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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$87.5B
AUM Growth
+$6.24B
Cap. Flow
-$2.46B
Cap. Flow %
-2.82%
Top 10 Hldgs %
10.13%
Holding
4,337
New
572
Increased
1,477
Reduced
1,498
Closed
412

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$546M
2
AMZN icon
Amazon
AMZN
+$515M
3
TSLA icon
Tesla
TSLA
+$389M
4
NFLX icon
Netflix
NFLX
+$322M
5
ADBE icon
Adobe
ADBE
+$305M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$836M
2
CELG
Celgene Corp
CELG
+$460M
3
NVDA icon
NVIDIA
NVDA
+$429M
4
COP icon
ConocoPhillips
COP
+$311M
5
BIIB icon
Biogen
BIIB
+$301M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Consumer Discretionary 11.76%
3 Healthcare 10.16%
4 Financials 7.89%
5 Industrials 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORTX
3751
DELISTED
Orchard Therapeutics plc American Depositary Shares
ORTX
$200K ﹤0.01%
+1,458
New +$177K
ACGN
3752
DELISTED
Aceragen Inc
ACGN
$200K ﹤0.01%
6,479
-308
-5% -$11.5K
TFSL icon
3753
TFS Financial
TFSL
$4.95B
$199K ﹤0.01%
10,126
-6,677
-40% -$129K
ACIC icon
3754
American Coastal Insurance
ACIC
$441M
$198K ﹤0.01%
+15,678
New +$199K
CMO
3755
DELISTED
Capstead Mortgage Corp.
CMO
$198K ﹤0.01%
+25,029
New +$193K
DS
3756
DELISTED
Drive Shack Inc.
DS
$196K ﹤0.01%
53,490
+6,721
+14% +$26.7K
CTSO icon
3757
Cytosorbents Corp
CTSO
$23.3M
$195K ﹤0.01%
+50,767
New +$221K
SFE
3758
DELISTED
Safeguard Scientifics, Inc.
SFE
$195K ﹤0.01%
17,776
-25,859
-59% -$296K
HBT icon
3759
HBT Financial
HBT
$1.31B
$194K ﹤0.01%
+10,237
New +$175K
DBRG icon
3760
DigitalBridge
DBRG
$2.95B
$193K ﹤0.01%
10,163
-1,967
-16% -$40.5K
CNSL
3761
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$193K ﹤0.01%
49,690
+27,486
+124% +$106K
UA icon
3762
PUT
Under Armour Class C
UA
$2.25B
$192K ﹤0.01%
10,000
– –
BNED icon
3763
Barnes & Noble Education
BNED
$430M
$191K ﹤0.01%
448
-149
-25% -$61.3K
NMRK icon
3764
Newmark Group
NMRK
$2.91B
$190K ﹤0.01%
14,145
-4,280
-23% -$49.9K
GAIN icon
3765
Gladstone Investment Corp
GAIN
$657M
$189K ﹤0.01%
+14,282
New +$193K
ITI
3766
DELISTED
Iteris, Inc.
ITI
$187K ﹤0.01%
37,555
-14,759
-28% -$75.1K
RFL icon
3767
Rafael Holdings
RFL
$114M
$186K ﹤0.01%
10,599
-4,222
-28% -$76.9K
AVXL icon
3768
Anavex Life Sciences
AVXL
$288M
$185K ﹤0.01%
+71,550
New +$188K
HL icon
3769
Hecla Mining
HL
$13.7B
$185K ﹤0.01%
54,500
+32,956
+153% +$80.8K
NTLA icon
3770
Intellia Therapeutics
NTLA
$1.76B
$185K ﹤0.01%
+12,625
New +$176K
DLTH icon
3771
Duluth Holdings
DLTH
$143M
$184K ﹤0.01%
+17,502
New +$163K
WVE icon
3772
Wave Life Sciences
WVE
$1.01B
$181K ﹤0.01%
22,548
+3,858
+21% +$94.6K
FDUS icon
3773
Fidus Investment
FDUS
$752M
$180K ﹤0.01%
+12,112
New +$182K
FLG
3774
CALL
Flagstar Bank National Association
FLG
$5.57B
$180K ﹤0.01%
5,000
– –
AXAS
3775
DELISTED
Abraxas Petroleum Corp
AXAS
$180K ﹤0.01%
25,579
-15,677
-38% -$101K
149 150
151
152 153

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David Shaw's Q4 2019 Portfolio in Review

As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
  • David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
  • David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
  • David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
  • David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
  • David Shaw opened 572 new positions and closed 412 in Q4 2019.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.