
|
TE
3767
T1 Energy
TE
$1.37B
| $196K | ﹤0.01% |
+22,045
| New | +$192K |
|
3768
DocGo
DCGO
$37.8M
| $196K | ﹤0.01% |
22,616
+2,698
| +14% | +$23.8K |
|
3769
CALL
Bumble
BMBL
$375M
| $196K | ﹤0.01% |
10,000
| – | – |
|
3770
Willdan Group
WLDN
$1.3B
| $195K | ﹤0.01% |
+12,508
| New | +$224K |
|
3771
AudioCodes
AUDC
$237M
| $195K | ﹤0.01% |
+12,949
| New | +$220K |
|
|
SVM
3772
Silvercorp Metals
SVM
$2.84B
| $194K | ﹤0.01% |
51,100
-99,900
| -66% | -$329K |
|
|
PMT
3773
PennyMac Mortgage Investment
PMT
$810M
| $194K | ﹤0.01% |
15,758
-43,388
| -73% | -$583K |
|
3774
Polestar Automotive Holding ADS Class C-1
PSNYW
$540M
| $191K | ﹤0.01% |
7,682
| – | – |
|
3775
Horizon Bancorp
HBNC
$1B
| $191K | ﹤0.01% |
17,271
+6,347
| +58% | +$91.2K |
|
Similar funds
David Shaw's Q1 2023 Portfolio in Review
As of Q1 2023, David Shaw held 5,246 positions worth $93.4B, up 3.2% from $90.5B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
David Shaw withdrew a net $9.17B in Q1 2023, closing 860 positions and reducing 1,787 holdings. Its most notable exit was SVB Financial Group, an estimated $163M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in State Street Utilities Select Sector SPDR ETF worth $99.9M.
- David Shaw's largest Q1 2023 buy was State Street Utilities Select Sector SPDR ETF: 2,950,552 shares worth $99.9M.
- David Shaw added most to Charles Schwab in Q1 2023, an estimated $602M increase.
- David Shaw's biggest Q1 2023 reduction was Microsoft, cutting an estimated $483M.
- David Shaw fully exited SVB Financial Group in Q1 2023, selling an estimated $163M.
- David Shaw's ten largest holdings make up 11% of its $93.4B portfolio in Q1 2023.
- David Shaw opened 431 new positions and closed 860 in Q1 2023.
- David Shaw's portfolio value rose 3.2% quarter-over-quarter to $93.4B.
Based on D.E. Shaw & Co's 13F filing for Q1 2023, filed 15 May 2023.