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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.31%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$81.2B
AUM Growth
+$1.02B
Cap. Flow
+$958M
Cap. Flow %
1.18%
Top 10 Hldgs %
10.24%
Holding
4,189
New
550
Increased
1,503
Reduced
1,391
Closed
422

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$354M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$309M
3
MSFT icon
Microsoft
MSFT
+$307M
4
ADP icon
Automatic Data Processing
ADP
+$266M
5
C icon
Citigroup
C
+$251M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$567M
2
FIS icon
Fidelity National Information Services
FIS
+$410M
3
MDT icon
Medtronic
MDT
+$359M
4
AMZN icon
Amazon
AMZN
+$297M
5
ATVI
Activision Blizzard
ATVI
+$272M

Sector Composition

Rank Sector Weight
1 Technology 15.15%
2 Consumer Discretionary 12.74%
3 Healthcare 11.89%
4 Financials 8.05%
5 Industrials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVY icon
3751
Avery Dennison
AVY
$13.6B
– –
-25,428
Closed -$2.94M
AXDX
3752
DELISTED
Accelerate Diagnostics
AXDX
– –
-2,780
Closed -$636K
AYI icon
3753
PUT
Acuity Brands
AYI
$10.2B
– –
-4,600
Closed -$634K
AZN icon
3754
AstraZeneca
AZN
$263B
– –
-131,259
Closed -$10.8M
BANF icon
3755
BancFirst
BANF
$3.73B
– –
-9,245
Closed -$515K
BCC icon
3756
Boise Cascade
BCC
$2.83B
– –
-61,438
Closed -$1.73M
BCH icon
3757
Banco de Chile
BCH
$21.5B
– –
-16,999
Closed -$505K
BGC icon
3758
BGC Group
BGC
$5.61B
– –
-174,037
Closed -$911K
BHR
3759
Braemar Hotels & Resorts
BHR
$141M
– –
-10,681
Closed -$105K
BIO icon
3760
CALL
Bio-Rad Laboratories Class A
BIO
$10.4B
– –
-7,600
Closed -$2.38M
BNY
3761
CALL
Bank of New York Mellon
BNY
$111B
– –
-39,600
Closed -$1.75M
BOOT icon
3762
Boot Barn
BOOT
$4.84B
– –
-15,467
Closed -$551K
BRFS
3763
DELISTED
BRF SA
BRFS
– –
-833,376
Closed -$6.33M
BTI icon
3764
British American Tobacco
BTI
$122B
– –
-227,135
Closed -$7.92M
BURL icon
3765
Burlington
BURL
$19.8B
– –
-2,200
Closed -$374K
BW icon
3766
Babcock & Wilcox
BW
$1.17B
– –
-12,460
Closed -$43K
BWXT icon
3767
BWX Technologies
BWXT
$13.7B
– –
-6,788
Closed -$354K
BXC icon
3768
BlueLinx
BXC
$656M
– –
-19,232
Closed -$381K
BXMT icon
3769
Blackstone Mortgage Trust
BXMT
$2.36B
– –
-57,471
Closed -$2.04M
NXH
3770
Neighborhood Intelligence Inc
NXH
$388M
– –
-222,815
Closed -$2.28M
CAC icon
3771
Camden National
CAC
$952M
– –
-5,936
Closed -$272K
CACI icon
3772
CALL
CACI
CACI
$13.5B
– –
-1,800
Closed -$368K
CADE
3773
DELISTED
Cadence Bank
CADE
– –
-7,867
Closed -$228K
CARM
3774
DELISTED
Carisma Therapeutics
CARM
– –
-1,060
Closed -$32K
CASS icon
3775
Cass Information Systems
CASS
$734M
– –
-6,816
Closed -$330K
149 150
151
152 153

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David Shaw's Q3 2019 Portfolio in Review

As of Q3 2019, David Shaw held 4,189 positions worth $81.2B, up 1.3% from $80.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q3 2019 filing shows 550 new, 1,503 increased, 1,391 reduced and 422 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M. The largest sale was Anadarko Petroleum, an estimated $567M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2019 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M.
  • David Shaw added most to PayPal in Q3 2019, an estimated $354M increase.
  • David Shaw's biggest Q3 2019 reduction was Fidelity National Information Services, cutting an estimated $410M.
  • David Shaw fully exited Anadarko Petroleum in Q3 2019, selling an estimated $567M.
  • David Shaw's ten largest holdings make up 10% of its $81.2B portfolio in Q3 2019.
  • David Shaw opened 550 new positions and closed 422 in Q3 2019.
  • David Shaw's portfolio value rose 1.3% quarter-over-quarter to $81.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.