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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$7.58B
Cap. Flow %
-6.28%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Miscellaneous 41.89%
2 Technology 13.97%
3 Consumer Discretionary 9.19%
4 Financials 7.48%
5 Healthcare 7.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OTEC
3751
DELISTED
OceanTech Acquisitions I Corp. Class A Common Stock
OTEC
$1.04M ﹤0.01%
103,988
-332,832
-76% -$3.32M
SPB icon
3752
CALL
Spectrum Brands
SPB
$2.04B
$1.04M ﹤0.01%
10,200
– –
RSI icon
3753
Rush Street Interactive
RSI
$3.03B
$1.03M ﹤0.01%
62,712
+50,410
+410% +$951K
CNK icon
3754
CALL
Cinemark Holdings
CNK
$4.24B
$1.03M ﹤0.01%
64,100
– –
AROC icon
3755
Archrock
AROC
$5.62B
$1.03M ﹤0.01%
137,965
+114,990
+501% +$925K
MYRG icon
3756
MYR Group
MYRG
$4.82B
$1.03M ﹤0.01%
9,321
-94
-1% -$10.2K
CVAC
3757
PUT
DELISTED
CureVac
CVAC
$1.03M ﹤0.01%
30,000
– –
IP icon
3758
PUT
International Paper
IP
$21.1B
$1.03M ﹤0.01%
21,900
-1,226
-5% -$60.5K
ASH icon
3759
Ashland
ASH
$3.39B
$1.03M ﹤0.01%
+9,529
New +$959K
TUP
3760
PUT
DELISTED
Tupperware Brands Corporation
TUP
$1.03M ﹤0.01%
+67,100
New +$1.25M
BDSI
3761
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$1.02M ﹤0.01%
329,923
+195,875
+146% +$659K
APMI
3762
DELISTED
AxonPrime Infrastructure Acquisition Corporation Class A Common Stock
APMI
$1.02M ﹤0.01%
+104,107
New +$1.01M
EHTH icon
3763
PUT
eHealth
EHTH
$36.5M
$1.02M ﹤0.01%
40,000
– –
ROCLU
3764
DELISTED
Roth CH Acquisition V Co. Unit
ROCLU
$1.02M ﹤0.01%
+100,000
New +$1M
AFG icon
3765
American Financial Group
AFG
$11.8B
$1.01M ﹤0.01%
7,395
-7,145
-49% -$982K
EB
3766
DELISTED
Eventbrite
EB
$1.01M ﹤0.01%
58,113
-633,118
-92% -$11.7M
ITW icon
3767
CALL
Illinois Tool Works
ITW
$80.2B
$1.01M ﹤0.01%
4,100
+800
+24% +$186K
SNPO
3768
DELISTED
Snap One Holdings Corp. Common Stock
SNPO
$1.01M ﹤0.01%
47,985
+2,533
+6% +$47.9K
TCBK icon
3769
TriCo Bancshares
TCBK
$1.72B
$1.01M ﹤0.01%
23,541
-6,171
-21% -$271K
UHS icon
3770
CALL
Universal Health Services
UHS
$10.2B
$1.01M ﹤0.01%
+7,800
New +$1M
CALA
3771
DELISTED
Calithera Biosciences, Inc
CALA
$1.01M ﹤0.01%
75,928
+73,331
+2,824% +$1.84M
BNED icon
3772
Barnes & Noble Education
BNED
$424M
$1.01M ﹤0.01%
1,480
+93
+7% +$85.3K
MFG icon
3773
Mizuho Financial
MFG
$127B
$1M ﹤0.01%
392,450
+96,751
+33% +$255K
GMFIU
3774
DELISTED
Aetherium Acquisition Corp Unit
GMFIU
$1M ﹤0.01%
+100,000
New +$1M
PAAS icon
3775
PUT
Pan American Silver
PAAS
$22.8B
$999K ﹤0.01%
40,000
– –
149 150
151
152 153

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $7.58B in Q4 2021, closing 616 positions and reducing 1,595 holdings. Its most notable exit was Aon, an estimated $179M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, up from 38% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, David Shaw opened a new position in iShares Core S&P 500 ETF worth $1.02B.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.